Study I of How those Christians fight!

The Inclusion Controversy

Introduction

I wrote this study in the mid-1990’s as one of a series of studies on how we Christians have made our decisions over the centuries. In secular terms the studies could be called the group dynamics of Christian decision-making. More accurately, they study how the Holy Spirit has guided us in major decisions throughout our history.

After I wrote the present study I discovered that much of its territory had already been covered by Luke Timothy Johnson in his book Scripture and Discernment: Decision-Making in the Church. When I look at his work and mine I see that we agree on practically everything that matters, but that from time to time I make a point that is not to be found in his work. So I offer this study as a supplement to his.

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The first great controversy of the church concerned the gentiles. Were they to be included in the church? Were they to keep the law of Moses? Were the males to be circumcised? Were Jews and gentiles to associate freely? If so, under what conditions? In such association were the Mosaic food laws to be observed strictly or could the laws be relaxed? And so on. The controversy involved a tangle of subordinate questions.

In this chapter we shall look first at the first-century context of the controversy. Then we shall explore factors in the ministry of Jesus which tended to lead toward the controversy. Next we shall study the controversy from two points of view  as recounted years later in the Book of Acts, and as found in a participant’s angry letter during the controversy, Paul’s Letter to the Galatians. Throughout we shall apply the sorts of principles we have seen in Chapter One and look for still others that may emerge.

First-century Judaism and gentiles

Since the conquests of Alexander the Great in the fourth century b.c., the people of Israel had been surrounded by a Greek culture that threatened to overwhelm them, and they had successfully fought the Maccabean wars to thwart attempts to acculturate them to Hellenism (i.e., the Greek culture that had spread throughout the Mediterranean world). Resistance to the Greek world was a condition of Jewish identity.

But also during this period Jews were spreading throughout the Mediterranean world. Contact between Jew and gentile was becoming an everyday occurrence. Some gentiles found Judaism appealing and Judaism seems to have been actively seeking proselytes. The Book of Acts depicts a situation in which synagogues had around them groups of “God-fearers,” gentiles who were attracted to Judaism, who listened in on synagogue worship and teaching and practiced a devout life, but did not become Jews. i

In this context two schools of thought evolved among Jews concerning the status of gentiles. One opinion was that gentiles could only be saved by becoming Jews and keeping the Mosaic law. The other opinion was that gentiles need not become Jews in order to be saved and need not keep the Mosaic law, but did need to keep the law that had been given to Noah (the “Noahide law”) at the time of the covenant signified by the rainbow.

The God-fearers were regarded [by some first-century Jews] as having their own Patriarch, Noah, and their own covenant with God, which God made with Noah after the Flood. Noah, it should be remembered, was not a Jew. He lived long before the Israelite nation came into being. Yet he was regarded as a holy and good man, who worshipped the One God, and who received a revelation and covenant from him long before the covenants of Abraham and Sinai, a covenant not rendered obsolete by those later covenants with Israel. Any Gentile who subscribed to the covenant of Noah was thereby saved. … The covenant with Noah involved …“the Seven Laws of the Sons of Noah.” … This code is found in various forms in the rabbinic writings. One form is found in the New Testament, in the rules laid down by Jamesii … for the guidance of God-fearers attached to the Jesus movement.iii

 

Jesus’ ministry: movement, apostolicity, and inclusivity

Movement

Jesus started a movement. He did not establish an institution. He did not act alone as the prophets had done. He gathered people together, attracted people to himself, energized them, and started them moving. Where he was, people were coming and going, to him and from him. Where he sent people, there occurred healings, exorcisms, miracles. And after his death his followers spread into the entire Mediterranean world taking his message and the message about him to all peoples.

A movement is a succession of changes, one after another, one change leading to another, until finally the movement loses energy and dies out. Jesus started a succession of changes. Eventually that succession of changes died out and the group became the institutional church from which our present day churches descend.

That the primitive church was more movement than institution  unlike today’s churches  is an important factor in understanding this controversy, for it is one of the factors explaining how such a radical change as the inclusion of gentiles within a Jewish movement took place. In a movement change is the predominant norm; whereas in an institution staying the same  stasis  is the predominant norm.

A movement also has other important characteristics. A movement has an inspiring vision by which it is energized. “In-spiring”  that is, filled with spirit. Spirit and vision go together. Vision in-spires. If you and I are filled with a glorious vision of, say, educating the illiterate or healing the sick or reconciling warring peoples  if we are possessed by some great ideal  we are enthusiastic, energized, filled with spirit by this vision. The literal meaning of “enthusiastic” is important here. It means “possessed by a god.” One who is enthusiastic is one who is possessed by a god. So vision and spirit go together. When we begin our examination of Acts we shall see vision and Holy Spirit and rapid movement.

Apostolicity

Another important characteristic of a movement is its energizing and empowering of many people. Movements have leaders, but the vision which possesses the movement is of such power it tends to provide guidance for many of the common folk of the movement. Many Civil Rights demonstrations were planned and organized by designated leaders, but many others occurred spontaneously because ordinary people saw the vision vividly and responded to it. Movements tend to multiply and coordinate the actions of many people through the power of the vision and the enabling spirit.

Christianity has a special name for this characteristic  apostolicity. The church is apostolic, sent to carry out the vision given by her Lord.

This sending by Jesus involves entrusting and empowering by Jesus. He does not draw up a detailed list of changes to be made; instead he gives the apostles a short list of objectives, tells them he will empower them with his Spirit and to trust in the Spirit, and sends them out.

Go … and make disciples of all nations, baptizing them in the name of the Father and of the Son and of the Holy Spirit, and teaching them to obey everything that I have commanded you. And remember, I am with you always, to the end of the age.” (Matthew 28:19–20)

You will receive power when the Holy Spirit has come upon you; and you will be my witnesses in Jerusalem, in all Judea and Samaria, and to the ends of the earth.” (Acts 1:8)

That Jesus trusts and empowers his followers sets the conditions of our Christian decision-making today. We have not been given a detailed list of do’s and don’ts by Jesus. Instead we  the apostolic church  have been entrusted and empowered to make decisions in his Name and in his Spirit.

Inclusivity

The gospels tell us of a Jesus who creates a movement toward inclusion of gentiles by his radical inclusion of outsiders. He is remarkably free and open with the diseased, the poor, sinners, women, tax collectors, prostitutes, Samaritans, gentiles. He incurs ritual uncleanness by touching (or welcoming the touch of) ritually unclean persons such as lepers and the hemorrhaging woman.

His openness toward non-Jews is of particular interest to us. The crowds that follow him include gentiles and Samaritans. He travels through Samaritan and gentile country. He speaks favorably of a Samaritan in the parable of the Good Samaritan. He enrages the people of Nazareth by pointing out that at a time of famine Elijah was sent to no one but a gentile widow, and that Elisha did not heal Jewish lepers but rather the gentile Naaman.

There are a few counter-indications, but the preponderance of the evidence points to a Jesus who starts a movement toward outsiders.

The inclusion controversy in Acts: The Spirit guides the movement

The Acts of the Apostles describes a movement guided by the Holy Spirit. Not only has the Spirit spoken through the prophets and the scriptures, not only is the Spirit poured out on the disciples on the day of Pentecost, not only is the movement a Holy Spirit-filled movement, but the Spirit speaks to and through believers. The Spirit speaks through Peter and others as they proclaim the word of God. The Spirit tells Philip to join the Ethiopian eunuch in his chariot. The Spirit tells Peter to go with the messengers from Cornelius and not to make any distinction between Jews and the gentiles gathered in Cornelius’ house. The Spirit tells the church at Antioch to set Barnabas and Saul apart for work to which the Spirit has called them. The Spirit sends Paul and Barnabas to Seleucia and Cyprus but forbids them to go to Asia. And so on. Throughout Acts we hear of the Spirit (or sometimes an angel) telling believers what they should do.

Wonderful! That’s just what we Christians are looking for in our controversies!  guidance from the Holy Spirit. And to have a whole book of holy scripture dedicated to that topic is surely a great boon.

But Acts does not tell us explicitly how Peter or Paul or other believers know it is the Holy Spirit and not some other spirit who is speaking to them. Acts just says, “The Spirit said …” or “through the Holy Spirit they …,” etc. So we shall have to look carefully at circumstances to see what we can discover about how believers distinguish between the guidance of the Holy Spirit and the misleadings of other spirits.

The succession of changes in the beginning days of the movement: momentum toward radical change

Vision and Spirit fill the beginnings of the movement. The resurrected Jesus confers with his disciples and gives them a missionary mandate, they witness his ascension, and soon are baptized with his Holy Spirit. They perceive both a gap and likenesses between the vision they have been given and the world in which they find themselves. They see the general shape of the task confronting them, the problem to be solved, and set out to work it through.

They quickly take care of some house-keeping matters. They select leaders. They establish a pattern of meeting and worshiping together. They begin looking out for each other, sharing goods and money. They establish group discipline.

Enthusiasm is high. Their leaders work signs and wonders. Living in expectation of the last day, they begin their mission. Their program of radical change is underway.

They claim that a higher authority than the law of Moses has arrived.

Peter … addressed the people. … “Moses said, ‘The Lord your God will raise up for you from your own people a prophet like me. You must listen to whatever he tells you. And it will be that everyone who does not listen to that prophet will be utterly rooted out of the people.’” (Acts 3:11, 2223)iv

 

They proclaim a new key to scripture  Jesus Messiah  whose coming reveals new meanings of scripture. They declare that scripture foretells and pre-figures what they have experienced. They proclaim a new way of salvation. They encounter many persons hungry to hear the word which they proclaim and they grow rapidly in numbers. The changes they begin create powerful enemies who begin to persecute the movement, creating a climate of “us” versus “them.” The movement’s tight-knit character and its sense of the gap between its vision and the world is reinforced.

And little by little they begin to move toward gentiles.

First actions in the spread of the movement

First spread of the movement to non-Jews (Samaritans): Action and policy

The first explicit indication of diversity of membership as characterizing the Christian movement occurs on the day of Pentecost when disciples are endowed with divers languages, and onlookers are from all over the Mediterranean world. Soon thereafter we hear of “Hellenists” as well as “Hebrews” within the movement. This diversity within the early movement is a stepping-stone toward the wider diversity to come.

The movement is not long confined to Jerusalem. It soon begins a step by step journey to the whole Mediterranean world. With the stoning of Stephen a persecution begins and “all except the apostles [are] scattered throughout the countryside of Judea and Samaria.” (Acts 8:8)v Now believers must decide whether to proclaim the word to Samaritans.

In the encounter of believers with Samaritans we can trace a relatively simple process of decision-making and development of tradition. The encounter forces the movement to choose between the Jewish tradition of non-association with Samaritans, on the one hand, and, on the other hand, the vision of openness set by Jesus’ ministry and by Jesus’ mandate to go out into all the world. Now that we are face to face with Samaritans, are we to welcome them or are we to keep ourselves separate in accordance with the Mosaic laws of purity?

Philip decides for openness. Does he consult with others in making his decision? Or does he do it on his own? We are not told.

Crowds of Samaritans respond to Philip’s message with eagerness, joy, and healings. The apostles send Peter and John to Samaria. We are not told why. Perhaps the Jerusalem authorities immediately recognize Philip’s action as a natural extension of Jesus’ ministry and send Peter and John in support. Perhaps they are not sure about his decision and want Peter and John to investigate. Perhaps they simply want to keep in touch with this new development. Or perhaps they are alarmed at the decision and want Peter and John to intervene.

Peter and John concur in the mission and lay hands on the baptized Samaritans for the receiving of the Holy Spirit. Then, as the two return to Jerusalem, they proclaim the word to many Samaritan villages.

We hear no more about the mission to the Samaritans, but it seems safe to assume that others continue it. The decision is certainly accepted and the movement proceeds toward the next wave of change. A policy has been set through this series of actions and now becomes part of the tradition.

The alternation of action and policy in movements

The mission to the Samaritans offers a simple, relatively non-controversial example of the alternation of action and policy in a decentralized movement. Had the Christian movement of the first century possessed the centralized organization of the later church, the apostles in Jerusalem might have looked about them for a ripe mission field, selected Samaria, and sent a mission team with a full set of instructions about what to do. In that case policy would have preceded action. But it did not work that way. Instead Jewish Christians went to Samaria, not as a result of planning, but in order to flee persecution, and there they were presented with questions of practice. They made action decisions; that is, practical decisions about what to do about a problem they were facing. Some of them probably decided not to associate with Samaritans, but others decided to welcome the Samaritans into the movement. Thus, in this case policy followed action.

How experience is acquired and tradition is developed by the mission to the Samaritans

In these incidents experience is being acquired by believers.

  • Jewish believers learn what it is like to associate with and even include non-Jews.

  • By extending Jesus’ ministry of healing and exorcism to the Samaritans the movement has an experience of responsibility, authority and power.

  • Jewish believers see Samaritans receive the Holy Spirit, the same experience, unique to the movement, that they have had. In all likelihood this is taken as a sign of divine inclusion: to receive the Holy Spirit is a mark of incorporation into the movement.vi

There are many other kinds of experience involved in this sequence of actions, but we don’t need to go into them all. The point is that these experiences constitute the beginnings of tradition in the sense of learning from experience.

A second way of seeing the mission to the Samaritans is under the heading of precedent for future actions.

  • The movement will proclaim the word to non-Jews (at least Samaritans, and possibly others).

  • The movement will baptize them.

  • The movement will accept them as fellow believers.

  • And each of these precedents involves precedents concerning conditions  the conditions of baptism, the conditions of inclusion in the movement. When do we baptize? When do we include someone?

A third way of looking at the mission concerns process precedent, the way in which the movement makes decisions.

  • Individuals are able to make action decisions on their own but their decisions are subject to review by apostolic authority.vii

  • Action may precede policy in some instances.

  • Policy may reverse the precedent set by action. This does not occur in these events, but the power of review carries this implication.

  • The receiving of the Holy Spirit, eager and joyous reception of the word, and healings and exorcisms are signs confirming an action decision.

We must emphasize that in speaking of “precedent” and “tradition” we do not mean “unbreakable precedent” or “unalterable tradition.” Not at all. These are the beginning years. Much is tentative. We mean precedent and tradition in the minimal sense of patterns of behavior and thought that have been used without being overturned and are therefore more likely than other patterns to be followed in the future.

Other learnings about process: generation of problems, testing of change, reinforcement of a movement

Notice that in this example the problem (“What shall we do about Samaritans?”) does not arise because someone meditates on the bible or on Jesus’ words and says, “We must go to the Samaritans.” No. The problem arises because believers perceive a gap between vision and reality. The vision is a Jesus open toward outsiders who commands us to proclaim the gospel to the ends of the earth. The reality is that Jews and Samaritans do not associate. The tension between vision and reality generates a problem.

Note also the constructive role of conservative reaction. Asking questions about an action and investigating it (as the apostles in Jerusalem may have done) are often constructive. Indeed, without such reactions to force examination of change, the latter is liable to be ill-founded. Examined change is likely to be sounder than unexamined.

There is a further aspect to these events  the reinforcing and re-energizing of the movement. Nothing succeeds like success. Imagine what a difference it would have made if Philip’s ministry had met with hostility from the Samaritans. Would he have continued? It would certainly not be surprising if he had not. So the enthusiasm of the Samaritans, the growth in numbers, the signs and wonders and healings, and, above all, the baptism of the Samaritans by the Holy Spirit all in-spire, all energize, all keep the movement in movement. These changes, having met with evident approval of both human beings and the Spirit, will now lead to further changes, and are expected to do so.

Further actions in the spread of the movement

Baptism of the Ethiopian eunuch

The next action in the church’s movement toward gentiles is Philip’s baptism of an Ethiopian eunuch. We do not know whether the eunuch is Jew or gentile. However, Acts singles out this baptism to tell in some detail. If it is not the first baptism of a gentile, it is at least in preparation for it and Acts takes pain to show that it occurs by divine intervention through two divine inspirations and two coincidences.

The two divine inspirations are that

an angel tells Philip to go to the road from Jerusalem to Gaza, where he encounters the eunuch; and that

the Spirit tells Philip to join the eunuch in his chariot.

The two coincidences are that

as soon as Philip approaches the chariot, he finds the eunuch reading a passage of scripture used by believers to proclaim the word, and the eunuch welcomes Philip’s offer to interpret the passage; and that

as soon as the eunuch accepts Philip’s interpretation and wishes to be baptized, they encounter water (an infrequent occurrence in that part of the world!).

Acts clearly sees the coincidence of inspiration and immediate opportunity to fulfill the inspiration to be a sign of divine origin. God commands and then provides. We shall find this point of Lucan spirituality even more vividly illustrated in the story of Cornelius and his household.

We can say that divine inspiration and timeliness of opportunity tend to go together, and that, conversely, wrong or misleading ideas prove untimely. As a rule of thumb we can say, Divinely inspired action is timely.

Baptism of Cornelius and his household: Action and policy

The first century was timely for the spread of the new movement because, as we have seen, it was a time of encounter between Jew and gentile all over the Mediterranean world. And now that some Jews had become Christians and were being scattered by persecution, many believers were encountering gentiles open to the new faith.

Acts paints a picture of believers filled with the Spirit of Jesus, hungry to proclaim the word and encountering gentiles hungry to receive it. Yet they are unable to feed that hunger by baptism so long as they observe the traditional Jewish prohibition proclaiming gentiles unclean. How often must Peter and other believers have gone to bed frustrated and burdened by the prohibition! How often must they have felt the inconsistency between Jesus’ openness and the prohibition! How often must they have prayed! How often must they have asked themselves, “We have taken the message to the Samaritans. Why not also to the gentiles? Jesus was open to gentiles. Why shouldn’t we include them?”  to which, very likely, a voice responded, “Yes, Jesus showed openness and love toward gentiles, but he did not reach out to include them among his followers. He included only Jews.” Finally, the situation reaches a crisis. Something must give, and Peter is granted divine guidance.

In the baptism of the gentile Cornelius and his household Acts carefully shows us how the Spirit of the movement guides participants by a surprising number of means. (These means are italicized in the following description.)

Providential convergence of events in preparation for the baptism of Cornelius and his household occurs as soon as the Ethiopian eunuch is baptized. Philip is snatched away by the Holy Spirit, finds himself on the south of the Mediterranean coast and travels north proclaiming the word in the towns of Azotus, Lydda, Joppa and Caesarea, taking up residence in the last. Cornelius lives in Caesarea and thus is in all likelihood influenced to some degree by Philip’s preaching. Lydda and Joppa are soon visited by Peter.

The central part of the story might be called, “The Four Days of Cornelius.” On the first day, at three in the afternoon (a significant time, we learn later) Cornelius is praying and has a vision. In it an angel of God tells him to send to Joppa for Peter. On the second day at noon, as Cornelius’ messengers are approaching Joppa, Peter prays and his prayer turns out to prepare for the arrival of the messengers (convergence of events). He becomes hungry and while food is being prepared he has a vision which uses biblical imagery (unclean foods) sparked by his current state (hunger) and depicting a current problem (the relation of Jew and gentile). To use our modern vocabulary, we can say that Peter does a biblical meditation on a current problem. A voice declares the foods (i.e., gentiles and table-fellowship of Jews with gentiles) clean  “What God has made clean, you must not call profane.” (Acts 10:15) And at that very moment (convergence of events) the messengers arrive asking Peter to go to the gentile household  Peter’s vision is confirmed by the timeliness of this event  and the Spirit tells him to go with the men (inspiration). He invites them to stay with him as his guests overnight, which involves a momentous step (risk)  associating with gentiles  a violation of the law. On the third day Peter and the men travel to Caesarea. And on the fourth day Cornelius gathers his relatives and close friends. When Peter enters the house and finds many assembled, he says that although it is unlawful for Jews to associate with or visit gentiles, God has shown him that he should not call anyone profane or unclean. Cornelius tells how at exactly this same hour four days earlier an angel directed him to send for Peter (a coincidence in time or omen which brackets the first and fourth days). Thus all who are present see how divine guidance has converged in these two lives to bring about this meeting. The two lines of guidance confirm one another. In addition, Peter no doubt perceives the marks of God’s presence in Cornelius’ life. We are told that Cornelius is not only a God-fearer, but devout, that he gives alms generously, that he prays constantly, and that he is upright and well-spoken of by the whole Jewish nation. Peter announces that he now truly understands that God shows no partiality for Jew over gentile; that is, Peter puts his experience into words, he reasons  draws conclusions  concerning it. He then proclaims the word, and as he is speaking, Cornelius and his household show clear marks of receiving the Holy Spirit  they begin to speak in tongues and praise God. Peter’s companions are “astounded that the gift of the Holy Spirit [has] been poured out even on the Gentiles.” (Acts 10:45) Peter confers with his companions  “Can anyone withhold the water for baptizing these persons who have received the Holy Spirit just as we have?” (Acts 10:47) The companions assent to the baptism confirming Peter’s understanding and proposed risk.

Thus in this story Acts tells of the following different means of divine guidance  the posing of a problem, which consists of a gap perceived between an ideal or guiding vision and the present reality; biblical meditation; visions; inspirations in which the Holy Spirit (or an angel) directs action to be taken; convergence of events (timeliness); an omen; reasoning; marks of divine presence; assent of other believers; and risk or test in action followed by confirmation or disconfirmation through the presence or absence of resulting signs such as the above.

We will discuss these and other means of divine guidance in detail in a later section of this chapter.

Reaction to the baptisms comes swiftly. “Why,” ask circumcised believers in Jerusalem, “did you go to uncircumcised men and eat with them?” (Acts 11:3)

It is important here to notice that the critics have asked a question about the behavior of Jews. The question concerns the association of Jew with gentile, table-fellowship of Jew and gentile. They could also have asked several other important questions  “Why did you baptize gentiles?” “Why didn’t you circumcise them?” “Did you instruct them in the law of Moses?” And they could have asked about gentiles behavior  “Have they agreed to keep the law?” Perhaps they had these questions in mind. But it was the opening volley in the battle over the inclusion of gentiles, and chances are these questions had not yet been sorted out. One of the tasks in the early stages of controversy is to clarify and sort out the issues  and that takes a while.

Peter responds by telling the story of the Four Days, ending with the gift of the Holy Spirit. He adds an argument in support of the baptisms, “I remembered the word of the Lord, how he had said, ‘John baptized with water, but you will be baptized with the Holy Spirit.’ If then God gave them the same gift that he gave us when we believed in the Lord Jesus Christ, who was I that I could hinder God?” (Acts 11:16–17) Thus Peter answers an unasked question  “Why did you baptize gentiles?”  and in so doing tells why he entered a gentile house and ate with them. God has shown his approval by giving them the Holy Spirit.

Notice also that Peter here appeals to the teaching of Jesus. This is another means of guidance by the Holy Spirit  conformity to the teaching of Jesus.

In this reply we also see another stage in the development of the controversy. When Peter first decided to associate with the gentiles, he had not yet seen them receive the Spirit; the gift of the Spirit was not one of the reasons for this initial step. But now that he has taken the risk of action and has seen the results, he can point to those results as a reason for the action. Risk-taking followed by favorable results is confirmed by those results. Favorable results confirm actions.

Further, to put the matter another way, Peter uses results of the action as grounds for having taken the action. Some grounds follow rather than precede action.

This is, again, a case of action preceding policy.

Reinforcement of movement, the building of chains of action

Favorable results are grounds, moreover, not only for action already taken, but for further action. That the Spirit gives favorable results to association with and baptism of gentiles provides grounds for extending the action.

Suppose, on the contrary, the gentiles had asked a lot of skeptical questions or had ridiculed Peter’s message. The movement toward the gentiles might have stopped right there. Favorable results further en-Spirit the movement.

Peter offers similar grounds years later, when the apostles and elders convene in Jerusalem to resolve the inclusion controversy. “In cleansing [the gentiles’] hearts by faith,” says Peter, “[God] has made no distinction between them and us.” (Acts 15:9) He and other Jewish Christians have seen the inclusion of gentiles result over and over again in the cleansing of their hearts by faith. Consistent favorable results become powerful grounds for continuing an action.

Thus we can see how favorable results help to build chains of action. Innovation often begins with tentative action, a small risk. If the action has favorable results, a further risk is taken. Peter’s initial step, association, results in marks of divine approval. As a consequence, and because of the Lord’s teaching about baptism with the Holy Spirit and the movement’s personal experience of that baptism, Peter turns to his companions and suggests these gentiles should be baptized. Thus because a tentative step has favorable results and those results conform to authoritative teaching and to believers’ experience, participants consult and decide to take a further step.

Another aspect of this is that the chain of action often consists of small incremental risks. First you put your toe in the water, and if it isn’t too cold, then your leg, and then the other leg, and so on. Opponents of change are certainly correct that the first small change is often but a stepping stone toward the big change. (If you let girls be acolytes they may soon demand to be priests.) But first steps do not always lead to final steps. Many a heresy has failed to win the day.

Spread of the movement to gentiles throughout the Mediterranean

After the baptism of Cornelius and his household, sporadic persecution continues to spread believers throughout the empire, increasing encounter of believers and God-fearers. Paul and Barnabas begin spreading the word to gentiles in Asia Minor. A recurring cycle of controversy erupts between proponents of law-free inclusion and those who would require circumcision and the law.

Analysis of the action phase of the movement toward the gentiles

Means used by the Holy Spirit to guide Philip, Peter and others

In this story we have noted many means of divine guidance  guiding vision; the posing of a problem; biblical meditation, visions; inspirations; convergence of events (timeliness); an omen; reasoning; marks of divine presence; assent of other believers; risk or test in action followed by confirmation or disconfirmation through the presence or absence of resulting signs such as the foregoing; and conformity to authoritative teaching.

Holy Spirit and guiding vision. The list above is a list of means-in-detail. They are like the particular utensils and ingredients a chef uses in cooking. But over all is the en-Spirited guiding vision. Where there is the Holy Spirit, there is the sacred vision. Where there is the sacred vision, there is the Holy Spirit. Peter and other believers are filled with the guiding vision of the movement and this vision is what the Spirit uses to move them to action. It is also the overall standard by which they test proposed actions. The leadings and the tests are expressed in the various ways listed above.

The posing of a problem. The group dynamics of the ’60s and ’70s analyzed change by reference to problems  people feel a need to change when they perceive a problem. More current theories emphasize vision  people are motivated toward change when they are caught up in a vision of what might be. I see the two as intimately connected. It seems to me that the catalyst leading to change is the stress created by conflict between the present situation and the guiding vision. For example, if I believe that parish churches should be pastorally sensitive to the needs of parishioners and newcomers (my guiding vision) and perceive my parish to be insensitive and unfriendly (see a gap between the present situation and the ideal), I feel stress to close the gap (I am posed with a problem). So I am motivated toward change.

Peter believes the Spirit of Jesus is calling him to reach out with the good news to all the world (the guiding vision of the movement). The tradition of Judaism places obstacles in his path. Therefore he has a problem and is motivated toward change.

Biblical meditation. We have seen how Peter does a biblical meditation on the food laws and gentiles. We also see throughout Acts the reinterpretation of scripture in the light of Jesus Messiah as key. Meditation on the scriptures in the face of some current problem or event is one of the means by which the Spirit guides not only Peter and Cornelius, but us today.

Visions. Visions and voices of the kind Acts describes are a stumbling block for modern culture. For us those who see visions or hear voices are crazy. Is there any way we can accept the events of the Four Days and still keep our credentials as modern men and women?

Acts’ three descriptions of Saul’s experience on the road to Damascus offer us a clue.

Now as he was going along and approaching Damascus, suddenly a light from heaven flashed around him. He fell to the ground and heard a voice. … The men who were traveling with him stood speechless because they heard the voice but saw no one. (Acts 9:34, 7)

I fell to the ground and heard a voice. … Now those who were with me saw the light but did not hear the voice.” (Acts 22:7, 9)

I saw a light from heaven, brighter than the sun, shining around me and my companions. When we had all fallen to the ground, I heard a voice.” (Acts 26:1314)

In all three descriptions Saul sees a light and hears a voice. But the experience of his companions is described differently from one account to another. In the first account his companions hear the voice but see no one. (It is left open whether they see a light.) In the second account they see a light but do not hear the voice. In the third account they apparently see the light and we are not told whether they hear or do not hear the voice.

Clearly Acts wants to say that the experience is reliable, that it isn’t just a figment of Saul’s imagination, because his companions also see it (in the second and third accounts) or hear it (in the first account). But just as clearly Acts also wants to say that the experience is not one of ordinary sense perception, because Saul’s companions either do not hear what he hears or do not see what he sees. And, further, Acts is inconsistent about whether the companions’ experience is one of hearing or seeing. Acts apparently has conceptual problems with the event just as we do, yet in an unworried way. It is seeking to tell us that this is an experience as real and as reliable as ordinary seeing or hearing, even though it is different from ordinary seeing and hearing.

I suggest we moderns take our clue from Acts  take the visions of Peter and Cornelius as trustworthy but not as matters of ordinary sense perception. In our way of looking at things, we can say Peter and Cornelius were in “altered states of consciousness” or they had a “vivid imaginative perception” of the solution to the problem they were facing.

Inspirations. The word “inspiration” has been secularized in our time. It is ordinarily used to mean something like “enthusiasm” or “a good idea.” In our present context we mean it literally  the entrances of spirit into the human soul, in-spirations. Various spirits, including the Holy Spirit, enter the human soul and affect it in various ways. So we are faced with the task of discerning the spirits, telling the difference between leadings of the Holy Spirit and of other spirits. The marks given in Acts serve this purpose.

Convergence of events. We have already discussed convergence of events or timeliness. I would only point here to the dramatic convergence of many events in a timely way to bring about these baptisms  the readiness of the Roman world to hear the gospel, the encounters of Jew and gentile that sensitized believers to the readiness of gentiles and raised the problem of how to relate to them, the mission to the Samaritans, Philip’s preaching of the word along the coast and in Caesarea, Peter’s travel from Jerusalem to cities near Caesarea, the devout God-fearer Cornelius’ living in Caesarea, and the converging prayers and inspirations of Peter and Cornelius.

An omen. The coincidence in time, that this event begins at three o’clock one day and its closing incident begins at three o’clock the final day, is significant enough to Cornelius that he mentions it in his greeting to Peter. But it does not consist of timeliness in the sense we have just been considering. It is a not a timeliness of fit or readiness. It is an omen or portent. Cornelius looks at this symmetrical pattern in time and seems to be thinking it is just too neat to be pure chance. Surely it is a sign. However, as omens go, it is weak, and Cornelius mentions it only in passing.

This type of sign offends the modern soul. Carl Jung offers it to us under a cleaned up, modernized name  synchronicity  and with a long description and set of illustrations. viii But I have, for myself, not found a way to make it acceptable, even when I assume a determined post-modern stance in which mythological imagination plays a large part. Perhaps we should simply look at it as a thorn in our side intended to remind us of the wide distance between our rationalist world and the spiritual world of the first century.

Reasoning. When Peter says to Cornelius and his household, “God has shown me I should not call anyone profane or unclean. … I truly understand that God shows no partiality, but in every nation anyone who fears him and does what is right is acceptable to him” (Acts 10:28, 34–35), he is stating publicly a conclusion drawn from many elements. That is, he has reasoned.

Peter has had to choose ideas to articulate his experience and observations, and by which to draw conclusions. According to Luke-Acts when Peter looks at gentiles (or anyone, for that matter), fear of God is an important consideration.ix

I have done such reasoning in the writing of this book. I have had to make many choices of words and ideas by which to do my thinking  for example, “convergence of events,” “omen,” “movement,” etc. And these choices are fundamental to the usefulness of this book. If I have chosen well, the ideas will suggest further lines of enquiry and will fit the experiences of others well enough to be helpful. If I have chosen poorly the ideas will not lead further and others will not find them a good fit.

Similarly, in the Arian controversy we will see how at first some key concepts act as barriers to the reconciliation of the controversy and how, later, their clarification acts as a help. We will also see how reasoning over a period of decades clarifies the issues and makes both the problem and its solution easier to see.

Here we see the result of Peter’s reasoning. He has chosen ideas to express his experiences and he has put them together to form conclusions.

Marks. Marks of God’s presence are stated throughout Acts. Where we see virtues  e.g., Cornelius’ righteousness, his devotion, his generous alms-giving  we know God is present. And there are marks of the Holy Spirit  tongues and praise of God.

Assent of other believers. As we have seen with Quakers and Jesuits, we see here that one way to check out the soundness of a proposal is to confer with other Christians and ask their approval or disapproval.

Test. Another method for discerning the will of God is to risk action and then look at the results. Does the action lead to good or evil? Is the action confirmed by others? In this instance when Peter takes action he is probably not thinking in terms of test, but that, nevertheless, is the effect. He takes a risk and its results verify his decision.

Conformity to authoritative teaching. In this instance this means conformity to the teaching of Jesus. Later, once the New Testament has been written and the books canonized, this means conformity to scripture.

Figure 1

How the Holy Spirit guides Philip, Peter and others

  • by an ideal or guiding vision

  • by the posing of a problem

  • by biblical meditation

  • by visions

  • by inspirations

  • by convergence of events (timeliness)

  • by an omen

  • by reasoning

  • by marks of divine presence

  • by the assent of other believers

  • by risk or test in action followed by confirmation or disconfirmation

  • by conformity to the teaching of Jesus

 

Constructive results of interaction between movement and opposition: Preparation for policy-making

The mission of Paul and Barnabas to the gentiles of Asia Minor generates such high conflict that it is hard to see how anything constructive can occur. Paul and Barnabas are driven out of Antioch of Pisidia. In Iconium they are stoned. In Lystra Paul is stoned to the extent that he appears dead. In Antioch of Syria Acts paints a picture of uncompromising conflict. If Paul or any of his opponents have any desire to seek a compromise solution we are not told of it.

Constructive processes are at work, nevertheless.

Awareness of the problem. Many people become acutely aware that although association of Jew with gentile is forbidden by Jewish law, some believing Jews are doing it anyhow. There’s a problem.

Various evidences bearing on the problem build up  growth in numbers, signs and wonders, healings, growth in charity, prophecy and teaching, confutation of opponents, eagerness to hear the word, joy in the Holy Spirit, as well as opposition and misunderstanding of the message.

Examined experience. In such a situation not only is much experience with the problem accumulated, but participants think and talk about what is happening. Raw experience becomes examined experience.

Precedents. Little by little what was an innovation comes to seem usual. At first it seems daring for Jews to associate with gentiles, but as more believing Jews do so, it becomes (for them) a norm. And other practices become normal as well. Gentiles are baptized. Churches consisting of both Jews and gentiles are established. Elders are appointed. And, most importantly of all, circumcision is not required. Precedents are being set.

Justifying scriptural texts are identified. In Antioch of Pisidia when unbelieving Jews reject the message of Paul and Barnabas, Acts for the first time tells of the apostles’ using scriptural texts to justify the mission to the gentiles. Since by this time the mission has been going on for a number of years, the role of scriptural text is being painted as ex post facto justification for the mission rather than grounds. Does this mean that Acts does not see scripture as an initiating cause of the mission to the gentiles? that for Acts scripture comes only ex post facto?

Not at all. Scriptural text may come ex post facto, but scriptural vision is surely fundamental to what occurs.

Scripture and tradition are carriers of sacred vision. They are means by which generation after generation of the People of God come to see life in a distinctive way. In turn, the guiding vision of the early Christian movement is developed from the guiding vision of first-century Judaism as transformed by Jesus. This means that the vision guiding Paul and Barnabas and other early Christians is profoundly scriptural. The mission to the gentiles derives from scripture in this fundamental sense.

As Acts paints the scene, Paul and Barnabas are guided by a vision in which the movement is called to reach out to all the world. In the incident at Antioch of Pisidia they quote Jesus as teaching such a vision as proclaimed by the prophet Isaiah. This may well be the first time they advance such a scriptural text, but from the beginning their eyes have seen the world with this scriptural vision.

It is dangerous, therefore, in considering any Christian controversy to conclude that a particular view is not biblical on the grounds that scripture is not quoted. Instead we must look to see whether the underlying vision expressed in the viewpoint flows from the vision carried by scripture and tradition. As we see here, and as we shall see in other cases, scripture itself testifies that scriptural vision often can precede scriptural text in guiding the People of God. Biblical people have, in other words, a particular view on life and are likely to see things from that point of view before they think of specific passages of scripture that express the way they are seeing things.

That Acts does not tell us earlier of the use of scriptural texts in this controversy does not mean that from Acts’ point of view such use did not occur. It may be that Acts takes such use for granted. Nevertheless, it seems safe to say that Acts does not emphasize scriptural texts as a source of change but instead emphasizes the leadings of the Holy Spirit through scriptural vision and various other means. What Acts does do is tell of the gradual ex post facto accumulation of texts in support of the changes.

Argument from common sense. Besides pointing to signs of divine approval and appealing to scriptural texts, Paul and Barnabas use argument from common sense. In Antioch of Pisidia, when Jews reject the good news, Paul and Barnabas respond, “Since you reject it … we are now turning to the Gentiles.” (Acts 13:46) They will leave where they are failing and go where they are meeting with success.

Discovery of political realities. Politics involves the interests and concerns of power groups. To know political realities is to know who wants what, who has how much power, and who is willing to do what. Participants in controversy discover these realities, and discover them more and more as the controversy progresses. As we shall see, at the Apostolic Council in Jerusalem James’ resolution of the controversy shows a fine sense of the political realities. It is probable that he had been thinking through the problem for some time before the actual convening of the council.

Possible resolutions. There are several possible resolutions to this controversy. The infant church could have decided not to associate with gentiles. Or it could have decided to associate but to require circumcision as well as baptism. Or it could have decided, as it did, to associate and not to require circumcision in addition to baptism. Or perhaps degrees of association or membership could have been devised. Of the possibilities we know that two, at least, were tried. Paul and Barnabas practiced one. The circumcised believers who came from Judea to Antioch in Syria attempted another. Others pondered the problem, no doubt trying various solutions in their minds. On-going controversy generates possible resolutions.

Development of argument-sets. A controversy consists of opposing views. As the controversy proceeds the various views advance various arguments and counter-arguments so that in time each side generates a familiar set of arguments  an argument-set  with which to support its view and to counter others. Long controversies generate standard argument-sets for the various sides. We will discuss this at some length later.

F

Constructive processes at work during controversy

  • Awareness of the problem is generated.

  • Evidences bearing on the problem are built up.

  • Examined experience is accumulated.

  • Precedents are set.

  • Relevant scriptural texts are identified.

  • Arguments from common sense occur.

  • Political realities are discovered.

  • Possible resolutions are discovered.

  • Argument-sets are developed.

igure 2

The Apostolic Council: Policy-making

Finally the controversy provokes an attempt at authoritative resolution. (Acts 15:1–6) “Certain individuals … from Judea” come to Antioch of Syria and begin teaching the necessity of circumcision.x This leads to “no small dissension and debate.” Then the church in Antioch appoints Paul and Barnabas to go to Jerusalem “to discuss this question with the apostles and elders.” When Paul and Barnabas arrive in Jerusalem and report “all that God [has] done with them,” Pharisaic believers respond, “It is necessary for [gentiles] to be circumcised and keep the law of Moses.” This leads to the convening of the council.

The council is composed of apostles and elders meeting, in all likelihood, in the presence of various others  Judaizers, members of the church in Jerusalem, persons from Antioch (including gentiles?) and still others. The central authority lies with the apostles and elders of Jerusalem, who are persons at one remove from the problem. They have personal experience of mission to their fellow Jews, but most of them do not have personal experience of mission to the gentiles  Peter being a notable exception. They hear about the problem. So, for the most part, the apostles and elders are making a decision about the actions of others. Furthermore, they have had a passive relation to the problem in that they have chosen over many years not to intervene in the mission to the gentiles. By their inactivity they have given tacit approval to what has been going on.

We have already considered the distinction between action decisions and policy decisions. Peter and his companions of the Four Days, for example, are faced with action decisions. They have to decide as agents in the events, what to do now. The grounds for their decision-making are those we have examined above  convergence of events, visions, inspirations, etc. The apostles and elders, on the other hand, have to decide policy. They are not faced with immediate questions concerning their own behavior. They do not have to decide now for themselves whether to eat with gentiles, and, if so, how, or whether to ask them to be circumcised, etc. Instead they have to decide a policy for the whole church, for the foreseeable future, not just in the present situation but in all situations of a particular kind.

On the other hand, there is a problem embedded within the problem of the inclusion of the gentiles, a problem in which the apostles and elders do have to make an action decision, a problem in which they are having present, first-hand experience and in which they are agents  the political problem of two parties in conflict. There is a Judaizing party and an open-inclusion party that are putting pressure on them. They are being lobbied by both the Judaizers and by Paul and his party. The council’s decision will be expressed in terms of the inclusion problem, but it will also be a political decision deciding matters between two parties and between the church and the parties.

By this time the policy decision has been considerably narrowed down. Action decisions gradually become policy decisions by default if they are not challenged. The various action decisions over the years, and the acceptance of those action decisions by the apostles and elders of Jerusalem without intervention, have firmly established some precedents. The word is to be proclaimed to gentiles. Jews will associate with gentiles for this purpose. Gentiles will be baptized. Only one policy decision is before the council  shall circumcision (and hence the Mosaic law) be required of the gentiles?

Council deliberations are given by Acts in four stages (Acts 15:7–21):

Much debate” (given by title in ½ verse)
A speech by Peter (quoted in
4 ½ verses)
A speech by Barnabas and Paul (given by title in
1 verse)
A speech by James in two parts
An argument supporting his decision (quoted in
5 verses)
His decision (quoted in
3 verses).

It is unfortunate for this study that Acts chooses not to tell us anything about the “much debate” except that it occurred. It does not give us the arguments pro and con  just standard arguments in support of the final decision.

Consider what we know about assemblies debating long-standing issues. What sorts of arguments do we hear? Contestants give and take views, but seldom does anyone say anything new. We hear the same arguments we have been hearing for years. And in the end it is the weighty leaders on each side who sum up those standardized positions. Except that the losing arguments are omitted, this is the what we see in the description of the Apostolic Council.

Peter presents four arguments.

  1. The gentiles have received the Holy Spirit. (15:8)

  2. God has cleansed their hearts by faith. (15:9)

  3. We Jews have been unable to bear the yoke of the law. (15:10)

  4. We Christians instead believe we will be saved through grace. (15:11)

The first argument is by now not only standard and compelling for Peter’s side of the question but for the movement as a whole. The gift of the Holy Spirit is a well-established mark of inclusion and, specifically, of God’s approval of that inclusion. Peter begins, thus, by reminding the council that inclusion of gentiles is not in question, for God has shown his approval. Only the conditions of inclusion can be in question.

The second argument is a variation on the first. The final two arguments are correlatives. And all four arguments appeal to experience.

Analysis of Peter’s arguments

At first sight it would seem that Peter is ignoring scripture and tradition, that he is appealing to experience alone. But the appearance is misleading.

The first of these experiences  the pouring out of the Holy Spirit  has been foretold by the prophet Joel:

I will pour out my spirit on all flesh;
your sons and daughters shall prophesy,
your old men shall dream dreams,
and your young men shall see visions. (Joel
2:28)

It is also the first promise of the gospel 

He will baptize you with the Holy Spirit. (Matthew 3:11; Mark 1:8; Luke 3:16; John 1:33)

In Jesus’ lifetime the promise is not fulfilled, but now in these last days it is being fulfilled. The gift of the Spirit, therefore, has great force not only because it is powerful in itself, but also because it is the fulfillment of scripture and of a dominical promise.

This gift, thus, is an experience in fulfillment of scripture and of promise.

It is important to note that experience does not cry out its meaning of itself. Experience gains meaning from the vision by which it is understood. Acts makes this point explicitly in its account of the day of Pentecost. On that day the disciples speak in tongues. Peter experiences this as the gift of the Spirit, but hostile observers experience it differently. For them it is not the fulfillment of prophesy and promise. These observers have a more worldly point of view  “They are filled with new wine.” (Acts 2:13)

The cleansing of hearts can be understood similarly.

The final two arguments concern experience of law and grace. They appeal to Jewish experience of the law and to both Jewish and gentile experience of grace, asserting that the grace of the Lord Jesus replaces the law as the means of salvation.

Here we see two oft-cited sources of Christian doctrine  tradition and experience  in direct confrontation. Experience of law and grace is being cited as grounds for overturning tradition as received by first-century Judaism.

Perhaps then the woman mentioned in the Introduction who sees scripture as used to oppress and who trusts her personal experience more than scripture is right and, paradoxically, scripture itself supports her view that experience is of higher authority than scripture and tradition. But not so. It is not Peter’s experience with Cornelius alone that leads to his changed view, but that experience as newly interpreted through his biblical meditation. And Paul clearly does not think experience by itself enough to settle the matter, for he spends extensive time and energy in Galatians and Romans to show that salvation by grace has deep biblical roots. Scripture is not overthrown by experience, but new insights into the meaning of scripture are wrought under the pressure of new experiences. As we shall see in Galatians, for example, Paul views the new understanding to be a change from seeing life in terms of one scriptural view to another  from seeing life in terms of the Mosaic covenant of law to seeing life in terms of the Abrahamic covenant of promise. Both views are scriptural, but the transformation wrought by Jesus leads from the first to the second.

It is important to note that Peter’s final two arguments establish more than is at stake before the council. The council is concerned with the conditions of inclusion and focuses just on gentiles, but this argument establishes a conclusion concerning both Jew and gentile. Neither Jew nor gentile will be saved through the law, but through faith. This conclusion is revolutionary for Jewish Christians. It is significant that Peter states the argument but does not point out its application to Jewish Christians. That would be to provoke an uproar and further controversy that would drown out the issue at hand.

Proceedings of the council continued

After Peter’s speech the council’s focus returns once more to the conditions of inclusion. Paul and Barnabas present an argument from experience, telling of “all the signs and wonders God has done through them among the Gentiles.” (Acts 15:12)

Then James presents explicit scriptural argument. He does not use the Hebrew text for his argument but the Greek translation current at the time (the Septuagint), which in this case mistranslates the Hebrew  and the Hebrew does not support his argument. Does this mean James’ argument is invalid? No. James’ argument is invalid only if the vision underlying his argument is not scriptural. That he uses a mistranslation is an accident. Whether his view is correct depends upon its consonance or dissonance with the vision taken by scripture. In most cases where scriptural text is cited to establish that a given view is orthodox and scriptural, the issue will be whether or not the text is properly interpreted; that is, whether or not the text is interpreted in consonance with the vision carried by scripture by and for the People of God. In this case the text itself is incorrect and the question becomes not whether the text is properly interpreted, but whether the interpretation in and of itself is in consonance with scriptural vision.

James now renders a decision that seems to be a political compromise.

I have reached the decision that we should not trouble those Gentiles who are turning to God, but we should write to them to abstain only from things polluted by idols and from fornication and from whatever has been strangled and from blood. (Acts 15:20–21)

Each party gets something. Neither party gets everything. The Judaizers do not get Mosaic law, but in the rules laid down by James they do get Noahide law. xi The supporters of open inclusion do not get law-free inclusion, but they do get inclusion free of Mosaic law. The decision, thus, is as much a balance between the two parties as James can achieve.

Development of the standardized argument-sets used in policy-making

We have already considered the fact that long-term controversies tend to develop standardized argument-sets. Now that we have seen the arguments presented at the Apostolic Council we are in a position to look more closely at such standardized argument-sets.

The key factor in the development of good argument-sets for use in policy-making is that the opposing parties keep in fairly good touch with each other, in continuing discourse over a period of years. When this occurs the opponents both advance arguments and hear each other’s arguments. When, in contrast, controversies are so bitter that the opponents cease to talk or listen to one another, arguments that seem convincing to one side are simply dismissed without a hearing by the other. In our own day the abortion controversy seems to be of this sort, and in it, as a consequence, only very slow progress, if any, is being made in development of argument-sets helpful to policy-making. But in healthy controversy such as the inclusion controversy a process of distillation takes place through the repetition of arguments in the face of opposition that tests them, probes them, and requires them to be refined.

The oft-repeated argument from the gift of the Holy Spirit gives us one example of standardization in Acts. There is a second consisting of Peter’s final two arguments at the council which we find used many years earlier by Paul.

Peter at the Apostolic Council: “Now therefore why are you putting God to the test by placing on the neck of the disciples a yoke that neither our ancestors nor we have been able to bear? On the contrary, we believe that we will be saved through the grace of the Lord Jesus, just as they will.” (Acts 15:10)

Paul in Antioch of Pisidia: “By this Jesus everyone who believes is set free from all those sins from which you could not be set free by the law of Moses.” (Acts 13:39)

Acts thus presents this argument as common to Peter and Paul.

The distillation of argument-sets has the following sorts of results 

  • Clarification and separation of issues. As healthy controversies progress, issues become clearer and the differences between positions become more sharply delineated. When Peter baptizes Cornelius the first question is, “Why did you associate with gentiles?” Later it becomes evident that the central issue is that of law and the questions become, “Should gentiles be required to keep the law of Moses? and even more sharply, “What is the relation of law to salvation?” The last question is extensively explored by Paul in the later stages of the controversy.

  • Focus and relevance. Issues become more focused; the arguments become more clearly relevant to the issues.

  • Effectiveness. Arguments become more refined, more effective toward their ends. Ineffective arguments are dropped.

  • Complementarity. The arguments on each side progressively take their opposites into account and become shaped to respond to one another.

  • Comprehensiveness. As the controversy progresses disputants seek out a wider range of argument until a complete stance, a complete point of view consisting of all relevant perspectives, evolves.

  • Cogency. The result of the above process is ever-increasing cogency for each argument-set. Often when persons not adhering to a particular party are presented with one party’s argument-set, they find themselves swung that way, and when they hear the opposing party’s argument-set, they are swung that way, because each argument-set consists of a complete, cogent argument.

  • Standardization. As contestants repeatedly voice and hear the argument-sets, the arguments gradually take standard form.

Figure 3

Distillation of argument-sets by long-term controversy

  • issues focused, made more clearly relevant

  • arguments more effective, refined

  • arguments complementary

  • argument-sets comprehensive

  • argument-sets cogent

  • arguments standardized

 

Incorporation of the council’s decision: Final phase of policy-making

The final stage in any controversy is incorporation of its results by the constituency in some way —full or partial acceptance or rejection or modification. Officials may decide on a policy, but only if those who must carry it out and live with it decide to accept it can the policy be considered to have won the day. The decision becomes in fact what is carried out.

In this instance we can see both an acceptance and a transformation of policy. The basic stance of the policy rapidly becomes the norm  gentiles are included in the church without requiring Mosaic law. But the requirement of Noahide law dies out and is replaced by Christian law. xii

Thus it appears that the political decision of the Apostolic Council in essence accomplished two things. First, it maintained the unity of the church and, second, by so doing made it possible for the particulars of the decision to evolve in practice over a period of centuries.

This observation leads to a curious conclusion. On the one hand we see a scriptural provision  a New Testament provision  that is ignored by the church. Christians do not keep the Noahide law nor do we feel obligated to keep it. On the other hand, the value of a political decision is made manifest. This runs counter to our tendency to think that church councils should aim purely at truth, that political considerations are somehow of lesser value.

A further observation is in order. What appears to have happened is that the council set the basic stance of the church on two matters inclusion conditions and law. Inclusion conditions will be those suitable to a catholic church (a church freely open to all peoples rather than a separatist church) and there will be some law. But the status of the law is not spelled out; the decision does not say, for example, that the law is necessary to salvation or that it and grace are both needed. The Noahide law is simply required, without explanation. The relation of grace and law is left open, and, as we know, becomes a hotly disputed issue in Christian history.

So what happens is that in the incorporation the basic stance of the policy remains, but particulars change and some important matters are left to later dispute.

Analysis of the policy-making phase of the movement toward the gentiles

Stance and particulars of the decision

Hard-fought controversies are like tugs-of-war. The sides pull against each other and the issue is settled by one side overpowering the other. The attention of the undecided tends to be focused on the back-and-forth struggle. Which side shall we choose? Which side will win?

Since long-standing controversies generate cogent standardized argument-sets, the choice becomes not so much a choice of conclusions as it is a choice of whole argument-sets and of sides.

It is also true that parties endure longer than issues. Issues come and go, but parties endure and take similar stances against one another on various issues as they arise.

It will be helpful to make a distinction between stance and particulars. A party stance is a distinctive vision of the world characteristic of the party. Particulars are the details in which a stance is expressed.

For example, in this controversy the choice of stance is between separatism and catholicity, between a party that wishes the movement to keep a distinctive identity separate from the world and bound to the People of Israel, and a party that wishes to move out into the world and freely include all peoples of the world. These stances are expressed in the particulars of circumcision or non-circumcision, keeping the law of Moses or not keeping it, observing the laws of purity or not observing them.

The choice in hard-fought debates is principally a choice of stance, since, as we have seen, the particulars may change. In this case the particulars conceded to the Judaizers soon drop by the wayside.

We should also note that the decision in such controversies tends to mean the adoption also of the argument-set in its support. The arguments in support of the council’s decision become authoritative for Christians. In the Arian controversy we will see that the adoption of the resolution involves also the choice of an argument-set that becomes orthodox for Christianity.

The politics of stance

The notion of stance brings the politics of controversy into the foreground. In our synods and other assemblies we often find ourselves caught up in contention between parties. We can’t just vote for a particular decision. When we make a decision we choose a stance. And since stances belong to parties, when we choose a stance we find ourselves forced into taking sides whether we like it or not. And that often gets in our way. “A plague on both houses!” is often our feeling. And so we want to avoid the decision, or find some way to make one without taking sides. Politics is getting in our way. We become very grateful under such conditions for a leader as astute as James who can craft a decision that somehow avoids a split between sides.

Hence also the appeal of the methods of the Quakers and Jesuits. They use methods explicitly crafted to avoid politics. Can we find some way to make this possible in our synods? That will be an important question for us in this study.

Divine intervention in the Apostolic Council

There is a remarkable contrast between the way Acts presents the action decisions of the mission to the gentiles and the way it presents the proceedings of the council. Throughout the action decisions we are told of specific divine interventions  visions, convergence of events, marks of the Spirit, and the like. But in the description of the council no such intervention is mentioned  no visions, no tongues, no inspirations  nothing of this sort. Instead the council sounds very much like one of our contemporary synods  debates, parties, arguments. Yet Acts says the council is guided by the Spirit. In the council’s decision we read, “It has seemed good to the Holy Spirit and to us … .” (Acts 15:28)

An important conclusion follows. The council itself  with its ordinary processes  is a means of divine intervention! This is not to say that the council is infallible. In fact, as we have seen, the council’s decision is altered in particulars over the course of time. The council’s basic stance  catholicity and some law  endures, but the particulars  the Noahide law  do not.

Another conclusion may be a possibility. Perhaps a primary purpose of an ecclesiastical council is to preserve the unity of the church, to arrive at a political decision that keeps the parties together, so that the church as a whole has time over a period of years to discern the spirits. Perhaps we should conclude that one of the virtues of James’ decision, with its balance of concessions to the contending parties, was to keep enough unity to make it possible for the church as a whole to discern the spirits over the next few centuries.

The Holy Spirit’s use of adversarial controversy

We should add here that Acts depicts the inclusion controversy as adversarial rather than collaborative. That is, opposing sides form, each fights for victory, and in the end the sides win or lose, in part or in whole. This means that from Acts’ point of view collaborative methods cannot make an exclusive claim to guidance by the Spirit. In Acts we see the Holy Spirit very much at work within adversarial controversy.

We need, however, to make one qualification to this observation. We have already observed that the parties to this controversy kept in touch with each other, continued in debate throughout. They did not withdraw from each other. The controversy was a dialogical adversarial controversy rather than a belligerent adversarial controversy. Where the parties are at war, where they wish to destroy each other, where they do not listen to each other, where discussion is absent, there can be little clarification of issues, little development of standardized complementary argument-sets, few constructive results.

So Acts depicts dialogical adversarial controversy, pursued in ordinary human ways and settled in a council of apostles and elders as a means of guidance by the Holy Spirit.

What then are the decisive factors in these ordinary processes by which the Spirit guides the council?

Decisive factors in the council: Personal ties, status quo, momentum

The decision at the council is rendered by James. We are not told how council members other than Peter, Barnabas, and Paul see the issue. But for purposes of analysis we are going to assume that James’ decision is reasonably representative of a large majority of the council.

We must also be clear about the ways in which the decisive factors in a council making a policy decision are different from those of agents making an action decision. There are processes within a council that are not present among agents and vice versa. There are several obvious outward signs of difference. Agents make their decisions on the run, in the midst of their problem. Policy councils deliberate at relative leisure, taking the time necessary to make a considered decision. Agents get their evidence first hand or close to first hand. Policy councils tend to get much of their evidence at second hand, by testimony of others. Agents make their decisions for themselves, for their own actions. Policy councils make decisions for others. Agents are likely to be members of just one party. Policy councils usually have multiple parties to contend with.

We can infer factors Acts sees as decisive for the council’s choice.

Personal ties. Personal ties determine many choices. In this controversy the majority has long consented to including the gentiles without requiring circumcision or the law. This means that for most of the council members, to change requires making a break, at least to some extent, in established personal ties, and making new ties with the Judaizing party.

Further, Acts portrays the weighty leaders  Peter, Paul, Barnabas, and James  as joining in support of one side. The ties of the majority to these leaders, and especially to Peter and James, are very strong. Rare is the assembly that fails to follow an alliance of its principal leaders.

Acts carefully emphasizes this point in the way it narrates the council. The movement’s leaders are given pre-eminence, and especially Peter, the chief of the twelve, and James, the Lord’s brother. Both are quoted explicitly, at some length and with placement that emphasizes their importance. Peter is quoted first. James is quoted last. And James renders the decision.

In contrast, the speech by Paul and Barnabas is given only by title. Their role is prominent in comparison to the anonymous debaters of the first part of the council, but subordinate in comparison to that of Peter and James. Acts thus pays careful attention to the weight borne by these leaders. We today may view Paul as carrying great weight, we may couple him with Peter in our thinking, but in the primitive church he is a controversial figure with many opponents. Acts gives greater weight to Peter and James.

Thus Acts pictures the power of personal ties  of members to their party and to the leadership  as strongly in favor of the supporters of catholicity.

Status quo: The status quo of the movement is greatly in favor of catholicity. By the time of the council inclusion of gentiles has been taking place for many years without requiring circumcision or the law. The Judaizers’ stance constitutes a radical reversal of precedent within the movement. Further, the Judaizers cannot even claim uncontested Jewish precedent. As we have seen, their view is only one of the first-century Jewish views  many Jews believe the law of Noah sufficient for gentiles. So because the Judaizers are asking for a change, the status quo of the group is against them. Unless the Judaizers can show compelling reason to change, the movement will continue to do what it has been doing.

Momentum: The momentum of the movement is greatly in favor of continued catholicity. There has been a progression of change in the movement toward gentiles. First there was the inclusion of “Hellenists” as well as “Hebrews.” Then the inclusion of Samaritans. Then the baptism of a gentile household. Then “some men of Cyprus and Cyrene … on coming to Antioch [speak] to the Hellenists also.” (Acts 11:20) Then the mission expands to Asia Minor, Greece, and the whole Mediterranean. And throughout all of this Jewish believers are having to decide upon degrees of association with gentiles, degrees of table-fellowship, degrees of keeping or not keeping the food and purity laws in that association, etc. There is a momentum leading from one change to another, from inclusion of one group of gentiles to another. And now at the council the question is not whether gentiles shall be included  that issue is settled  but whether conditions running counter to the momentum shall be imposed. Only in the most extraordinary circumstances, or only if a movement is dying out, could such a reversal of momentum succeed.

So personal ties, status quo, and momentum are portrayed by Acts as decisive factors in the council’s decision.

But what about argument? Doesn’t all the argument play some role in the decision? And what about scripture?

The functions of argument and scripture

To see how argument functions in this controversy it will be helpful to reconstruct, so far as we can, the Judaizers’ arguments. We are not explicitly told the Judaizers’ position, but we can confidently assume two major appeals. One concerns the relation of Israel and the world. The other concerns the Mosaic law and salvation.

We have already seen that since the fourth century b.c. the people of Israel have had to struggle against Hellenism to keep their identity. Separation from gentiles has been essential for their survival. But by the time of the Christian movement many Jews have compromised with the Greek world and many other Jews see this compromise as betrayal, as selling out to the world. For Judaizers the choice between catholicity and separatism is a choice between the world and the People of God.

If we were to put this debate into contemporary language it might sound something like this:

Judaizers. If we admit gentiles to the church without requiring the law, we will be overwhelmed by Hellenism; we will lose our Jewish identity.

Catholic party. God is not confined to Judaism. He works through Hellenism too.

Judaizers. You know what those gentiles are like. Unless they are required to keep the law of Moses the church will be infected with idolatry and sexual immorality.

Catholic party. We can accept Hellenistic culture without accepting that kind of misconduct.

And some of the catholic party  not Paul or his followers!  might add:

Some of c. p. We can take care of this problem by requiring the Noahide law. That will be sufficient to prevent infection from Hellenistic immorality.

(It should be noted that the Judaizers were right in one very important respect. The church did lose its Jewish identity and did become Hellenistic.)

This argument, then, is a discernment of spirits. The Judaizers argue that catholicity capitulates to the spirit of the world. The catholic party argues that the Hellenism is not to be identified with the spirit of the world.

The Judaizers’ second appeal is to those for whom the gift of the Spirit is not enough to provide assurance of salvation. They need the familiar assurance of keeping the Mosaic law. These are people uncomfortable with movement, people who want the security of familiar status quo.

Arguments from scripture are predominantly arguments of status quo. They appeal to the foundation upon which the People of God stand. They seek to show that the position being argued is grounded in that foundation.

The Judaizers can certainly show such grounding. Indeed their arguments from scripture must have been so familiar as to seem trite  in effect, “We are to keep the law because Moses says so, here and here and here.”

James’ argument does not reinterpret scripture; rather it maintains the commonly understood interpretation but applies it in a new way. The passages he uses have been read as belonging to the last days  in the last days the gentiles will come to the Lord. James reads these passages as applicable, not at some indeterminate future time, but now. We are living in the last days now, and so now the gentiles are to come to the Lord.

Thus the arguments in the Apostolic Council function to make clear the stances of the parties, and scriptural argument functions to show how the stances are grounded in scripture, to provide sacred grounding to those stances. Members of the council are to choose between two stances:

to include gentiles without requiring the law is 
of the Holy Spirit or
accommodation to the world;

for salvation 
life in the Spirit is sufficient or
both life in the Spirit and keeping the Mosaic law are required;

the movement finds a major grounding 
in the scriptural prophecies of the last days or
both in those prophecies and in the Mosaic law.

Each stance is cogent. There are sound reasons on both sides. The choice before the council is: to which of these stances are we being called?

As I sought (above) to recreate the Judaizers’ arguments I found myself feeling their power. The threat of the Hellenistic world must have been every bit as strong for Jews and Christians of the first century as the threat of the secular world today. I can feel the power of a stance which says, “We must keep separate from the world if we are to be true to our faith.” Therefore, I do not believe the arguments are the decisive factors. Arguments make clear the choices of stance, but arguments do not decide the issue. At least that is not how I sense that I choose my stances, or my sense of how I see others doing so. I do it by feel, by what feels right to me; that is, I choose the stance that feels most consonant with where I already stand. This means, in the case of the Apostolic Council, that the majority of members choose the stance most in accord with the stance they already take  a stance of movement into the world rather than separation from it, a stance of movement of the Holy Spirit grounded mainly in the prophecies of the last days in contrast to a stance grounded mainly in the Mosaic law. In the end it is the character of the primitive church as an en‑Spirited movement that decides the issue.

The inclusion controversy in Galatians: The Spirit guides a participant

The character of Paul’s Letter to the Galatians

In moving from Acts to Galatians we move from an overall view of the controversy to a participant’s action within it. We are shown, not the pattern by which the Holy Spirit guides the movement, but the response of one deeply sensitive soul to an event of the controversy. Turning from Acts to Galatians is like travelling from a wartime newsroom to a battle in progress. In the newsroom we stand at a distance from the war, hearing reports, tracing the course of events, following the movements of contending forces, receiving descriptions of the outcomes. In Galatians we are suddenly caught up in the midst of a particular battle, from the point of view of one of the combatants.

The situation is this. In Paul’s absence Judaizers have invaded the churches of Galatia and insisted that gentiles must be circumcised and follow the law of Moses, and some of the Galatians have apparently complied. The Letter to the Galatians is Paul’s counter-attack.

The letter is a very angry one. At its beginning, in the place in a first-century letter where it is customary to give thanks, Paul instead confronts the Galatians with an accusation—

I am astonished that you are so quickly deserting the one who called you in the grace of Christ and are turning to a different gospel. (Galatians 1:6)

He curses his opponents 

If we or an angel from heaven should proclaim to you a gospel contrary to what we proclaimed to you, let that one be accursed! (Galatians 1:8 and a similar curse in 1:9)

I wish those who unsettle you would castrate themselves! (Galatians 5:12)

He calls them names 

The other Jews joined [Peter] in this hypocrisy, so that even Barnabas was led astray by their hypocrisy. (Galatians 2:13)

And, as we shall see, he advances extravagant claims of personal authority and harshly challenges and criticizes Peter and James and other apostles. I shall even go so far as to call Paul’s claims to personal authority “offensive” and a contradiction of his own views concerning the nature of the church. (But more of that later.)

What is going on? Why such an uproar? Why does Paul so misspeak himself?

The background of the letter

A fundamental ingredient of Paul’s anger in Galatians is that this cause  law-free inclusion of gentiles  is his “baby.” He is a man possessed. He and the cause are merged.

It is a common phenomenon, someone who is so caught up in a cause that he or she cannot separate self from the cause. If you attack the cause, you attack the person. So Paul feels deeply and personally attacked.

Further, at the time of the letter Paul is surrounded by enemies. Not only in Galatia is his gospel of grace being attacked. Not only in Galatia have his converts deserted him. He has raw wounds from a similar betrayal in Antioch.

At a “private meeting with the acknowledged leaders” (Galatians 2:2) Paul had laid before them the gospel he had been proclaiming among the gentiles. Whether that “meeting” was the Apostolic Council or some other meeting, it resulted in what Paul was looking for  support for his views about mission to the gentiles. And then Peter came to Antioch and actually joined Paul and Barnabas in table-fellowship with the gentiles. What more can Paul have hoped for! He must have been filled with great joy! He has received full apostolic sanction for his work!  sanction from the “acknowledged leaders”  sanction on the spot, in practice, from Peter.

Then suddenly everything goes wrong.

Certain people [come] from James” and Peter draws back “for fear of the circumcision faction. And the other Jews [join] him in his hypocrisy, so that even [Barnabas] is led astray.” (Galatians 2:12–13)

What a blow!

Suddenly Paul loses not only all the apostolic support he thought he had achieved, he also loses Barnabas and the other Jewish Christians of Antioch who have stood with him! He finds himself alone in Antioch in defense of the gospel of grace.

And now, once again, in dealing with the Galatians he finds himself standing alone. He strikes back.

The argument-set in Galatians

One of the most important facts about Galatians is that it presents an argument-set. We shall select a few of the arguments for examination, but the first point to note is that the arguments are of a variety of types and together present a full stance. It would be tedious and unnecessary for our purposes to present and analyze all of the arguments, but to understand the nature of the argument-set we must look at some of the types.

The offensive argument: An argument for the authority of personal experience

In the opening chapter and a half of Galatians Paul seeks to establish his authority independently of any other authority. The others have betrayed him; he cannot depend on them. He argues from his personal experience. His authority, he insists, derives only from “Jesus Christ and God the Father.” (Galatians 1:1) He emphasizes that he is not “sent by human commission nor from human authorities” and his gospel “is not of human origin.” (Galatians 1:1, 11) Instead he has been commissioned “through Jesus Christ” (Galatians 1:1)and has received his gospel “through a revelation of Jesus Christ.” (Galatians 1:12) Nor when he received his gospel, did he “confer [about it] with any human being, nor … go up to Jerusalem to those who were already apostles.” (Galatians 1:16–17) He waits fourteen years before he finally checks out his gospel with the apostles! And, furthermore, in speaking of that he makes a point of his autonomy. And, in addition, “those leaders”  he means Peter! James! and other apostles!  “those leaders contributed nothing to me.” (Galatians 2:6)

This is an argument for the authority of personal experience. Because I have had a personal experience of Jesus, says Paul, my gospel is of authority, even when it is in conflict with the authority of “those leaders.”

This is a type of argument used not only by Paul but by Martin Luther, the women mentioned in the Introduction, and others who are radically unhappy with established authority or tradition. It is a distinct type of counter-traditional or rebellious argument. When I am unhappy with my tradition or my bishop (or pope or superintendent, etc.) it is often because they don’t accommodate my personal experience very well, and if I am bold enough, I will say so vigorously. So this type of argument appears in argument-sets when the position being urged is in radical conflict with tradition or other established authority.

Such argument is often offensive  and deliberately so.

Whenever I have read the opening chapter and a half of Galatians I have squirmed. Paul’s insistence on his own independent authority has seemed inconsistent with my view of Christian authority  and even with Paul’s own! I have sometimes paused and tried to find a way to reconcile what Paul is saying with the authority and dignity of the Christian community, with the Holy Spirit’s indwelling guidance of the church. I have tried to find a way to fit these harsh words into Paul’s view of the church in such places as 1 Corinthians 12 and Romans 12. But I have failed. So I have hurried on.

My present study has convinced me that these words are simply irreconcilable with any corporate view of church authority and with Paul’s own teaching. In this passage Paul is so angry that he misspeaks himself, going farther than his own views sanction. In 1 Corinthians 12:21, for example, where he is speaking of the church as made up of many members in one body, he teaches that “The eye cannot say to the hand, ‘I have no need of you,’ nor again the head to the feet, ‘I have no need of you.’” Yet here he insists that he possesses an authority which owes nothing to any other member of the body.

These words are simply offensive. There seems to be no other way to put it.

How Christians can call a passage of holy scripture offensive I will discuss in a moment. Here I plead for us to face up to the character of what Paul is saying, and not avoid as I have done for many years the fact that it is offensive. We must take holy scripture as it is and not censor it according to our own notions of what it ought to be.

Take  in its plain character  what Paul does. He says that Peter and James and the other apostles contributed nothing to him. He says that at the time of his call he did not consult with any human being. He speaks with contempt of “acknowledged leaders.” (Galatians 2:6) He calls Peter and Barnabas hypocrites. He says his authority comes only from Jesus Christ.

Thus he shows no respect for other Christians, for the corporate authority of the church, for the Holy Spirit’s presence and guidance within the church, for Peter or Barnabas. We know that Paul is isolated and has been backed into a corner. We understand that he must fight for the gospel entirely on his own. But could he not speak in sorrow? Could he not weep that Peter caved in to pressure? that Barnabas, his companion and friend and fellow-worker of many years, deserted him? And could he not show a particle of modesty?

A perfect human being would have behaved and spoken differently. But Paul is not perfect; so, in this case, under great pressure, he misspeaks himself  offensively. So Paul does one great good  he speaks truth  and one great, but lesser wrong, his lack of respect for other members of the Body.

It is a common situation  a radical spokesperson who inflicts deep wounds in the Body of Christ. The behavior is reprehensible. But are we to ignore such persons? Are we to cast them out?

No. The Letter to the Galatians is holy scripture. The message to us of the first chapter and a half is that even a spokesperson for God can speak in harshly unacceptable ways. A person can be offensive and still speak for God! When we are justly offended by someone we cannot just ignore them. The offense of the first chapter and a half of Galatians is one of its important messages.

We are still left, however, with the question of the authority of personal experience. Paul claims to have authority directly from the Lord.

Such a claim is unwelcome in almost any group. It is a challenge to the authority of the group. But there it is, in holy scripture. So apparently scripture sees a place not only for corporate authority but also for personal authority directly given by God.

Paul’s claim to authoritative personal experience reminds us of the claim of the woman pastor  “the most trustworthy knowledge comes from personal experience rather than from the pronouncements of authorities.”xiii She claims that her personal experience has greater authority than “pronouncements.” Paul claims that his personal experience of Jesus Christ has the authority of revelation. The woman pastor, then, can argue that even scripture supports her claim to personal authority. But Paul understands that however valid his claim, for others to accept it he must find support in addition to his own word. So Paul advances many other arguments. The woman pastor’s experience has great authority  for anyone their own personal experience has great authority  but if she wishes to persuade others, she must find further grounds. Argument from personal experience alone will not do; an argument-set is needed.

Other argument from personal experience

A more usual type of argument from personal experience is to tell how the issue affects oneself personally. I want my daughter to be an acolyte; so I tell of her longing and what it means to me. Such argument appeals to a sympathetic chord in others. The hope is that others will either find a similar experience or feeling in themselves and will sympathize with that feeling in the speaker.

Paul often speaks of his spiritual experience. In Galatians he advances such an argument 

Through the law I died to the law, so that I might live to God. I have been crucified with Christ; and it is no longer I who live, but it is Christ who lives in me. And the life I now live in the flesh I live by faith in the Son of God, who loved me and gave himself for me. (Galatians 2:19–20)

Argument from examined experience

The above argument not only has the appeal of personal experience, the plucking of a sympathetic chord in the hearer’s breast; it also constitutes a reasoned or examined experience. Notice how Paul connects his personal experience of the law with crucifixion and union with Christ. His death to the law he describes as crucifixion with Christ. He is using imagery from Jesus’ life as a pattern by which to understand his own life.

He does the same when he describes his experience of the law as a dying to the law. He has tried to live as a law-keeper and the result was a failure, a death. But that death led to life in God, a life he experiences as Christ living in him.

He lives in union with Christ, and the pattern of Christ’s life is the pattern of his life. Christ’s crucifixion is Paul’s death to law. Christ’s resurrection is Paul’s life in God.

Paul uses other arguments from examined experience, for example 

We ourselves are Jews by birth and not Gentile sinners; yet we know that a person is justified not by the works of the law but through faith in Jesus Christ. And we have come to believe in Christ Jesus, so that we might be justified by faith in Christ, and not by doing the works of the law, because no one will be justified by the works of the law. (Galatians 2:15–16)

In our discussion of Peter’s use of reasonxiv we have already seen how reason functions to articulate Peter’s experience. Here we see Paul engaged in the same process. He makes key choices of terms for understanding his experience and drawing conclusions from it. We are so accustomed to the Pauline ideas and images they seem “natural” to us, but other choices were open to Paul and the fact that he made the choices he did accounts for their familiarity. His task was to articulate and examine his experience of two ways of life, the Pharisaic and the Christian.

He has had a kind of failure in law-keeping and a kind of success in life with Jesus. How was he to put these two experiences into words? How was he to understand them? The key terms he chooses are justified, works of the law, and faith. He could have made other choices; for example, saved and virtue and baptism, or made good and obedience to and following. He could have said, “A person is saved not by the person’s virtue but through baptism into Jesus Christ,” or “A person is made good not by obedience to the law but through following Jesus Christ.” Had he made different choices, Christian doctrine would be different.

These terms come from Paul’s Jewish heritage, but not only does Paul do a new thing by choosing these particular terms out of all the possibilities, he also connects them in a new way. The idea of Messiah or Christ he attaches to the name Jesus, a revolutionary claim. Of this, of course, he is not the originator. But to connect justification and faith in Jesus Christ  that is new. And to combine works and law in a pejorative sense  that too is new. And together these innovations constitute the Pauline revolution, for they create a whole new model of life.

Argument from the hearers’ experience

Paul makes a powerful appeal to the Galatians’ own experience 

Did you receive the Spirit by doing the works of the law or by believing what you heard? … Did you experience so much for nothing? … Well, then, does God supply you with the Spirit and work miracles among you by your doing the works of the law, or by your believing what you heard? (Galatians 3:2, 4, 5)

As we have already seen, this argument is a principal standardized argument of the movement. God shows his approval of the inclusion of gentiles  in this case, law-free inclusion  by giving them the Holy Spirit and by working miracles among them. The argument has already a canonical or semi-canonical status. And since it is to the hearers’ own experience that the argument appeals, it is even more powerful toward them.

Argument from corporate authority

Paradoxically one of the grounds Paul advances in support of his personal authority is the corporate authority he has attacked in the beginning of the letter. He appeals to the approval of the churches of Judea and the meeting of “acknowledged pillars” 

The churches of Judea that are in Christ … said, “The one who formerly was persecuting us is now proclaiming the faith he once tried to destroy.” And they glorified God because of me. (Galatians 1:2224)

When they saw that I had been entrusted with the gospel for the uncircumcised, just as Peter had been entrusted with the gospel for the circumcised … and when James and Cephas and John, who were acknowledged pillars, recognized the grace that had been given to me, they gave to Barnabas and me the right hand of fellowship, agreeing that we should go to the Gentiles and they to the circumcised. (Galatians 2:7, 9)

Paul may view his own authority as equal to that of other authorities, but he recognizes, nevertheless, the need of his argument-set to show grounding in corporate authority. To stand by yourself, however nobly or truthfully, is not sufficient for persuading others. An argument-set needs authoritative grounding in the community to which it is appealing.

Argument from guiding vision

Besides his appeal to his vision of life in Christ, Paul advances other important ideals of the Christian life 

As many of you as were baptized into Christ have clothed yourselves with Christ. There is no longer Jew or Greek, there is no longer slave or free, there is no longer male and female; for all of you are one in Christ Jesus. (Galatians 3:2728)

Live by the Spirit, I say, and do not gratify the desires of the flesh. … Now the works of the flesh are obvious: fornication, impurity, licentiousness, idolatry, sorcery, enmities, strife, jealousy, anger, quarrels, dissensions, factions, envy, drunkenness, carousing, and things like these. … By contrast, the fruit of the Spirit is love, joy, peace, patience, kindness, generosity, faithfulness, gentleness, and self-control. (Galatians 5:16, 1921, 22–23)

Paul appeals to the Galatians on the basis of a vision which can have been in their lives only partially fulfilled  a church in which there is “no longer Jew or Greek … slave or free … male and female,” and in which there is “the fruit of the Spirit … love, joy, peace, patience, kindness, generosity, faithfulness, gentleness, and self-control.” But this vision must have been for the Galatians  and still is for us today  a powerful motivating force.

A guiding vision is a model or picture of an ideal held dear by a group, an ideal toward which the group strives. It is experiential in that it is felt in the life of the group, but it is not experience in the sense of the actual but of the longed-for.

It is important to observe here that the first of these visions is of an all-inclusive, fully catholic church, a church which knows no barriers because of race or gender or servile status. This guiding vision is still working itself out today; it powerfully motivates many Christians. The inclusion controversy was settled in the first-century so far as gentiles were concerned, but the other types of inclusivity remained to be worked out. The controversy in that sense has continued right up to our own time  especially if we think of Paul’s list not as exhaustive but as a list of examples. Does not the Christian ideal of inclusivity include rich and poor, upper class and lower class, learned and illiterate, and the like? And is not the contemporary debate about gays and lesbians a debate about whether they should be included in the list?

No Christian argument-set will be complete without reference to such aspects of the Christian guiding vision.

The fruit of the Spirit is a similar guiding vision. It shows us the ideal character of the Christian community. It motivates us in our churches to a life in the Spirit that will result in such fruit.

Guiding vision is of the essence of a group’s stance. And because that is true, such guiding vision becomes a test of whether or not a proposal or experience is acceptable to the group. The characteristics listed by Paul have become in Christian practice tests for discernment of spirits. If, for example, someone claims to have had a vision of the Blessed Virgin, one of the tests for authenticity is to examine the person’s life for the fruit of the Spirit and the works of the flesh.

Appeal to guiding vision, therefore, is a powerful method of argument for or against a particular stance. I am more likely to adopt a proposed stance if I find it consonant with my already-held guiding vision. But if I have to change my guiding vision to adopt a proposal, I am likely to reject it.

Guiding vision, thus, is a very important element in an argument-set.

Argument from scripture

Paul is faced with showing that his gospel has strong scriptural roots, that his theology is not simply a radical innovation. Somehow he must show that the Mosaic covenant is being superseded, that scripture provides for this supersession, and that justification by faith has been present in scripture all along. He finds his solution in the covenant of Abraham.

He argues that the Abrahamic covenant is a covenant of faith (by Abraham) and of promise (by God), that the gospel was foreseen by scripture in the covenant of Abraham, that this earlier covenant was not annulled by the later Mosaic covenant, and that the latter was temporary and the former is still in force.

The Abrahamic covenant is a covenant of justification by faith in which the gospel is declared beforehand to Abraham 

Just as Abraham “believed God, and it was reckoned to him as righteousness,” so, you see, those who believe are the descendants of Abraham. And the scripture, foreseeing that God would justify the Gentiles by faith, declared the gospel beforehand to Abraham, saying, “All the Gentiles shall be blessed in you.” For this reason, those who believe are blessed with Abraham who believed. (Galatians 3:6-9)

It is a covenant of promise and it has not been annulled by the Mosaic covenant 

Once a person’s will has been ratified, no one adds to it or annuls it. Now the promises were made to Abraham and to his offspring. … The law, which came four hundred thirty years later, does not annul a covenant previously ratified by God, so as to nullify the promise. (Galatians 3:15,–16, 17)

The Mosaic law was a temporary measure to prepare for Christ; now that Christ has come it is no longer in force 

Why then the law? … The law was our disciplinarian until Christ came, so that we might be justified by faith. But now that faith has come, we are no longer subject to a disciplinarian, for in Christ Jesus you are all children of God through faith. And if you belong to Christ, then you are Abraham’s offspring, heirs according to the promise. (Galatians 3:19, 24–26, 29)

Paul advances many other scriptural arguments, but these are enough to show that he is seeking to build a complete scriptural case for his gospel, showing that the gospel is not his invention but is fully scriptural.

Especially significant is his contention that the Mosaic covenant was temporary. He does not seek to reinterpret that covenant to show that it does not mean what it has generally been thought to mean, a tactic often used in later Christian controversies. Many contemporary arguments, for example, for recognizing homosexuality as an acceptable way of life seek to show that passages that have commonly been understood to condemn homosexuality do not actually do so. Nor does Paul argue that the Mosaic covenant has now been superseded by the New Covenant in the blood of Jesus. He surely believes the latter, or comes to believe it, for he speaks of it in the Corinthian letters 

In the same way he took the cup also, after supper, saying, “This cup is the new covenant in my blood. Do this, as often as you drink it, in remembrance of me.” (1 Corinthians 11:25)

[Christ] has made us competent to be ministers of a new covenant, not of letter but of spirit; for the letter kills, but the Spirit gives life. (2 Corinthians 3:6)

But instead of taking this tack he seeks to keep his argument within the covenants of Israel, a far more conservative course than arguing from the New Covenant in Christ.

Now we see that the inclusion controversy can be understood as the “three covenant controversy.” The Judaizers contend that the Mosaic covenant must be applied to gentiles. The Apostolic Council decides for the Noahide covenant (or a limited portion of the Mosaic covenant, the laws for aliens given in Leviticus 17 and 18  see endnote two). But Paul argues for the Abrahamic covenant of promise. Eventually, of course, for Christians these earlier covenants are seen as replaced by the New Covenant.

Thus Paul’s use of scripture suggests that for Christians a complete and persuasive argument-set includes as complete and conservative a scriptural case as one can make.

Further, we see in Paul what we may call experiential interpretation of scripture. He is not the objective, scientific scriptural scholar dear to the modern mind. He is not seeking to discover the writer’s intent. No. His method is the method of spiritual insight or discernment. He seeks in holy scripture an example of his own experience and the experience he observes in others, of faith in God and its results. He finds that example in Abraham and he applies his insight concerning such faith in God to what he finds in the story of Abraham. He applies his own spiritual experience to the interpretation of the Abrahamic covenant, and he uses the Abrahamic covenant to understand his own spiritual experience. His experience sheds light on the story and the story sheds light on his experience.

This stands in contrast to the “mere pronouncements of authorities” mentioned by the woman pastor. “Pronouncements” wound the woman pastor not only by their content, but also by their insensitivity to her situation. Experiential interpretation, on the other hand, not only speaks but listens; it connects the experiences of text and present situation. It seeks to illuminate a present experience in the light of scriptural experience, and in order to do so it must have a good feel for the present situation. In this instance Paul meditates upon present experience (his own and the Galatians’) in the light of scriptural experience (Abraham’s). You and I, he says to the Galatians, received the Spirit through faith in Jesus Christ and not by works of the law. Similarly, he continues, we see in holy scripture that 430 years before the institution of the Mosaic law Abraham trusted in God’s promise and as a consequence was reckoned righteous  so both Abraham and we have been set right with God by faith, not by works of the law.

Rebuttal

Two (at least) of Paul’s arguments are rebuttals. From them we infer two charges opponents leveled (or Paul anticipated they might level) 

You violate the law in the name of your supposed “Messiah” and therefore he is a servant of sin; and

Your supposed “Messiah” was cursed, for scripture teaches that one hanged on a tree is cursed. (Deuteronomy 21:23)

Paul responds to the first charge, as we have seen above, by arguing that he died to the law and that the purpose of the law was to prepare him for justification by faith in Jesus Christ.

He responds to the second charge by finding a connection not only between curse and hanging, but curse and law-keeping. A person is cursed not only by being hanged, but by failing to keep the law. (Deuteronomy 26:26) To this he adds the notion of redemption, identifying Jesus’ cross with the redemption out of Egypt and with redemption through animal sacrifice .

All who rely on the works of the law are under a curse; for it is written, “Cursed is everyone who does not observe and obey all the things written in the book of the law.” … Christ redeemed us from the curse of the law by becoming a curse for us  for it is written, “Cursed is everyone who hangs on a tree”  in order that in Christ Jesus the blessing of Abraham might come to the Gentiles, so that we might receive the promise of the Spirit through faith. (Galatians 3:10, 1314)

Thus, we are cursed by our failure to keep the law, but Christ becomes a curse for us by being hanged and in that way redeems us from the curse. This new image of Jesus as the sacrifice for redemption is captured for the Christian imagination in the Gospel of John a generation or two later by calling Jesus the “lamb of God.” (John 1:29, 36) This is one way in which deeper insight into both our experience and scripture occurs  doctrinal development. As we have new experiences or new controversies, we seek to make scriptural sense of them. We seek similarities between our present situation and the deposit of faith. And then we try various ways of making sense of the old and the new, and of capturing our insights in imagery and doctrine. Here the scandal of the cross is interpreted scripturally in terms of curse and redemption, and scripture is thus interpreted to foreshadow the cross.

Rebuttals are a frequent occurrence in argument-sets. As controversy continues and opponents hear one another’s arguments, the sides develop rebuttals.

The makeup of argument-sets: Acts and Galatians compared

In Acts 15 we find just two kinds of arguments  much argument from experience (reception of the Holy Spirit and cleansing of the heart by Jews and gentiles, Jewish experience of the burden of the Mosaic law, Jewish Christian expectation of salvation through the grace of the Lord Jesus, signs and wonders worked by Paul and Barnabas among the gentiles) and some argument from scripture (the Judaizers’ argument that the law of Moses requires circumcision and James’ arguments from the prophets).

In Galatians we find a much wider variety of argument  authority (personal and corporate), experience (personal and of the hearers), guiding vision, scripture, and rebuttal. We also find  and this is very important  a full stance depicted in Paul’s argument-set. From Paul’s argument we know where he stands in the tradition  he is rooted in the Abrahamic covenant  and where he stands in the movement  he looks to the inner Christ and the fruit-bearing Spirit for his guidance in what to do. We also know how he views the stance of his opponents  in clinging to the Mosaic law they are refusing to take on the responsibility of adulthood.

Figure 4

Some types of arguments in a full argument-set

  • from authority (both personal and corporate)

  • from examined experience (of both speaker and hearer)

  • guiding vision

  • scripture (traditional interpretation and reinterpretation)

  • rebuttal
  • reason
  • tradition

 

Paul’s guidance by the Holy Spirit

In our examination of Acts we have seen the many ways in which Philip and Peter and others were guided by the Holy Spirit. From what we find in Galatians how is Paul guided?

First in importance, of course, is the “revelation of Jesus Christ” (Galatians 1:12) which he received from God “so that [he] might proclaim him among the Gentiles.” (Galatians 1:16) This revelation comes, Paul explains, after a zealous life in Judaism in which he was “beyond … many among my people of the same age,” (Galatians 1:14) and after he had “violently [persecuted] the church of God and was trying to destroy it.” (Galatians 1:13)

The picture in this description and elsewhere in Paul’s letters is of an intense soul who never does anything by half, but always by extremes, who swings abruptly from violent persecution of Jewish Christians to avid Christian mission. God uses this intense, extremist soul to build his church.

The revelation provides Paul’s guiding vision. Paul refers to this revelation again and again as his foundational authority.

But embedded in this experience and providing Paul’s means of understanding this experience is his immersion in scripture. Scripture provides the means by which he sees the world and understands his experiences. So it is probably more accurate to speak of these three things  the revelation, guiding vision, and scripture  as a single whole or three aspects of one continuing event, than to speak of them as separate sources of divine guidance. Paul, steeped in scripture, is given a revelation of Jesus Christ by God, which becomes his guiding vision.

But this revelation does not cease. It is certainly true that it has one key event at its center, but Paul sees it expanded and carried out in his experiences as a missionary. He sees others baptized with the Holy Spirit. He finds himself and Barnabas working signs and wonders among the gentiles. He sees the fruit of the Spirit in himself and in others. He and others are given a catholic vision of the church  of a church in which there is neither Jew nor gentile, slave or free, male or female. All of this validates the original revelation and makes it ever more clear and explicit. And all of it is the work of the Holy Spirit.

Despite Paul’s confidence in his revelation and despite his extravagant claims to its authority in Galatians, Paul does, however begrudgingly, recognize the authority of the church and of the apostles and elders. He does submit his gospel to the latter for approval. He does see the approval of the churches of Judea as worth something. So the Holy Spirit uses the authority of the church as another means of guiding Paul.

And then the opposition. The opposition is of great value to this extremist soul. Paul thrives on opposition. Opposition goads him not only to action, but to insight and systematic thought. The more the Judaizers contend for circumcision and the law, the more Paul has to argue for his position, the more he develops his insight and thought. And the more years that pass, the more fruitful the results. In Galatians we mine those results. Opposition is a means of guidance by the Holy Spirit.

And, finally, reason  Paul uses a lively and sharp mind to understand and make coherent the insights he has been granted.

Figure 5

How the Holy Spirit guides Paul (as seen in Galatians)

  • by a revelation

  • by guiding vision

  • by scriptural meditation

  • by the experience of others

  • the Baptism of the Holy Spirit

  • signs and wonders

  • the fruit of the Spirit

  • the catholic (widely inclusive) vision of the church

  • by the authority of the church, of the apostles and elders
  • by opposition
  • by reason

 

Paul’s position, the apostolic decree, and the church’s incorporation: the law-grace battle continues

Paul’s position on law-free inclusion has come over into modern Christian doctrine, not as a position concerning Mosaic law and the grace of Jesus Christ, but as concerning law in general  any kind of law  and grace. And it has come over not as concerning gentiles, but as concerning anybody, Jew or gentile or any other category of human being. Now that, for the most part, Protestant and Roman Catholic have stopped quarrelling about this issue, we can say that the doctrine of justification by faith is standard Christian doctrine. So it seems that Paul has won his battle.

But has he? Isn’t it true that in practice, at least, the battle still goes on? Don’t we hear teaching on justification by faith and yet many, if not most, Christians practice justification by works?

The fact is that the apostolic decree included law in its decision  Noahide law  and that the church developed its own law and code, and law and grace have continued in uneasy co-existence ever since the Apostolic Council. The law-grace battle continues in practice to this day. Paul’s position is orthodox tradition. Paul’s position is highly evident in holy scripture. Yet so are the apostolic decree, the Letter of James, and the common works-of-the-law practice of Christians.

So we cannot look to a single strand of scripture  say, the Pauline letters  as settling doctrine all on their own. They must be understood, if we would seek standard doctrine, not only in the context of the rest of scripture, but also in the tradition  i.e., the understanding  that has worked itself out in practice.

My personal feelings are like Luther’s. If I could cast the Letter of James into outer darkness, I would. I see Paul’s teaching as vastly superior to that of the Letter of James. But I am not the determiner of what is or is not holy scripture; so I must reconcile myself to the fact that scripture apparently sees it as all right for some Christians to practice works righteousness, and I have to try to fit that into my theological views and tolerate it in practice.

For our study the significance of this point is that we may have to be willing in our controversies to tolerate other positions we find distasteful. It may be that there is biblical support for that other position, even if there seems to be better and stronger support for our own.

The three-legged stool and others

Our current controversies have spawned much recent debate concerning the sources of doctrine. Anglicans have for centuries advanced the three-legged stool of scripture, tradition, and reason as the source of doctrine. Roman Catholics are more likely to assert scripture, tradition, and authority.xv Others want a stool with four legs  scripture, tradition, reason, and experience. And still others, of course, assert scripture alone.

Our study indicates that none of these formulas fits very well what actually occurred in the inclusion controversy. And the apparent division between “reason” and “experience” in the current debate is spurious, as we have seen.

Some may respond that the inclusion controversy is a special case since it is itself a matter of divine revelation, and now that the period of revelation has ceased we may look to scripture alone or scripture and one or more of the other sources cited. For the present we can leave this question open and see what occurs in the other controversies to be studied, but the inclusion controversy alone, even granting its status as revelation, suggests that what is needed as the source of doctrine is a full argument-set and what we have already seen suggests that a full argument-set will contain all of the sources named above  scripture, tradition, reasoned (or examined) experience, and authority  and will also contain guided vision, but most of all will be characterized by the completeness with which it expresses a stance. In short, there will be many sources but, above all, as many as are needed to express a full stance.

i Some scholars have questioned whether Acts is correct and there really were any significant numbers of God-fearers. See, for example, Robert S. MacLennan, A. Thomas Kraabel, “The God-Fearers — A Literary and Theological Invention,” The Biblical Archeological Review (September 1986): 4657, 64. But other scholars, who seem to me to have the better of the argument, have found many references to God-fearers or “sympathizers” in first-century inscriptions and in passages in Josephus, Philo, Plutarch, Seneca, Petronius, Epictetus, Suetonius, and Juvenal. See Louis H. Feldman, “The Omnipresence of the God-Fearers,” The Biblical Archeological Review (September 1986): 5869; and John G. Gager, “Jews, Gentiles, and Synagogues in the Book of Acts,” The Harvard Theological Review 79 (1986): 9199. In addition, Rodney Stark argues that the evidence cited by MacLennan and Kraabel is “too late. A lack of mention of gentile donors in synagogue inscriptions from the third and fourth centuries can be material only if we assume that the God-Fearers did not take the Christian option when it appeared, but continued to be marginal hangers-on of the synagogue.” (Italics in the original.) (Rodney Stark, in The Rise of Christianity (Princeton, New Jersey: Princeton University Press, 1996), 67.) In any case, fear of God, as we shall see, is an important theme in Luke-Acts. To remove God-fearers from our examination of Acts’ account of the inclusion controversy is to gut its perspective.

ii In discussing “the rules laid down by James” in the Apostolic Council of Acts 15 some scholars refer to the laws for aliens given in Leviticus 17 and 18 instead of to the Noahide law. For our purposes the effect is the same — a small number of laws deriving from Jewish scripture and tradition is seen as binding upon gentiles. For convenience’ sake we will speak hereafter simply of Noahide law, without presuming thereby to judge the correctness of one view over the other.

iii Hyam Maccoby, in Judaism in the First Century (London: Sheldon Press, 1989), 116117.

iv See also 4:8, 11–12; 5:29, 31; 6:13–14; 15:7, 10–11.

v Acts 8:8.

vi This is certainly true later. See, for example, Acts 10:44–48, 11:15–18. It seems likely, therefore, that the Samaritans’ receiving of the Holy Spirit is taken in the same way.

vii This is assuming that Philip’s action is on his own initiative and that Jerusalem questions it, neither of which may be true. But if it is not true of Philip, we shall see that it is true of Peter and Paul. And the authority of review by Jerusalem is clearly evident in later events.

viii See The Collected Works of Carl G. Jung, R. F. C. Hull (trans.) , (Princeton NJ: Princeton University Press, 1967), Vol. 8, pars. 969997.

ix Mary says in her great song of praise that God’s “mercy is for those who fear him from generation to generation.” (Luke 1:50) One of the unjust judge’s problems is that he does not fear God. (Luke 18:2, 4) At the cross one thief rebukes the other because he does not fear God. (Luke 23:4) The early church is described as “living in the fear of the Lord.” (Acts 9:31) Cornelius is “an upright and God-fearing man.” (Acts 10:22) When Paul speaks in the synagogue of Antioch of Pisidia, he not only addresses Israelites but “others who fear God.” (Acts 13:16, 26) And in the Four Days we Peter grasping the central importance of this virtue. The choice of key ideas is an important function of reason.

x The usual term for such persons is “Judaizers” (i.e., those who would make Jews of gentiles).

xi See endnote Error: Reference source not found.

xii There is a small amount of evidence that parts of the Noahide law are considered binding by some Christians during the first century or two of the church’s life. But it is clear that soon distinctive Christian laws and norms are developed — baptism, the weekly eucharist, men no longer permitted to divorce at will and divorce forbidden to all, Sunday in place of the Sabbath, provisions for ordination, the prohibition against usury extended to include all persons, use of icons and statues, widows discouraged from remarriage, etc.See Ernst Haenchen, in The Acts of the Apostles (Philadelphia: The Westminster Press, 1971), 471472; Robert M. Grant, “Dietary Laws among Pythagoreans, Jews, and Christians,” Harvard Theological Review 73 (Jan/Apr, 1980): 304305; Einar Molland, “La circoncision, le baptême et l’autorité du décret apostolique,” Studia Theologica 9, (1955), 28.

xiii See Introduction, p. 2.

xiv See p. 10.

xv See, for example, J. Robert Wright’s essay, “The ‘Official Position’ of the Episcopal Church on the Authority of Scripture: Historical Development and Ecumenical Comparison” in Frederick Houk Borsch (ed.), The Bible’s Authority in Today’s Church (Valley Forge, Pennsylvania: Trinity Press International, 1993), p. 67.

Study II of How those Christians Fight!

The Arian Controversy

Trial at Aquileia

It is September 3, Anno Domini 381. The place is Aquileia, a town of northern Italy. Two “Arian” bishops of the Eastern church — Palladius and Secundianus — are on trial before thirty Italian bishops. The charge is heresy.

For many years controversy has raged over the status of the Son of God. Is he true God of true God? Or is he divine in some lesser sense?

Two generations earlier the Council of Nicea had decided for the former. Arius, a priest of Alexandria, Egypt, who had ignited the controversy, maintained the latter.

Palladius and Secundianus have come to Aquileia under a misapprehension, expecting a general council of the church. Palladius has specifically asked the emperor Gratian whether Eastern bishops (who include many of his allies) are coming and has been assured that they are. But later, at the urging of Ambrose of Milan, the emperor has changed his mind. The council becomes a gathering of local Italian bishops and just the two Easterners.

When Palladius and Secundianus arrive, they discover they have been trapped. Palladius asks to meet with the Italians for a “private conversation.” But when he and Secundianus enter the basilica designated for the meeting, they are shunted to a small sacristy at one side, where they find themselves facing a dais upon which are seated Ambrose and a half-dozen other bishops. This is not to be a discussion, but a trial.

Palladius sits below the dais; Secundianus to one side.

Two accounts of the proceedings have come down to us — a transcript by stenographers appointed by Ambrose (the “Acts of the Council of Aquileia” ) and a description by Palladius (the “Fragments of Palladius”).i Although Palladius objects that the stenographers are biased, it appears that they acted much like modern court reporters and transcribed verbatim what was said, including not only many of Palladius’ most telling points but also the blunders and brutalities of the Italians. Surprisingly, there is only minor disagreement between Palladius’ account and Ambrose’s.

The text below is mostly my translation from the “Acts,” rounded out by the insertion of a few materials from the “Fragments,” and considerably simplified, especially by the elimination of repetitions and obscurities. In a few places I have added words of clarification. But the words, the events, the methods of argument, the attitudes, the give and take — all are true to the originals.

The “council” proceeds as follows 

Ambrose: Let the imperial rescript be read.

The deacon Sabinianus: We, Gratian, desiring that the clergy not be divided by ambiguity of doctrine, have ordered the bishops to gather in the city of Aquileia. We appoint the prelates themselves as arbiters in this controversy so that those from whom come instructions in doctrine are also those who untangle inconsistencies.

Without modifying the content of our earlier decree we wish now to prevent a useless superfluity of participants. Ambrose has made us see that there is no need of a crowd and that he himself and the clergy of the neighboring cities of Italy are perfectly capable of replying to the adverse party. We have decided, accordingly, not to impose on venerable men the fatigue of travel to unknown lands and the handicaps that come with great age or poor health or poverty.

Ambrose: Palladius, you have read Arius’ blasphemous letter to Alexander.ii It says that only the Father is eternal. If it seems to you that the Son of God is not eternal, give a proof in any manner you wish.

Palladius: You have connived to keep this gathering from being a full and general council. In the absence of our colleagues, the Eastern bishops, we cannot declare ourselves on matters of faith.

Ambrose: There has already been a council of Eastern bishops.iii Now we’re having a Western one.

Palladius: Our emperor Gratian ordered the Easterners to come. Do you deny that he gave that order? The emperor himself told us that he ordered the Easterners to come.

Ambrose: Certainly he gave the order, since he did not forbid coming here.

Palladius: But the request was made in such a way as to keep them from coming. You remade the council under a deception.

Ambrose: We’re wasting our time. You have avoided debate long enough. Give us an answer. Was Arius right to say that the Father alone is eternal?

Palladius: I will not answer. You have not acted properly with your intrigues to deceive the emperor.

Bishops: When the emperor was at Sirmium, did you speak to him or did he force your hand?

Palladius: He told me to come here. I asked whether the Eastern bishops had been told to come. He said they had. Would we have come here if the Easterners had not been asked to come?

Ambrose: Let’s leave this question of the Easterners. What I want to know is your opinion. You’ve heard the letter of Arius. You deny being an Arian. Today either condemn Arius or take up his defense.

Palladius: You have no authority to demand that.

Ambrose: You’re the one who asked for this meeting.

Palladius: We absolutely refuse to answer your questions without waiting upon the judgment of a future council.

Ambrose: My fellow bishops, those who deny that the Son of God is eternal have been unanimously condemned. Arius denies it. Palladius does not condemn Arius. Therefore he too denies it. Ask yourselves then whether what he says is in accordance with the Scriptures or contrary to the Scriptures. The answer is easy, for we read that the power and divinity of God is eternal. And who but Christ is the power of God! Therefore Christ is eternal.

Eusebius: Such is the catholic faith. Let him be anathema who does not concur.

All the bishops: Anathema!

Eusebius: Arius says that only the Father is eternal and that the Son began one day.

Palladius: I have never seen Arius and I do not know who he is.

Eusebius: Do you condemn his lying faith as well as its author, or do you maintain it?

Palladius: Here — where there is no authority of a general council — I say nothing.

Ambrose: You hesitate to condemn? — after God has judged him by making him die like Judas, bursting open in the middle!

Ambrose motions to stenographers at the rear: Come forward. Take notes of our proceedings.

Palladius and Secundianus jump to their feet and turn to leave the room. Bishops from Gaul block their way, pushing them back. Palladius and Secundianus return to their seats.

Ambrose: You venerable delegates from Gaul, what do you say?

Constantius and Justus of Gaul: Let him be anathema!

All the bishops: Anathema!

Ambrose: Listen to the next passage from the letter.

Clerk: “The Father is alone eternal, alone without beginning, alone true, alone possessing immortality.”

Ambrose: What do you say about this?

Palladius: That Christ is the true Son. Who can say the contrary?

Ambrose: Arius denied it.

Palladius: Since the Apostle says that Christ is “over all, God blessed forever” [Romans 9:5], can anyone deny that he is the true Son of God?

Ambrose: I say the same, but that’s incomplete. If you mean to confess the faith plainly, declare the Son of God to be true God, in this same word order.

Palladius: I’m using the language of scripture. The syllables —even the letters — of divine scripture must be devoutly preserved. Therefore, in accordance with the Scriptures, I say that the true Son of God is Lord.

Ambrose: Do you say that the Son is “true Lord God”?

Palladius: When I say “true Son,” what more do you wish?

Ambrose: I’m not asking you to say just “true Son,” but that the Son is “true Lord God.”

Palladius: He is the true Son of God.

Eusebius: Do you confess that the true Son of God is “true Lord God”?

Palladius: The true Son of God is only-begotten.

Eusebius: Do you think then that it would be contrary to the Scriptures to say that Christ is true God?

Palladius: When the Son says to the Father, “that they may know you, the only true God, and him whom you have sent, Jesus Christ,” [John 17:3] wasn’t he completely sincere?

Ambrose: John says in his letter, “He is true God.” [1 John 5:20] Go ahead. Say the contrary.

Palladius: When I say to you, “true Son,” I also confess the true divinity.

Ambrose: You’re pulling a trick again. You keep saying, “the true divinity,” meaning the true divinity of the Father alone, and not also of the Son. So in order to be clear, say what John said, “He is true God,” or else deny that this has been said.

Palladius: No other has been begotten except the Son.

Eusebius: Is Christ true God or isn’t he? — in your opinion.

Palladius: He is the power of God.

Ambrose: You’re not being open.

Ambrose turns towards the other bishops  Let him be anathema who does not proclaim the true Son of God to be true Lord God.

All the bishops: Let him be anathema who does not say that Christ, the Son of God, is true Lord God.

The clerk reads: “Alone true, alone possessing immortality.”

Ambrose: Does the Son of God possess immortality or not, with respect to his divinity?

Palladius: Do you recognize the authority of the Apostle? He says of the Father, “The King of kings, who alone possesses immortality.” [1 Timothy 6:15–16]

Ambrose: About Christ, the Son of God, what do you say?

Palladius: Is the title “Christ” a human title?

Ambrose hesitates for a moment, then says: Both human and divine at the same time.

Palladius: Therefore, you must believe that it is not only Christ the human being who suffered in the crucifixion but God as well — which you have denied.

Eusebius: Why are you fixing on such minute details? When the impious text of Arius was read just now that says the Father is “alone the possessor of immortality,” you came to its support.

Palladius: I’ve been asking you questions too. And you’re choosing not to answer.

Ambrose: Give me your plain opinion. Does the Son of God possess immortality by virtue of his divine generation or doesn’t he?

Palladius: By virtue of his divine generation he is incorruptible; by his humanity he died.

Ambrose: It is not the divinity that died, but the humanity.

Palladius: Why don’t you answer my questions?

Ambrose: Are your insidious and treacherous questions inspired by the faith of Arius?

Ambrose addresses the bishops  What do all of you think of one who denies that the Son of God possesses immortality?

All the bishops: Let him be anathema!

Palladius: The divine nature is immortal.

Ambrose: That’s another trick. You’re not speaking plainly of the Son of God. And I say the Son of God possesses immortality by virtue of his divinity.

Palladius: Did Christ die or not?

Ambrose: In his humanity. It is in his humanity that he suffered. In his divinity he possesses immortality. Anyone who denies that is a demon.

Palladius: Does this upset you, this saying of scripture? — “The Lord created me at the beginning of his work, the first of his acts of long ago. Ages ago I was set up, at the first, before the beginning of the earth. Before the mountains had been shaped, before the hills, I was brought forth.” [Proverbs 8:22–23, 25.] Do you wish this passage were condemned since it calls the Son a creature?

Ambrose: That’s not what I want. I know how the passage goes. But it’s not speaking of the Son’s divinity; it’s referring to his humanity.

Palladius: You understand scripture badly, for clearly it is not the humanity that was “created at the beginning,” or “set up ages ago,” or “brought forth before the mountains.”

Ambrose: Let’s move on. Arius piled up many impieties.

Clerk: “Alone wise.”

Palladius: The Father is wise in himself. The Son is not.

Ambrose: So the Son is not wise; whereas he is Wisdom in person?

Palladius: He is called Wisdom. Who can deny that he is Wisdom?

Ambrose: Is he wise or not?

Palladius: He is Wisdom.

Ambrose: Therefore he is wise, since he is Wisdom?

Palladius: We are answering you in the words of scripture. Scripture calls him Wisdom but does not call him wise.

Ambrose: As far as I can see, Palladius is denying that the Son of God is wise.

Eusebius: Let him be anathema who denies that the Son of God is wise.

All the bishops: Anathema!

Palladius: We read, “I am the good shepherd.” Who would deny that the Son of God is good?

Ambrose: So Christ is good?

Palladius: He is good.

Ambrose: Then Arius is wrong when he says that the Father alone is good?

Palladius: Whoever does not say that Christ is good speaks badly.

Eusebius: But are you saying that Christ is good as God? I too am good, as a human being, since he has said of me, “Well done, good servant.” [Matthew 25:21]

Palladius: The Father who is good has begotten a Son who is good.

Ambrose: Are you saying that the Son of God is good as God?

Palladius: The Son of God is good.

Ambrose: So you say that Christ is the good Son, but not the good God, as we ask you to?

Let him be anathema who does not confess the Son of God to be the good God.

All the bishops: Anathema!

Clerk: “Omnipotent.”

Ambrose: Is the Son of God powerful or not?

Palladius: Isn’t he who made all things powerful?

Ambrose: Then Arius spoke badly? On this point at least you condemn Arius?

Palladius: How do I know who he is? I answer for myself.

Ambrose: Is the Son of God the powerful Lord God?

Palladius: He is powerful.

Ambrose: The powerful Lord God?

Palladius: The powerful Son of God.

Ambrose: But human beings are powerful too. What I am asking is that you confess that Christ, the Son of God, is the powerful Lord God; or else, if you deny it, give some proofs. As for me, I say that the Son of God is as powerful as the Father. Do you hesitate to say that the Son of God is the powerful Lord God?

Palladius: I have already told you that in an open debate we will respond as best we can. You’re trying instead to be sole judge. You’re trying to have a trial, not an open debate. We will not answer you now, but we will in a full, general council.

Ambrose: Anathema to him who denies that Christ is the powerful Lord God.

All the bishops: Anathema!

Clerk: “Alone powerful, judge of all.”

Palladius: The Son of God is judge of all.

Ambrose: Is he judge by grace or by nature? Human beings are also given the grace to judge.

Palladius: Do you say that the Father is greater than the Son or not? [John 14:28]

Ambrose: I will answer you later.

Palladius: I will not answer you, if you don’t answer me.

Eusebius: If you do not condemn Arius point by point, we will not give you the right to ask questions.

Palladius: I will not answer.

Ambrose: Is the Son of God judge or not?

Palladius: You will not answer the questions I ask?

Eusebius: We say that the Son of God is equal to God.

Palladius: You are acting as judge. These are your stenographers here. Is the Father greater or not?

Eusebius: In his divinity the Son is equal to the Father. In the Gospel we read that the Jews persecuted him “because not only did he violate the sabbath, but he also called God his Father, making himself equal to God.” [John 5:18]

Ambrose: Tell us also whether in his divinity the Son of God is inferior to the Father.

Palladius: The Father is greater.

Ambrose: Than Christ’s humanity.

Palladius: “He who sent me is greater than I.” Is it the human being who was sent by God or is it the Son of God?

Ambrose: You’re falsifying the Scriptures. And now we have proof. It is written, “I am going to the Father, because the Father is greater than I.” He didn’t say, “He who sent me is greater than I.”

Palladius: The Father is greater.

Ambrose: Let him be anathema who adds or subtracts anything from the divine Scriptures.

All the bishops: Anathema!

Palladius: You dare to believe in three omnipotent Gods, three eternal Gods, three equal Gods, three true Gods, three who work together, three who reign together, three with no difference among them, three who are confused together, three for whom nothing is impossible. But the Father alone is omnipotent and eternal and above all. The Apostle says that “He is the blessed and only sovereign” [1 Timothy 6:15] and that there is “One God and Father of all, who is above all and through all and in all.” [Ephesians 4:6] And David says, “There is none like you among the gods, O Lord.” [Psalm 86:8] And in the Gospel the Son prays to the Father, “that they may know you, the only true God.” [John 17:3]

Ambrose: It is in his humanity that the Son is inferior to the Father. In his divinity he is equal, as we have shown in the texts we have cited.

Palladius: You are supporting an impiety. We will not answer you in the absence of observers.

Sabinus: No one asks the opinion of anyone who has already spoken blasphemies without number.

Palladius: We will not respond.

Sabinus: It is written of the Son that “When God made a promise to Abraham, because he had no one greater by whom to swear, he swore by himself.” [Hebrews 6:13] For it is the Son who appeared to Abraham; that’s why Christ says, “Abraham saw my day and rejoiced.” [John 8:56]

Palladius: The Father is greater.

Ambrose: Let him be anathema who denies that in his divinity the Son is equal to the Father.

All the bishops: Anathema!

Ambrose: Was Arius right to call the Son “a perfect creature” or was he wrong?

Palladius: I do not respond to you because you have no authority.

Sabinus: You have responded so far as to deny that the Son of God is powerful, so far as to deny that he is true God.

Palladius: I do not accept you as judge, you whom I convict of impiety.

Sabinus: It is you who have required us to meet.

Palladius: I invited you to meet in order to confound you. Why have you plotted with respect to the emperor? You have opposed having a plenary council.

Ambrose: Your impiety has been condemned. We find it to agree with the impiety of Arius. You have our profession of faith. Now hear the rest. Since we have responded to you, respond to what is read.

Palladius: I will not respond to you, because what I say is not being written down. The stenographers write only your words. I do not respond to you.

Ambrose: Look! You see they write down everything. Besides, what is written gives ample proof of your impiety. Do you say that Christ is a creature or do you deny it?

Palladius: I do not respond. We should have both your stenographers and ours writing everything down.

Valerien: What you have said and what you have denied — everything has been written down.

Palladius: Say what you want. I will not respond unless observers come.

Ambrose: You have already come for discussion, but now that you are presented with Arius’ letter — which you have not wanted to condemn and which you are incapable of defending — now you want to hide and quibble.

Palladius: I have convicted you of impiety. I do not recognize you as judge.

Ambrose: Condemn the impiety of Arius.

Palladius is silent.

Eusebius: We’re getting hung up on unimportant details. Palladius has not wanted to condemn the numerous impieties of Arius. On the contrary, he has fully confessed them in supporting them. He who does not condemn Arius is like him and must rightly be declared a heretic.

All the bishops: Anathema to Palladius from us all!

Ambrose: Do you agree, Palladius, to have the rest of Arius’ statements read?

Palladius: Admit some observers and stenographers from both sides. You cannot be judges if we do not have observers and if there are not people from both sides to assist in the debate. We will not respond to you.

Ambrose: Who do you want for observers?

Palladius: There are many qualified persons.

Sabinus: After so many blasphemies you ask for observers?

Ambrose: Clergy ought to judge laity, not laity clergy. But even so, tell us what judges you’re asking for.

Palladius: Observers should come.

Ambrose, solemnly, to the assembly: Considering what we have today heard Palladius declare, and considering that he has refused to condemn the impieties of Arius, I pronounce him unworthy of the priesthood and deprive him thereof, so that in his place a catholic can be ordained.

All the bishops: Anathema to Palladius!

A Christian puzzle

At issue in this debate is a vexing theological puzzle inherent in Christianity. What are Christians to say about this Jesus whom they worship? How is he related to the God they call Father? How can they profess faith in one God and yet worship Jesus?

Moderns see this question in black and white. Either Jesus is God or he is not; and if he is God, how can Christians claim just one God? But in the fourth century the notion of divinity was looser; it came in degrees. This was a world that could declare an emperor divine. One common view looked at the universe as consisting of emanations. From God there emanated other beings partaking of divinity, but in lesser degrees. Divine being stretched step by step — diminishing at each step — from the fully divine to various lesser divinities, until finally it included material beings with only a trace of the divine. The influential second-century philosopher Plotinus had taught that from the One — that is, from the completely divine being — emanated Mind, a perfect image of the One, but, nevertheless, a derived being slightly less divine than the One. And from Mind emanated Soul, a perfect image of Mind but derivative and slightly less in divinity. And from World-Soul emanated individual souls. And so on.

Thus, for the fourth-century a tidy solution to the Christian problem was to see the Son as divine but derivative, one step below the Father. This derivationist view was especially plausible in the light of two other assumptions commonly made by early fourth-century Christians — the Son’s subordination to the Father and the Father’s impassibility.

Many texts of the New Testament tell of some kind of subordination of Son to Father; for example 

(Matthew 26:39 nrsv) Going a little farther, [Jesus] threw himself on the ground and prayed, “My Father, if it is possible, let this cup pass from me; yet not what I want but what you want.”

(John 14:28 nrsv) “The Father is greater than I.”

(Matthew 27:46 nrsv) About three o’clock Jesus cried with a loud voice, “Eli, Eli, lema sabachthani?” that is, “My God, my God, why have you forsaken me?”

As we have seen at Aquileia, orthodoxy was later to interpret such passages as applying to Jesus’ humanity alone and not to his divinity. But at the opening of the controversy the church had not yet arrived at this understanding and most Christians simply viewed Jesus as “subordinate” in some sense, without being exactly clear what that meant. Indeed, R. P. C. Hanson says that this view “could, about the year 300, have been described as a fixed part of catholic theology. … Every single theologian, East and West, had [previously] postulated some form of Subordinationism.”iv As a result, a derivationist view seemed highly plausible to many.

The ancient world also saw God as impassible; that is, the perfect God — the Father — was incapable of suffering or of having feelings of any kind. In the Western world today vulnerability is almost a fad; to be vulnerable is a sign of strength, of maturity, of courage. But not so in the ancient world. Feelings were a mark of inferiority. Greatness faced adversity with detachment. This meant a further aspect to the dispute. God, the greatest of all beings, cannot possibly suffer. So how are we to understand the sufferings of Jesus? How can Jesus be divine and yet suffer? To this question the derivationist answer is, once again, highly plausible. The Son of God is divine in a derivative, lesser sense; therefore he can suffer. We can say that God — the Son — suffers on our behalf. But God the Father — the fully divine — remains impassible.

Throughout the debate at Aquileia we see the participants maneuver on these grounds. Ambrose and the Italian bishops keep stubbornly trying to get Palladius to say that Christ is the immortal God, the eternal God, the powerful God, the good God, the Lord God — that is, that Christ is fully divine. Palladius, just as stubbornly, keeps saying that Christ is immortal, eternal, powerful, good, etc. — that is, he refuses to add the word God and thus call Christ God in the full sense.

At Aquileia we see a small sampling of biblical texts that were hotly debated throughout the controversy. Each side had its favorites. The New Testament presents a perplexing variety of views. Here are just a few 

  1. (Colossians 1:19 nrsv) In him all the fullness of God was pleased to dwell.
  2. (Colossians 1:15 nrsv) He is … the firstborn of all creation.
  3. (John 1:1,10 nrsv) In the beginning was the Word, and the Word was with God, and the Word was God. … He was in the world, and the world came into being through him.
  4. (Luke 18:19 nrsv) Jesus said to him, “Why do you call me good? No one is good but God alone.”
  5. (1 Corinthians 15:28 nrsv) When all things are subjected to him, then the Son himself will also be subjected to the one who put all things in subjection under him, so that God may be all in all.
  6. (Hebrews 5:8–9 nrsv) Although he was a Son, he learned obedience through what he suffered; and having been made perfect, he became the source of eternal salvation for all who obey him.
  7. (Philippians 2:5–7 nrsv) Let the same mind be in you that was in Christ Jesus, who, though he was in the form of God, did not regard equality with God as something to be exploited, but emptied himself, taking the form of a slave, being born in human likeness.

The import of these passages, taken together, is not obvious. a and b, for example, seem (at least at first reading) to contradict one another. a appears to say that Jesus is fully God; whereas b appears to say he is a creature. Similarly, c appears to be a strong affirmation of the full divinity of the Son, yet d seems to deny it, and e and f seem to be strong statements of the Son’s subordination. g is particularly hard to understand. On the one hand it seems to say that Jesus is equal to God, and yet, on the other, it speaks of emptying.

How are we to reconcile such passages with one another? Are we to conclude from them that Jesus is true God or a lesser God? that he was created? or not created? that he is equal to the Father? or not equal?

The central passage, however, the one upon whose interpretation the controversy seemed to hinge, is the one brought forward triumphantly by Palladius at Aquileia as his killing blow — Proverbs 8:22 and its following verses. It concerns wisdom, which is for Christians, the Logos or Word or Son of God.

The Lord created me at the beginning of his work, the first of his acts of long ago.

This appears unambiguously to portray wisdom as a creature, and, hence, not as true God; it is a huge stumbling block in the controversy for those who wish to say that Jesus is true God of true God.

Events in the Controversyv

Beginning (318–325)

The trouble begins when some presbyters of Alexandria, Egypt, complain to their bishop, Alexander, about the theology of their fellow presbyter, Arius. Alexander investigates, and when Arius refuses to recant, deposes and excommunicates him. But Arius travels through the Eastern church gathering support. One of his supporters is Eusebius, the bishop of Nicomedia, who has the ear of the emperor Constantine, and who becomes so much the leader of Arius’ faction that they soon become known as the “Eusebians.”

Constantine takes alarm at this threat to the unity of the empire. He exhorts Alexander and Arius to put a stop to it, but the controversy continues. The emperor then convenes a general council to meet in Nicea in 325. He pays all of the bishops’ expenses. Almost all of the 250300 bishops who attend are Eastern and anti-Arian. An eye-witness describes the council as follows:

When [the council] began to inquire into the nature of the faith, the formulary of Eusebius [of Nicomedia] was brought forward, which contained undisguised evidence of his blasphemy. The reading of it before all occasioned great grief to the audience, on account of its departure from the faith, while it inflicted irremediable shame on the writer. After the Eusebian gang had been clearly convicted, and the impious writing had been torn up in the sight of all, some amongst them by concert, under the pretence of preserving peace, imposed silence on all the ablest speakers. The Ariomaniacs, fearing lest they should be ejected from the Church by so numerous a council of bishops, sprang forward to anathematize and condemn the doctrines condemned, and unanimously signed the confession of faith. Thus [they] retained possession of their episcopal seats through the most shameful deception.vi

 

According to the letter written by the council at its close, “the impious doctrines of Arius were investigated before our most religious emperor Constantine.”vii To this the emperor adds in a letter to absent bishops that he took his seat as “one of yourselves.”viii The emperor also says that

every point obtained its due investigation, until the doctrine pleasing to the all-seeing God, and conducive to unity, was made clear, so that no room should remain for division or controversy concerning the faith.

In addition, the council’s letter says, “The holy council even refused so much as to listen to [the Arians’] impious and foolish opinions, and such blasphemous expressions.”

The council decides to write a creed that will rule out Arianism. Athanasius, who attends the council as an aide to Alexander, and who later succeeds him as bishop of Alexandria, describesix the council’s efforts to exclude the Arian teaching that the Son is a creature. At first, he says, the bishops tried to use only scriptural language. They described the Son as “like the Father in all things,” as “the true image of the Father,” and as “always in the Father.” But, he continues, “Eusebius and his fellows … were caught whispering to each other and winking with their eyes.” The Eusebians can sign such a creed, for these words do not rule out creaturely status for the Son. Holy scripture uses such words in relation to creatures. Genesis 1:26, for example, describes human beings as “in the image of God.” And Acts 17:28 describes them as “in God.” Stronger words are needed. The council decides that the scriptural words must be interpreted by other words in order to make clear the equality of Son to Father.

The bishops choose to add a compound Greek word, homo-ousios, from homo, meaning “same,” and ousios (or ousia), meaning “substance” or “essence.” The Son is homoousios with the Father: the Son is of the same substance or essence as the Father. In English this has come down to us in the older translation of the Nicene Creed as “being of one substance with the Father.” The more recent translation says that the Son is “of one Being with the Father.”

In choosing to add the homoousios the bishops are between a rock and a hard place. On the one hand, they can find no other way to exclude an Arian interpretation of scripture. On the other hand, to add this word breaks with tradition in two very disagreeable ways. First, to use non-scriptural language in a creed is at this time profoundly disturbing to the conservative soul; the tradition is that only scriptural terms are to be used for such a purpose. Second, the word chosen homoousios  had been used by a heretic, Paul of Samosata, to explicate his doctrine, and had been condemned in 268 by a council of Antioch. Thus the bishops of Nicea are proposing to make an explicitly condemned, non-scriptural word a test of orthodoxy!

The council takes two other actions of interest to us.

First, it attaches an anathema to the creed.

Those who assert … that “He is of other substance (hypostasis) or essence (ousia) than the Father” … the Catholic and Apostolic Church of God anathematizes.x

 

The bishops are closing a loophole. At this point in the fourth century the words hypostasis and ousia are synonyms. The bishops don’t want anyone to evade the issue by substituting the word hypostasis for the word ousia.

However necessary this action may have seemed at the time, it will prove, as we shall see, a major stumbling block to the resolution of the controversy. To settle the controversy it will be necessary to reverse this action.

Second, the council excommunicates and deposes Arius; and the emperor exiles Arius, Eusebius of Nicomedia and other “Eusebians.”

A general council of the church has spoken. The emperor has stamped the council’s decision with his approval and is taking action to enforce it. Arius and his supporters have been anathematized, excommunicated, deposed and exiled. Surely the controversy is over.

Middle (325–361)

And so it seems for a short while.

But for some reason Constantine soon permits the exiles to return and the controversy is renewed. Arius and the new bishop of Alexandria, Athanasius, become the foci of power struggles between the factions. The emperor decrees that Arius’ works are to be burnt and anyone who keeps a copy is to be put to death. But, contrariwise, Arius is restored to communion in Jerusalem and is about to be restored in Constantinople when he abruptly dies. Athanasius is deposed by a Eusebian council on grounds of misconduct and Constantine exiles him in the first of what will be five exiles for Athanasius. Over the years Athanasius is several times driven out of Alexandria by soldiers and greeted in triumph by Alexandrians when he returns.

Some of the charges against Athanasius seem grotesque to the modern mind, but apparently they did not strike his contemporaries that way.

There is the Affair of the Broken Chalice. It is charged that one of Athanasius’ priests, whom he had sent to investigate another priest, rushed upon the latter at the altar and dashed the eucharistic chalice from his hands, thus breaking it.

There is the Affair of the Dead Man’s Hand. It is charged that Athanasius suborned the murder of a self-proclaimed bishop. “And all we can find of him,” say the accusers, “is the severed hand in this box.”

These charges are easily refuted by Athanasius and his supporters, though not laid to rest, for his accusers do not cease pressing them.

Other charges are more plausible.

It is charged that Athanasius has threatened to prevent the sailing of the annual grain fleet from Alexandria to Constantinople. Constantine apparently believes this charge, for soon after hearing it he exiles Athanasius.

A more serious charge is that Athanasius uses violence against his opponents. Early in our own century archeologists discovered papyri which appear to substantiate this charge.xi

As the controversy continues year after year, it is a mixture of theological debate, invective, and personal attack, back and forth among the parties. During these years Athanasius and Hilary of Poitiers are the pre-eminent Nicene theologians, producing a series of writings important to the eventual resolution of the controversy.

Creeds and anathemas produced by a long series of councils constitute the other important writings of these years. One unsuccessful effort of the councils is to find a scriptural set of words to exclude Arianism, words that do not depend on the non-scriptural homoousios.

Because a growing split between Eastern and Western churches gradually becomes apparent, the emperors convene a general council in 343 to attempt reconciliation. Eighty or ninety bishops from each half of the empire attend, but the status of Athanasius and other deposed Eastern bishops proves a stumbling block. The West wants to reexamine these cases. The East refuses to tolerate any interference from the West. Two hostile councils take place side by side. So much for reconciliation.

In 344 the West tries again for reconciliation by sending two bishops to the East, but their mission fails in a plot worthy of a comic opera. Stephen, the bishop of Antioch, tries to convict one of the delegates of lascivious conduct by hiring a prostitute to sneak into his room at night. The plot misfires, however, and Stephen is deposed.

Council follows council, each producing a creed.

Little by little four solutions are articulated:

The Nicene solution. The Son is of one substance (or essence) with the Father. This is the position championed by Athanasius and Hilary. It is the position of most of the West most of the time. In the final stage of the controversy it is the position championed, refined and clarified by the Cappadocian Fathers — Basil of Caesarea, Gregory of Nyssa, and Gregory Nazianzus. The catchword of this position is homoousios (same in substance).

The Neo-Arian or Heterousian solution. The Son is unlike in substance to the Father. This position is articulated by Aetius and Eunomius beginning in the early 350’s. Its catchword is heterousios (different in substance).

The Homoian solution. The Son is like the Father. The point of this position is to be comprehensive and imprecise, to include as many points of view as possible by saying like and refusing to say more. It has sometimes, therefore, been viewed as a political, not a theological, solution. Its champion is Akakius. It first becomes evident at the Council of Sirmium of 357. Its catchword is homoios (like).

The Homoiousian solution. (Note the “i” in “homoi.”) This is sometimes called the Semi-Arian solution. The Son is of like essence with the Father. Its catchword is homoiousios (like in substance). This view is essentially conservative and serves as a bridge to the Nicenes, for in it both Athanasius and Hilary recognize, for all practical purposes, their own belief expressed in other terms, and — as these Western thinkers seek to show — inadequate terms.

The turning point in the controversy comes in 357, when the Council of Sirmium produces a creed profoundly shocking to conservatives. The creed of this council, says R. P. C. Hanson,

enabled everybody to see where they stood. … This is an Arian creed. Those who support it are Arians. Those who are repelled by it are not. … There were many in the East to whom [this creed] came as a shock. … Very faintly … the solution to the Arian Controversy begins to be possible. The period of confusion is slowly coming to an end.xii

 

At about the same time Homoiousian theologians make a crucial distinction between the words hypostasis and ousia. Up until this point, as we have seen, these two words were both used to mean substance or essence. The Homoiousians now begin to use ousia to speak of God’s oneness and hypostasis to speak of God’s threeness.xiii We today say in our creed and worship that the Father and the Son are of one being (or substance), and that there are three persons in the Godhead. The Homoiousians say that the Father and the Son are like in ousia and different in hypostasis.

It now becomes clear that when these non-Nicenes say that the Father and the Son are different in hypostasis, they are not saying (like the Neo-Arians) that the Father and the Son are different in substance. A major source of confusion is thus removed.

The Homoiousians also make a second step forward by the way in which they explain the meaning of homoiousios. Athanasius and Hilary find that the Homoiousians are attempting to say what they themselves say. And yet, these Nicenes seek to show, the homoiousios is inadequate to protect against Arianism. “You and we have the same faith,” say Athanasius and Hilary to the Homoiousians, “but the wily Arians will use your language to subvert the truth of the Gospel.”

In 359–361 Athanasius says,

Those … who accept everything else that was defined at Nicaea [except the homoousios] … must not be treated as enemies; but … we discuss the matter with them as brothers with brothers, who mean what we mean, and dispute only about the word. For, confessing that the Son is from the essence of the Father … and that He is not a creature nor work … they are not far from accepting even the phrase, “Coessential” [homoousios]. … Since they say that He is “of the essence” and “Like-in-essence,” what do they signify by these but “Coessential”?xiv

 

Hilary is similarly irenic in his comments to the Eastern bishops 

The Lord is my witness that in no matter do I wish to criticize the definitions of your faith. … But forgive me if I do not understand certain points. … As to [the homoiousios] … our opinions are the same. But in dealing with the homoousion … you declared that it ought to be rejected because … our fathers, when Paul of Samosata was pronounced a heretic, also rejected the word homoousion. … You mentioned [also] this reason for disapproving of the homoousion that … it ought not to be accepted, because it is not to be found in Scripture. Your saying this causes me some astonishment. For if the word homoousion must be repudiated on account of its novelty, I am afraid that the word homoiousion which is equally absent in Scripture, is in some danger. …

It is absurd to fear cavil about a word when the fact expressed by the word presents no difficulty. …

We hold one and the same sacred truth. I beseech you that we should agree that this truth, which is one and the same, should be regarded as sacred. Forgive me, brethren, as I have so often asked you to do. You are not Arians: why should you be thought to be Arians by denying the homoousion?xv

 

The emperor Constantius has a different perception. He sees the Nicene and Neo-Arian positions as radical extremes, and the Homoian and Homoiousian positions as similar and middle-of-the-road. With this in mind he seeks to bring peace and unity to church and empire by convoking a general council in 359 that excludes the “extremes” and includes only the “moderates.” He decides to make it a double council — the Easterners gathering at Seleucia in Cilicia and the Westerners at Ariminum in Italy.

But the Homoians and Homoiousians are not so much alike and not so moderate as the emperor thinks. Personal and political in-fighting marks the councils once again. A number of Eastern bishops come to Seleucia but refuse to attend the council because they are being accused of misconduct by other bishops. The emperor puts two imperial lay officers in charge. The Homoiousians outvote the Homoians, adopt a Homoiousian creed, depose various Homoian leaders, and go home.

The emperor is not pleased. He forces a Homoian creed on the Western bishops and on representatives of the Easterners.

Jerome remarks of this time that the world “awoke with a groan to find itself Arian.” The Homoian party now reigns in the East for the next twenty years.

End (361–381)

When Constantius dies in 361, Athanasius returns from his third exile and holds a council of Alexandria. This council is of particular importance because instead of denouncing, deposing, and excommunicating, it reaches out towards the Homoiousians. It sends a letter to the church in Antioch in which it carefully makes the distinction between hypostasis and ousia. This action is important not only because it moves towards resolution of the theological puzzle and because it reaches out to the Homoiousians, but also because it lays claim to the authority to reverse an action of the Council of Nicea.

The conflict’s resolution is now in sight. The Cappadocian Fathers (Basil of Caesarea, his brother Gregory of Nyssa, and Gregory of Nazianzus) begin to spell out what becomes the orthodox doctrine of the relation of Father and Son. Questions concerning the status of the Holy Spirit follow naturally from this, and the Cappadocians sketch out what becomes the orthodox doctrine of the Trinity.

When two emperors of Nicene sympathies take charge of the empire — Gratian in the West and Theodosius in the East — the stage is set for the final settlement. Theodosius issues an edict declaring the Nicene doctrine to be the official doctrine of the empire. He orders all to believe “the single divinity of Father, Son and Holy Spirit with an equal majesty and an orthodox Trinity.” He drives out the Arian bishop of Constantinople and convokes a council of the Eastern church to be held in May, 381.

Gregory of Nyssa tells us that everybody in the city is talking theology 

If you ask for change, the man launches into a theological discussion about begotten and unbegotten; if you enquire about the price of bread, the answer is given that the Father is greater and the Son subordinate; if you remark that the bath is nice the man pronounces that the Son is from non-existence.xvi

 

As always, the council is filled with personal strife. It recognizes Gregory of Nazianzus as the bishop of Constantinople, and when the council president dies, chooses Gregory to take his place. Gregory soon loses patience, however, with members’ behavior and resigns both as council president and as bishop of Constantinople. He scolds the council in his farewell address 

I am weary of being assailed in words and in envy. … Some aim at my breast. … Others lie in wait for my back. … If again I have been a pilot, … the sea has been boisterous around us, boiling about the ship, and there has been considerable uproar among the passengers, who have always been fighting about something or another, and roaring against one another. What a struggle I have had, seated at the helm, contending alike with the sea and the passengers. … How has it been possible to avoid making shipwreck?

The very quarters of the globe are affected by the spirit of faction, so that East and West are arrayed on opposite sides. …

I cannot bear your horse races and theatres, and this rage for rivalry in expense and party spirit. We unharness, and harness ourselves on the other side, we neigh against each other … Today sharing the same thrones and opinions, if our leaders thus carry us along; tomorrow hostile alike in position and opinion, if the wind blows in the contrary direction. … And what is most terrible, we are not ashamed to set forth contrary doctrines to the same audience.

What sufferings have we failed to undergo? Ill-usage? Threats? Banishment? Plunder? Confiscation? The burning of priests at sea? The desecration of temples by the blood of the saints, till, instead of temples, they became charnel-houses? The public slaughter of aged Bishops? …

Elect another who will please the majority: and give me my desert, my country life, and my God.xvii

 

Despite this disorder the council reaffirms the creed of Nicea and, for all practical purposes, settles the controversy. The “council” at Aquileia will take place a few months later. Arianism will survive among the Goths for several centuries, but the strife that has divided empire and church is concluded.

Vision and Reality

Ugly! This controversy is ugly! — especially as seen in the light of the inclusion controversy. The contrast could not be more stark. With the inclusion controversy we breath the air of a Christian ideal. This is the way to conduct our controversies. But with the Arian controversy we come to earth with a painful thud. This is the way it is. This is the way we usually conduct ourselves. Oh, not in every detail, and perhaps our present-day conduct is somewhat better. But this is much closer to our own experience than the inclusion controversy.

So what do we conclude? Let’s take it step by step.

The inclusion controversy as found in the Book of Acts is a Christian vision of how things ought to be.

The Arian controversy and the controversies since then are realities. They are how things are.

Vision and reality — that’s what we are seeing.

In Acts Luke portrays a model for us to follow. The Arian controversy shows us many hard realities we must face.

In Paul’s letters we find both vision and reality. He paints a vision of Christian community, a model of our life together, and at the same time faces the hard earthly facts of our shortcomings. But in Paul vision and reality are not opposites. The vision is embodied in the reality. The church in reality consists not only of human strengths and weaknesses, but also of a divine-human union. The Corinthian church is the Body of Christ as well as a hotbed of squabbling and faction.

What, then, are we to make of the Arian controversy? Can we discern divine-human reality at its heart? Or is the fourth-century church simply a corrupt degeneration of the primitive church?

We can individualize this question by looking at Ambrose.

I find his behavior at Aquileia very disappointing. I have thought him a great saint of the church, a hero. But his conduct at Aquileia is shocking. He acts as prosecutor, judge and jury. He manipulates the emperor and council to set up a stacked trial. He tries to browbeat Palladius and Secundianus. He leads the chorus of “Anathema!”

Most shocking of all is his complacently closed mind. We Americans value an open mind, a free discussion. Ambrose shows no awareness of such values; he seems fully at ease with behavior and attitudes that make us deeply uncomfortable.

But we must recall that he was a man of his time. What shocks us at Aquileia is his harmony with his time. We are shocked because of our cultural innocence. We naïvely expect a “saint” to behave in harmony with our own highest values. We observe Ambrose’s world from the perspective of our own. And then we’re dismayed when those worlds clash.

The bishops at Aquileia are simply persons of the fourth-century Roman empire. What we see as grievous sins and faults are just fourth-century behavior and attitudes. Eventually these values result in the horrors of the Inquisition. And in reaction to those horrors our modern values of free speech are born. But Ambrose and his fellow bishops live many centuries before these consequences become evident.

It is not easy — it is perhaps not possible — to enter the fourth-century mind. Perhaps the best we can do is peer in the windows with empathy.

What mind-set makes it possible for fourth-century Christians — for Athanasius, for Ambrose, for Hilary, for Basil — to pursue “heretics” with such one-sided vigor?

Piety, impiety, and religious understanding

A modern reader encountering the Arian controversy for the first time is struck immediately by the name-calling and invective of the combatants. These people see each other in moral terms. Their combat is not an impartial search for truth. It is war against evil. Athanasius, for example, sees his opponents as so evil that he calls upon his readers to hate them. He calls them by bestial names — dogs, wolves, chameleons, leeches, swine, etc. Gregory of Nyssa talks of spitting on their disgusting doctrine. Hilary of Poitiers accuses them of ignorance, faithlessness, treason, crooked minds, venomous speech, godlessness and the like.

But the most common — and the most revealing — accusation is impiety or irreligion. In the midst of the name-calling it is easy to miss the significance of this charge. It sounds like just another epithet, but it is not.

A careful reading shows that the words piety, impiety, religious, irreligious and their cognates are often used in conjunction with the words true and false; and, further, they are often used instead of true and false. Just as true and false are used to pronounce conclusions, so also are pious and impious. To say that a doctrine is pious means it is to be accepted. To say that it is impious means it is to be rejected.

A common fourth-century form of argument is what may be called reductio ad impietatem — showing that your opponent’s position leads to an impiety. For example, in opposition to the Arian contention that there was a time when the Son was not, Athanasius points out that this means there was a time when the Logos or Reason of God was not; that is, there was a time when the Father was without Reason — an obvious impiety. Similarly, Gregory of Nyssa argues that since the Son is the Light of God, if there was a time when the Son was not, it follows that the Father was once in darkness — another obvious impiety. Again, Basil of Caesarea counters the Arian assertion that the Son is “after the Father” by saying that this is to use a human measure (time) for the Godhead — a breach of true religion.

This kind of reasoning does not consist merely of substituting the conception of piety for truth and impiety for falsehood. There is a different world of mind and spirit involved, and it is that world we are interested in entering so far as possible.

Our modern world pays allegiance to objective reasoning, to a free marketplace of ideas. We are offended by fourth-century invective and heresy hunting because they violate our sense of impartial truth-seeking. In respect for truth we believe we should be ready not only to consider ideas from any source, however repugnant to us, but also to encourage a wide variety of ideas.

The fourth-century had a different ideal — the worship of God. Nicenes and Arians alike agreed that piety was the deciding factor. Their purpose was piety. Belief was not a matter of objective reasoning. Impartiality was not possible. Impersonality was not possible. Piety was personal. Belief was not a matter just of ideas, but of personal conviction. The ideas under debate marked choices and the choices were good (pious) or evil (impious).

To get the feel of this mind-set it may be helpful to use some modern examples. Suppose someone suggests there may be justification for the Holocaust. What is our reaction? Shock. Horror. A refusal even to consider the possibility. Impartial reasoning, objective logic, the free marketplace of ideas give way to more important values — decency, respect for humanity, the sacredness of human life.

Again, from time to time debate breaks out on academic campuses between those who would investigate, say, the comparative intellectual capacities of the races, and those who find such an “impartial” or “scientific” investigation repulsive.

Or again, if someone proposes an impartial investigation of the advantages and disadvantages of pedophilia we have similar reactions. Can there be any doubt on this matter? And does not the person who suggests such an investigation reveal a deep personal immorality?

Even in our liberal modern world, moral and spiritual values sometimes are felt to take precedence over impartial truth-seeking — or, rather, “impartiality” in some matters is felt to be a moral blemish. Some matters are obviously wrong (impious!) and to argue them is wrong.

Such, I suggest, were the attitudes of our fourth-century forbears concerning impiety. Some doctrines were impious even to consider.

What has changed? Why are liberal moderns able to be religiously tolerant? Why am I able to leave my Jehovah’s Witness neighbor alone on matters of religion even though I fear such religion to be deeply harmful? What do we say to ourselves in these instances?

Three things come to mind. The first is that I may be wrong. My neighbor’s religion may not be harmful at all. We moderns have learned to hold at least some of our opinions in some doubt. Second, we tend today to be pluralists. We often think there may be more than one “right” answer, more than one way. Perhaps my neighbor and I are both “right.” And, most importantly, I say to myself that even if my neighbor’s religion is harmful it is my neighbor’s choice. We moderns have come to value individual choice very highly. I may not like what my neighbor has chosen, but I respect my neighbor’s right to choose.

Thus three values have given the modern world a different shape from the fourth-century world. We see a certain amount of self-doubt as good. We are open to the possibility of several “right” answers. And we hold in high esteem the individual’s right to choose.

The fourth-century held the right choice and true religion in high esteem. The fourth-century had not seen the consequences of these values played out in the heresy hunts of the Inquisition. The fourth-century cared for the souls of its neighbors. A neighbor in religious error was a neighbor in peril. Love demanded an attempt to bring the neighbor into the path of piety.

We can feel the pull of such love today when we consider not our neighbor, but our family. It is relatively easy to leave our neighbor’s religion to our neighbor — but the religion of our son or our sister, the religion of those we love, that’s another matter — when they are in “error” it is hard to leave them alone. Fourth-century love of neighbor called for helping the neighbor out of irreligion into piety.

Basil of Caesarea describes the intimate connection between idea and religion 

What is set before us is, so far as is possible with human nature, to be made like unto God. Now without knowledge there can be no making like; and knowledge is not got without lessons. … The acquisition of true religion is just like that of crafts; both grow bit by bit.xviii

 

This may sound like intellectualism. Basil may seem to be saying that you need to do a lot of book learning. But that’s not what “knowledge” means to Basil 

We understand by [the] Way that advance to perfection which is made stage by stage … through the works of righteousness and “the illumination of knowledge;” ever longing for what is before, and reaching forth unto those things which remain, until we shall have reached the blessed end, the knowledge of God.xix

 

Knowledge of God is union with God, being made like unto God. Knowing the Lord as the Way is not just an idea. It is knowing that comes by advancing in that Way, united to the Lord, being made, step by step, like unto God. (Take note of this theme. The divinization of humanity is central to orthodox fourth-century piety and we will return to it as we consider Nicene exegesis of scripture.)

Those who have right ideas about God, therefore, are those who are walking in the Way; they are those who are united to God and whose knowledge of God is direct and personal. Those who have mistaken ideas about God, it follows, are those who are walking in error; they are those who are united to some spirit other than God and whose so-called “knowledge” of God is knowledge of that other spirit mistakenly called knowledge of God.

Gregory of Nyssa speaks of pious understanding of scriptural texts—

[We should] seek with all attention and care what is to be piously understood from the utterance. Now, to apprehend perfectly the sense of the passage before us, would seem to belong only to those who search out the depths by the aid of the Holy Spirit, and to know how to speak in the Spirit the divine mysteries. … Wisdom … arises in any man from divine illumination.xx

 

Pious understanding, the kind of understanding both Nicenes and Arians seek, the kind of understanding that settles doctrine for them, is understanding by the aid of the Holy Spirit, understanding from divine illumination, understanding which leads to speaking the divine mysteries in the Spirit.

For us today the question becomes this: Shall we so cling to our Enlightenment values that we reject reason in the Spirit as a goal, or do we find in this fourth-century value something we are being called to re-adopt, not as a substitute for the values of tolerance and open debate but as an accompaniment? Is it possible to seek divine illumination in our disputes and at the same time tolerate what appear to be the errors of our opponents, encouraging open and free debate? Is it possible to see true religion as our goal and yet tolerate other visions of that true religion? Does a commitment to true religion carry with it the necessity of stamping out heresy?

For me the answer is clear. I am committed both to the free market of ideas and to the search for true religion. I believe it is possible to be faithful to both, and I so recommend to my readers. I believe the fourth-century notion of religious or pious knowledge is something we need to recover, that reasoning about religion that is not grounded in personal pious commitment is sterile and led by our mere human spirit rather than the Spirit of God. To reject the horrors of religious intolerance and persecution need not mean abandoning religious commitment in our reasoning.

Signs, marks of the Spirit, and power struggle

But this fourth-century struggle is not only ugly; it appears also to be lacking the signs and marks of the Spirit we found in the inclusion controversy. Peter was given a vision. When he entered a gentile house the Holy Spirit fell with visible signs upon the Gentiles. Paul had visions and saw signs of the Spirit in his gentile converts. And in the Council of Jerusalem the marks of the Spirit were decisive.

We see no such clear divine evidences in the Arian controversy. We have moved from a church in movement to an institutional church in stasis. We see power struggles, conspiracies, political maneuvering, and the like. And the final say-so, at each stage, is the say-so of the emperor. The state settles the controversy. Or at least that’s the obvious picture.

Are there any signs of the Spirit at work in this controversy?

Let’s look at the course of the controversy to see if we can discover the determinants. What settles this controversy? What’s going on from Nicea to Constantinople? And in particular 
Why doesn’t Nicea settle the controversy? And why does Constantinople? What is lacking at Nicea that is present at Constantinople?

Why doesn’t Nicea settle the controversy?

We have seen that Nicea ends with excommunications, depositions, exiles and decrees — with every outward appearance of settlement. Yet the decision quickly falls apart.

We can draw an immediate and important conclusion imperial power is not enough to settle the controversy. The emperor decrees settlement and it doesn’t work. The emperor tells the bishops, “This is it. Stop your squabbling.” But they don’t stop. So that’s a second point. The combatants’ consent is needed. The combatants can move outwardly toward obedience, but if the quarrel isn’t settled in their minds and spirits, they begin the debate once more.

Furthermore, the vote of an ecumenical council is not enough. Nicea was called “ecumenical” at the time. It has been recognized by the church since then as “ecumenical.” And yet it did not settle the controversy. Consent of the disputants was lacking. In particular, consent was lacking on the part of the “losers.” The “Arians” were defeated at Nicea but they did not consent to that defeat. Controversy is not over until “losers” accept the decision. The decision needs to be made in such a way that both “winners” and “losers” see the controversy as settled. If there is a vote, they must accept the vote. If there is an imperial decree, they must accept the decree. And so on. Whatever the mechanism of settlement, it must be accepted by the disputants or the controversy will go on.

Why does Constantinople settle the controversy?

The difference between Constantinople and Nicea is not the contents of the decision. The Council of Constantinople does not write a new creed; its creed is the creed of Nicea. Constantinople merely reaffirms the creed of Nicea. Yet this reaffirmation settles the controversy. Why? What changed?

By the time of Constantinople there existed in the consciousness of the church at large a body of Trinitarian theology and of gloss upon the creed of Nicea — especially as set forth by the Cappadocian Fathers — that did not exist at the time of Nicea. Nicea adopted a formula, but its implications and its meaning had yet to become clear. This task was sufficiently completed by the time of Constantinople for the council to reaffirm.

It is important to see that the formula adopted to settle a controversy does not by itself adequately express the settlement. Just as important as the formula is the context of understanding linked to that formula. At Nicea there was only a very crude context of understanding for interpreting its creed. At Constantinople there was a fine-tuned, widely-understood and committed-to context, the one provided by the Homoousian theologians, Athanasius, Hilary and the Cappadocians. In one very important sense Constantinople adopted the work of the Homoousian theologians.

This in turn has important implications. The council did not adopt the work of these theologians explicitly. It did not adopt them jot and tittle. But from that time on the Homoousian theologies of these Fathers are seen as authoritative. Christians may appeal to one or another or all of these theologies to explicate the doctrine of the Trinity.

My use of the plural theologies is important here. Although these theologies have much in common, and although they coalesce into one doctrine of the Son’s relation to the Father, they are, nevertheless, not identical theologies. So the settlement is not only a settlement of orthodoxy, it also shows that orthodoxy to have a certain amount of roominess.

At the time of Nicea the church at large could not commit itself to the council’s decision because few Christians were aware either of the issues involved or of the significance of the proposed solution. Not even those who wrote the creed of Nicea understood its implications well. Perhaps several hundred bishops were aware of some aspects of the problem, but that was all. On the other hand, at Constantinople, as Gregory of Nyssa so amusingly testifies, even the man or woman on the street was talking the theology. There was a general awareness of the problem and of the alternative solutions.

Alternative solutions, further, had been widely and thoroughly explored. The Neo-Arian and Homoian solutions had had their day and were rejected as wanting. The Homoiousian and Nicene solutions had come to terms with each other. The contest was over. So Constantinople did not need to write a new creed; it had only to reaffirm Nicea.

Three specific problems were created at Nicea that needed to be worked through before Constantinople was possible. Nicea had anathematized those who asserted that the Son is of “other substance (hypostasis) or essence (ousia) than the Father.” This made it almost impossible to speak clearly about the way in which God is one and yet three. There was no commonly understood or accepted vocabulary for this purpose. The Homoiousians, as we have seen, finally solved the problem by distinguishing hypostasis and ousia, and the Homoousians accepted this solution. In this respect Constantinople quietly rejected Nicea.

The two other problems were the use of non-scriptural language and the breaking of the tradition of subordinationism. We have seen that conservatives struggled again and again during the controversy to find a way to solve the problem using only scriptural language; but again and again they failed. This succession of failures finally convinced conservatives of the need to break with tradition and use the non-scriptural homoousios. Similarly, the protracted struggle made evident over time the necessity of declaring the equality of Son to Father.

And, finally, the behavior of the emperors at Nicea and Constantinople is significantly different. Constantine wavered in his support — he permitted Eusebius of Nicomedia and his followers to return from exile, and he welcomed Eusebius once again as a trusted advisor. Authority, thus, was speaking with an uncertain voice. At Constantinople the bishops were ratifying what the emperor had already decreed and continued to support.

But what about signs of the Spirit? Do we see here any signs of the Spirit? And where’s scripture in all of this? Wasn’t scripture a determinant?

In this controversy we do not see signs of the Spirit such as those in the inclusion controversy. They may have occurred, but we have no record of them. The absence of such signs should not be surprising. The fourth-century church is an institution rather than a movement and is large and diffuse rather than small and tight-knit. Its spiritual experience is different from that of the primitive church.

Do we find other signs of the Spirit that fit with the large size and institutional nature of the fourth-century church?

I answer this question with an act of faith. I assume the answer to be Yes. With this assumption I then ask, what can we plausibly identify as signs of the Spirit in this struggle? What marks of the presence of God do we find in the midst of this ugly fight?

Piety and the hunger for piety spring to mind. These combatants really do care about their religion. They long to worship God in the beauty of holiness. This passion speaks loudly in the words of Basil that we have already seen 

What is set before us is … to be made like unto God. The acquisition of true religion … bit by bit xxi

 

that advance to perfection … ever longing for what is before.xxii

 

We can hear a shocked piety, a scandalized true religion in Palladius’ words 

Palladius: You dare to believe in three omnipotent Gods, three eternal Gods, three equal Gods, three true Gods, three who work together, three who reign together, three with no difference among them, three who are confused together, three for whom nothing is impossible. But the Father alone is omnipotent and eternal and above all. The Apostle says that “He is the blessed and only sovereign” [Timothy 6:15] and that there is “One God and Father of all, who is above all and through all and in all.” [Ephesians 4:6] And David says, “There is none like you among the gods, O Lord.” [Psalm 86:8] And in the Gospel the Son prays to the Father, “that they may know you, the only true God.” [John 17:3]

Without this deep piety, this controversy would be nothing but ugliness. Where there is a longing for God, God can and does work through even the sins and missteps of mortals. So, as we look at the controversies of today’s church — ill-formed, sprawling, and worldly as they are — do we see a longing for God in their midst?

There are other signs which we may choose (or not) to see as marks of the Holy Spirit, depending on how we view the Holy Spirit’s relation to worldly spirit. There is a gradual growth of awareness of the problem, of alternative solutions, of clarity in ideas — processes we can observe in all sorts and conditions of controversies, processes not ordinarily identified as divine in origin or as means of divine guidance.

The ultimate sign of the Spirit, however, is “fit,” the way in which a solution “fits” the church’s perception of her faith. The Nicene solution prevails because over time, as awareness grows, as multitudes of Christians get the feel of the various alternatives, this solution feels right in contrast to the others — it “fits” in a way that the others do not. The sixty years of struggle are sixty years of trying out this and that, getting the feel of this and that, until it becomes clear what fits and what does not.

The controversy does not arise because Arius proposes a clearly unfit expression of the faith, but because he proposes a genuine possibility. The controversy is a controversy of plausibilities, of solutions more or less fitting the faith. The task is to become more and more aware of the inner nature of the faith, of aspects of the faith not perceived clearly heretofore, and then to adopt a solution that expresses that deeper perception.

We have already seen in the inclusion controversy that each side was able to make a complete, plausible and convincing case. We have also seen that no one argument in a case is convincing by itself. One particular argument may carry great weight, but only if it is part of a convincing whole. Similarly, in the Arian controversy each camp had a complete, plausible and convincing case. Each camp had arguments and counter-arguments on each major aspect of the problem. The choice between cases, then, was not the choice of this argument or that, but of total pictures. To choose one solution or another was to choose one whole way of looking at things, in contrast to other possible whole ways. It was to choose a model of the faith. And how does one make such a choice? By how the model “fits” that which it models. One chooses the creed of Nicea or one of the other creeds by how well it acts as a model of how one already sees the faith, by how well it fits the way in which one experiences Christianity.

We can call this, if we wish, judgment from tradition. One chooses on the basis of what has been handed down. One chooses on the basis of the tradition in which one stands.

The role of scripture in the Arian controversy

It will be worth our while to take a brief look at how the combatants’ employed scripture. Let’s consider their various exegeses of Proverbs 8:22.

Arians, of course, gloried in this passage, flaunting its obvious meaning. The Lord speaks of creating Wisdom. Wisdom is a creature. End of argument.

Palladius: Does this upset you, this saying of scripture? — “The Lord created me at the beginning of his work, the first of his acts of long ago. Ages ago I was set up, at the first, before the beginning of the earth. Before the mountains had been shaped, before the hills, I was brought forth.” Do you wish this passage were condemned since it calls the Son a creature?

Ambrose irritably makes the standard Nicene response.

I know how the passage goes. But it’s not speaking of the Son’s divinity; it’s referring to his humanity.

To which Palladius has a devastating retort 

You understand scripture badly, for clearly it is not the humanity that was “created at the beginning,” or “set up ages ago,” or “brought forth before the mountains.”

And to this Ambrose makes no answer. Indeed, Ambrose’s record, the text preserved by his stenographers, omits the entire exchange. This may be an instance of the selective recording charged by Palladius. On the other hand, it may be that Palladius, in his recall of the occasion, remembers not what he actually said but what he wishes he had said.

In either case the Nicenes have a severe problem. How are they to answer Palladius? I must hasten to add that I have found Palladius’ retort nowhere else in the literature. And nowhere do I find a Nicene explicitly setting out to answer such a retort. Nevertheless it seems highly unlikely that Palladius was the first to point out that the Nicene interpretation placed the creation of the Word’s human nature at the creation of the world, rather than at the entry of Christ into human history.

Athanasius is rich in his work with Proverbs 8:22. We have not only several interpretations from his pen, we also have a systematic view of his principles of interpretation. As he worked on the passage he was compelled not only to find interpretations that supported the Nicene view but to explain and defend the methods of interpretation he was using.

He points out, for example, that these are proverbs. They are not ordinary, literal statements.

What is said in proverbs is not said plainly, but is put forth latently. Therefore it is necessary to unfold the sense of what is said, and to seek it as something hidden. [Consequently,] we must not expound them nakedly in their first sense, but we must inquire into the person, and thus religiously put the sense on it. xxiii

 

“Inquire into the person,” that is, consider who the passage is about and then, on the basis of this identification, interpret the passage religiously. The standard of interpretation is piety. We are not to interpret the passage objectively, or in accord with scholarly standards, or in accord with what we take to be the “original intent of the writer,” but in accord with true religion. We understand the passage piously concerning the person it is about. And this Athanasius proceeds to do — first, negatively, as regards persons the passage is not about; then positively, concerning the person the passage is about.

If then what is written be about Angel, or any other of things originate, … let it be said, “created me,” but if it be the Wisdom of God, … that speaks concerning itself, what ought we to understand but that “He created” means nothing contrary to “he begat.”

Because this is a proverb it is not to be taken literally. Further, it concerns the Wisdom of God. Therefore we must understand it in a way befitting that person. It is impious to consider Wisdom to be created. Therefore, the passage cannot bear that meaning.

But why, then, is the word created used? What meaning does it intend to convey, if not its literal meaning?

There are other meanings to the word, says Athanasius. In the Psalms, for example, David uses it to mean creating anew.xxiv And Paul has similar use.xxv Therefore, let this

be understood, not of his being a creature, but of that human nature which became his, … of the … renewal [of human nature].xxvi

And why does this take place at creation rather than at the entrance of Christ into history? Because

as a wise architect, proposing to build a house, consults also about repairing it … and … makes preparation … in the same way prior to us is the repair of our salvation founded in Christ, that in him we might even be new-created. And the will and purpose were made ready “before the world,’” but have taken effect when the need required.xxvii

 

And then Athanasius adds considerations of “fit,” reasons why a created Word is just not consonant with true religion. He begins with the heart of Nicene piety, which we have already seen in Basil of Caesarea divinization, the making of human beings like unto God.

Therefore did he assume the body originate and human, that … he might deify it in himself.xxviii

The Word must fully assume human nature if we are to be deified in him.

And as we had not been delivered from sin and the curse, unless it had been by nature human flesh, which the Word put on … so also the man had not been deified, unless the Word who became flesh had been by nature from the Father and true and proper to him.

For divinization to take place the incarnate one must be both truly human and truly divine.

Thus, at the creation the Word assumes human nature in order to remedy the imperfections of human nature, in order to make ready for repairs in human nature that will become necessary, and in order to make possible the divinization of human nature. Indeed, God so wanted human nature to be good, says Athanasius, that he introduced

an impress and semblance of [Wisdom] on all. … The same Son considered as Wisdom is the wisdom which is implanted in us an image; in which wisdom we, having the power of knowledge and thought, become recipients of the All-framing Wisdom; and through it we are able to know its Father. “For he who hath the Son,” saith he, “hath the Father also.” [1 John 2:23] … So, though he [Wisdom] be not among the creatures, yet because his image and impress is created in the works, he says, as if in his own person, “The Lord created me a beginning of his ways for his works.”xxix

Here is the answer to Palladius’ retort that the Word did not become flesh until he entered history. No! says Athanasius, to the contrary. The Word became flesh in the creation of humankind. Human beings were given the impress of Wisdom in their creation. Thus Proverbs 8:22 is speaking of the creation of the fleshly image of God — the impress and image of God into humankind in the creation.

Here is Nicene pious interpretation at its heart. The goal of humanity — the heart of true religion — is full union with God. And to that end the image of God is given humanity in the creation. And that is what this disputed passage is all about.

That the Son should be speaking of the impress that is within us as if it were himself should not startle any one. … Its impress is created in the works as the copy of the image. And he says, “Beginning of ways,” since such wisdom becomes a sort of beginning, and, as it were, rudiments of the knowledge of God.xxx

 

Thus pious interpretation by Athanasius. Thus the heart of Athanasius’ view. But Athanasius is not all piety. He can, when it is called for, insist upon the intent of the original author. He can exercise cool objectivity and enquire into the original circumstances of the text, seeking with every scholarly tool to determine what that person, in that circumstance, in relation to those original readers intended to say. He can be every bit the modern, “scientific,” “rational” exegete.

Generally speaking, Arians were not only literalists but selective literalists. They plucked passages from here and from there, without regard to their context, and applied them to the present concern whether the original situation had any bearing or not. Athanasius the cool scholar comes to the fore in responding to these Arian methods.

T. E. Pollard has distinguished some basic Athanasian principles of scriptural interpretation. We will consider two— the context of scripture and the scope of scripture.xxxi Athanasius puts the matter of context succinctly 

Had [the Arians] known the person, and the subject, and the season of the Apostle’s words, they would not have expounded of Christ’s divinity what belongs to his manhood.xxxii

To understand what a text is saying we must ask some questions who is it about? what is it about? when was it written? in relation to what circumstances? These are principles of interpretation taught in theological seminaries today.

Further, the only legitimate way in which a teacher can take a single verse of scripture and use it to expound doctrine is in harmony with the general teaching of the whole of scripture. If the passage is expounded in a sense that is not in harmony with the whole of scripture, the teaching is illegitimate 

We [should] consider the scope of that faith which we Christians hold, and, using it as a rule, apply ourselves, as the Apostle teaches, to the reading of inspired Scripture. … This scope is to be found throughout inspired Scripture.xxxiii

 

“Fit” in Neo-Arian religion

We have seen the “fit” between Nicene piety and Nicene theology. In what ways does the Arian “fit” differ?

T. A. Kopecek has done a study of Neo-Arian religion.xxxiv He finds five distinguishing characteristics. Neo-Arianism is pronouncedly Jewish-Christian in character. It promotes an unusually intense and jealous worship of one God — an intensely consistent monotheism. In its worship Christ is the chief worshiper, the prototype of creatures. He is worshiped in only a qualified way. Neo-Arian worship is more intellectual than affective.

We have already seen the intensity of Palladius’ monotheism — “You dare,” he says to his Nicene opponents,

to believe in three omnipotent Gods, three eternal Gods, three equal Gods, three true Gods, three who work together, three who reign together, three with no difference among them, three who are confused together, three for whom nothing is impossible. But the Father alone is omnipotent and eternal and above all.

Neo-Arian prayers make clear that worship of the Son is a lesser worship—

We beseech you [God] … and because of you and after you honor and worship is to him [the Son] in the Holy Spirit.xxxv [Italics added.]

To you is glory, praise, magnificence, reverence, and worship, and after you and because of you to your child Jesus.xxxvi

 

Thus Neo-Arian theology “fits” its piety better than Nicene theology does. The piety is different in crucial respects. We may, as a consequence, re-phrase our conclusion concerning “fit.”

The choice of theologies is a choice of “fit” in the sense that one chooses a theology that “fits” one’s religion. Fundamentally the choice is a choice of pieties. I choose this theology — I see this theology as a “fit” — because I choose this religion.

Postscript

Many other controversies follow the Arian controversy but for many centuries they represent a continuation and extension of the patterns we have already seen. The notion of heresy becomes more strongly entrenched and is extended to result not only in excommunications, depositions and exiles, but torture and death. State interference and coercion continue. In the iconoclastic controversy of the eighth century, for example, the emperor Leo the Isaurean uses state force to remove and smash icons. In these controversies we find the patterns we have already seen.

But the controversy to which we now turn involves a rapidly changing church and world, and shows us important differences of pattern.

i “Fragments d’une apologie des condamnés d’Aquilée” and “Actes des éveques réunis á Aquilée contre les hérétiques Ariens,” in Scolies Ariennes sur le Concile D’Aquilée, Roger Gryson, ed. and trans.; (Paris: Les Éditions du Cerf, 1980) pp. 274323, 330383.

ii Bishop of Alexandria, Egypt, in whose diocese Arius was a presbyter.

iii The Council of Constantinople, held in May of the same year.

iv R. P. C. Hanson, “The achievement of orthodoxy in the fourth century ad,” in The making of orthodoxy, Rowan Williams, ed., (Cambridge: Cambridge University Press, 1989), 153.

v Throughout this chapter I am indebted to the reconstruction of events given by R. P. C. Hanson in The Search for the Christian Doctrine of God (Edinburgh: T. & T. Clark, 1988).

vi Letter of Eustathius of Antioch, quoted in Theodoret, Ecclesiastical History, I.vii, in Philip Schaff and Henry Wace, editors, op. cit., vol. III.

vii Synodical Epistle, in Theodoret, op. cit., I.viii

viii The Epistle of the Emperor Constantine, in Theodoret, op. cit., I.ix.

ix Athanasius, De Decretis, v.18–21, and Ad Afros, v.5, in Schaff and Wace, op. cit., vol. IV.

x Eusebius’ Letter to the Church of Caesarea, in Socrates, Ecclesiastical History, I.viii. Schaff and Wace, op. cit,, vol. II. The Eusebius here is Eusebius of Caesarea, not of Nicomedia.

xi See Jews and Christians in Egypt, H. Idris Bell, ed. (1924; reprint, Westport, Connecticut: Greenwood Press, 1972) 47, 53, 61. See also Hanson, op. cit., Chapter 9, The Behaviour of Athanasius, 239–273.

xii Hanson, op. cit., 341.

xiii They also use the word prosopon (person) and in Latin the standard formula becomes “Three persons (persona) in one God” as the equivalent of the Greek formula “Three hypostases in one God.”

For these Homoiousian distinctions see the following:

The Synodical Letter of Ancyra (English text), Epiphanius, The Panarion of St. Epiphanius, Bishop of Salamis, Philip R. Amidon, trans. (New York: Oxford University Press, 1990), 73.11.5. For the Greek text see Epiphanius, Vol. III, Karl Holl, ed. (Berlin: Akademie Verlag, 1985), 73.11.5.

The Letter of George, in The Panarion, 73.16.1–4, 18.1

xiv Athanasius, De Synodis, in Schaff and Wace, op. cit., vol. IV, III.41.

xv Hilary of Poitier, De Synodis, in Schaff and Wace, op. cit., vol. IX, 80, 81, 83, 84, 88, 89, 91.

xvi Gregory of Nyssa, De Deitate Filii et Spiritus Sancti (PG 46:557) quoted in Hanson, op. cit., p 806.

xviiGregory Nazianzen, Oration XLII: Last Farewell, in Schaff and Wace, op. cit., vol. VII, 20–24.

xviii Basil of Caesarea, De Spiritu Sancto, I.2, in Schaff and Wace, op. cit., vol. VIII.

xix Basil of Caesarea, De Spiritu Sancto, VIII.18, in Schaff and Wace, op. cit., vol. VIII.

xx Gregory of Nyssa, Against Eunomius, III.2, in Schaff and Wace, op. cit., vol. V.

xxi Basil of Caesarea, De Spiritu Sancto, I.2, in Schaff and Wace, op. cit., vol. VIII.

xxii Basil of Caesarea, De Spiritu Sancto, VIII.18, in Schaff and Wace, op. cit., vol. VIII.

xxiii Athanasius, Four Discourses against the Arians, II.44, in Schaff and Wace, op. cit., vol. IV.

xxiv Psalm 102:18, lxx. Psalm 51:10.

xxv Ephesians 2:15, 4:22.

xxvi Athanasius, op. cit., II.46.

xxvii Ibid., II.77.

xxviii Ibid., II.71.

xxix Ibid., II.78.

xxx Ibid., II.80.

xxxi T. E. Pollard, “The Exegesis of Scripture and the Arian Controversy,” John Rylands Library 41,2 (1959): 414-429.

xxxii Athanasius, op. cit., I.55.

xxxiii Athanasius, op. cit., III.28.

xxxiv T. A. Kopecek, “Neo-Arian Religion: The Evidence of the Apostolic Constitutions,” in Robert C. Gregg (ed.), Arianism: Historical and Theological Reassessments (Philadelphia: The Philadelphia Patristic Foundation, Ltd., 1985): 153-180.

xxxv W. Jardine Grisbrooke, ed., trans., The Liturgical Portions of the Apostolic Constitutions (Nottingham: Grove Books Limited, 1990), 8:12:50.

xxxvi Ibid., 8:12:9

Study III of How those Christians fight!

Usury

The controversy

Usurers and hatred of usurers almost certainly precede money and money-lending. Some foresighted farmer set aside grain for a rainy day and when famine struck, his neighbor asked for a loan. The foresighted farmer was not only foresighted, he was shrewd — and greedy. “All right,” he said, “I’ll give you 20 bags now if you’ll give me 30 bags in the fall.” His neighbor had no choice but to agree — and hate.

When money arrived, with it came money-lenders and 10% or 50% on the drachma or shekel. We are told that Joseph lent grain to the people of Egypt in time of famine and when they could not repay, first he took their land and then he took the people themselves as slaves for the Pharaoh. Joseph is looked on as a savior of his fellow Israelites, but he must have been hated by the common Egyptian!

When, concerning borrowing and lending, the God of Israel gave commandments to his people and Greek thinkers thought, there was already a long history of usury and of hatred for the usurer. The God of Sinai expressed strong disapproval, and so did Aristotle.

That was a very different world from ours. We take interest so for granted, we are so accustomed to the kind of world in which interest is the norm, that to understand our forbears’ disapproval, we will have to do some concentrated imagining and thinking.

First, we have to be clear that usury does not involve how much interest lenders may morally or legally charge, but whether it is right to take any interest at all. For us today usury is the taking of excessive interest. For our ancestors usury was the taking of any value at all over and above the value of the money or item loaned. The question for them was whether or not usury in any form — whether 50% or ½% — was moral or legal.

To many of us their attitude will seem strange. What was the problem? Why didn’t they just settle on a reasonable rate and let it go at that? But, be assured, however strange the controversy may seem, it is of great significance to our enquiry, for here we find overturned an almost unanimous tradition of many centuries. How did it happen, we will want to know, that a moral view of such antiquity and such consensus — pagan, Christian, Jewish, and Muslim — was replaced by a new one that has in its turn achieved almost universal acceptance? What were the forces that brought about this change? What was the thinking involved? And what does this example say to us now?

The ancient Christian understanding of usury stems from everyday experience of usurers (such as that described above), from Greek thought (especially Aristotle) concerning the nature of money, from biblical texts, and from Christian vision concerning the proper relation of human beings to one another.

For Aristotle the purpose of money is to serve as a medium of exchange. It is contrary to its purpose for it to increase at interest. He calls such increase the “breeding of money” and says that “of all modes of getting wealth this is the most unnatural.”i This teaching flowed down through the Western world almost as self-evident truth.

In the law of Moses interest-taking is forbidden from fellow Israelites, but not from the foreigner.

You shall not charge interest on loans to another Israelite, interest on money, interest on provisions, interest on anything that is lent. On loans to a foreigner you may charge interest, but on loans to another Israelite you may not charge interest. (Deuteronomy 23:19–20)

And especially you must not make a profit from the poor.

If you lend money to my people, to the poor among you, you shall not deal with them as a creditor; you shall not exact interest from them. (Exodus 22:25)

The situation is one Benjamin Nelson calls “tribal brotherhood”ii. Borrowing is usually by the poor in their need. Members of the tribe are brothers and sisters. Brothers and sisters help one another, but have no such obligation towards the outsider. The rules about borrowing and lending are part of the solidarity of the tribe.

In the ethic of Jesus this tradition is expanded to include even the enemy, not just the sister or brother. “Love your enemies, do good, and lend, expecting nothing in return.” (Luke 6:35a nrsv) During the usury debates of the 16th century and following, when reformers and others press for “moderate usury” (i.e., moderate interest), this passage is quoted again and again in rebuttal by conservatives.

The Fathers of the Church saw usury and the usurer as despicable. They saw the problem as one of human relations, and painted it in such terms in their sermons. Here is Basil the Great depicting a usurer in tragi-comic colors 

The miser sees someone in need kneeling in front of him and entreating him for money … He is not moved by the other’s tears. He continues to maintain that he does not have any money. … By contrast, when the beggar talks to him about interest and pledges, at once his eyebrows go up and he smiles, he recalls the friendship that linked their parents, he regards the other almost as one of the family, to be treated as a friend. He says: “Let’s see if by any chance I have a little money. Yes, I have some money belonging to another friend. He lent it to me for a bit of business. Unfortunately, he is asking for a very high rate of interest on it. For you, I will make a discount.”iii

According to the Fathers the only “usury” justified — indeed, commanded — by scripture is a “spiritual usury” paid by God to the benefactors of the poor or of virtues paid by believers to God.

The only controversy about usury among the Fathers and during the first 500 to 1000 years of the church’s life concerned “neighbor” and “foreigner.” For many of the Fathers the Deuteronomic distinction between neighbor and foreigner began to vanish in favor of a Christian universalism, in which all human beings are my neighbor, all are my brother and sister. But Ambrose taught that you may take interest of your enemy. “From him … demand usury whom you rightly desire to harm. … Where there is the right of war, there also is the right of usury.”iv The Ambrosian view and the universalistic view contended until the 12th and 13th centuries in the West until universalism finally attained consensus.

Beginning from about 1200 we can trace an evolution of thought in which gradually a significant number of exceptions to the prohibition of usury became widely recognized. The major exceptions were of two sorts damnum emergens and lucrum cessans. You may licitly demand usury when you have had some sort of emergency loss — e.g., when you have been forced to borrow money at usury to back up a loan you have guaranteed; or when the repayment of a loan has been delayed. You may also demand usury when the loan you have made causes you to lose a profit you might otherwise have gained.

Significant also was the rise of the societas, a business partnership in which the partners contributed either money or skill or both. The money in a societas became recognized as capital rather than a loan because the partner risked his money. Usury was not involved because of the risk. Lack of risk was a distinguishing characteristic of usury.

In the 14th century merchants began to insure their maritime ventures and both moralists and canonists raised no objection. Then insurance was applied to the societas. One partner insured the capital of the other. This step struck a fatal blow to risk as the distinction between capital and loan. The capital in such a societas was no longer at risk; yet it was not regarded as a loan.

A further evolution occurred through what was called the Triple or Five Percent Contract. This involved a societas in which one partner insured the capital of the other, and, in addition, guaranteed that partner a 5% profit. One partner, in other words, took all the risk and guaranteed lucrum cessans to the other, in return for the other’s investment of money. Here the investment, though technically capital, was in effect a loan at usury. This contract was hotly debated, but widely accepted.

We have now arrived at a situation in which a teaching intended for protection of the poor and concerning loans used for consumption is overlaid with exceptions intended to serve the needs of commerce and loans for production. The teaching is cumbersome and confusing. Two powerful forces now sweep it away and redefine usury — the Reformation and the rise of capitalism.

By the 16th century two economic events were occurring. A surplus of money was becoming available and with it an expansion of enterprises. More money, in other words, was available as capital. In England, for example, lands were being drained and enclosed, the iron and cloth industries were being rapidly expanded, and the government was encouraging production of munitions. The expansion of the cloth industry, to take one example, required capital at each stage of production, distribution, and sale. The sheep herder needed capital for buying sheep, for the interval between sale and payment of wool, and for bad seasons. The weaver needed to be supplied with materials. The clothier needed a large supply of various types of wools, etc.

The Reformation supplied a new interpretation of Scripture to support this new economy. Martin Luther at first took a conservative stance, but in his later years began to make room for moderate interest on loans. He advised John Frederick of Saxony that interest of four or five percent would not be unjust. Of great importance is his attitude towards the relation of church and world. He was alarmed by radical reformers who wished to reform society in accordance with the Mosaic law and the gospel. He stood staunchly against social revolution. The Gospels were not intended to take the place of civil law.

The world needs a strict, hard temporal government that will compel and constrain the wicked not to steal and rob and to return what they borrow. … Let no one think that the world can be ruled without blood; the sword of the ruler must be wet and bloody.v

The tip point came, however, with a letter writtenvi in 1545 by John Calvin in which he challenges Aristotle’s dictum that money is barren, reinterprets the various passages of Scripture that had been used to support the traditional teaching, denies that there is a bond of brotherhood among the people of his time as there had been among the Jews, and concludes that usury (i.e., interest) is allowable, provided it is kept within the bounds of justice and charity.

Calvin’s redefinition of usury takes advantage of the literal meaning of the Hebrew word for usury in Deuteronomy 23:19–20 and in other places in the Old Testament. The word is neshek, which literally means to bite. Thus usury becomes interest that bites, excessive interest that devours. Usury is no longer taking anything beyond the principal but taking too much beyond the principal.vii

Calvin added restrictions. One must not charge an excessive rate. One must not take interest from the poor. Interest is permissible only if it does not harm one’s neighbor.

John Noonan neatly summarizes what has happened to the church’s teaching, “The scholastics begin with a general prohibition and find exceptions; their opponents begin with a general permission and make restrictions.”viii But there is also an advance in economic theory. A new understanding of money has emerged and with it the concept of capital.

When the economic world is viewed as a world of consumption, money is viewed as a medium of exchange. Money makes it possible for persons to exchange their excess goods with one another. The goods are consumed. They are used in the process of living. Money produces nothing. Money is not fruitful.

But when the world is viewed as a world of production, all this changes. Here money is used, not for consumption, not for living, but for the goods and labor needed for production of further goods. Without money the new goods are not possible. Money is more than a medium of exchange. It is a means of production. It is fruitful. This kind of money is capital.

The new teaching spread quickly. The rising capitalism welcomed it with open arms. New laws were passed in various German states to allow the charging of interest. Geneva adopted an ordinance in 1547 limiting interest to 5%. The English parliament passed legislation allowing interest and limiting it to 10%.

A fierce debate continued, however, for many years. Many books and pamphlets appeared pro and con. Stage plays caricatured the miserly usurer who grinds the poor and fleeces profligate young gentlemen. The sides were not Catholic versus Protestant. Advocates of the new teaching and conservatives in favor of the old were to be found among both Catholic and Protestant.ix

One of these works, consisting of a dialogue among a preacher, a lawyer, a merchant, and a civilian, became a classic exposition of the various views.x In it we find the standard opposing arguments.

The Preacher’s Oration

My neighbor … commeth to a rich man to borrow for his relief, either for compassing his necessary affairs, or else for maintenance of his family. … This I say is against charity, that any man should be so far from love as he will not lend but for an assured gain and most sufficient pawn. …

There is no love, where free lending is not, and where love is not, there is not God. …

In Exodus the xxii, if thou lend money to any of my people, that is poor by thee, thou shalt not be an usurer unto him, neither shalt thou oppress him with usury. … Lend, saith Christ … looking for nothing thereby, or of the gain. … Saint Jerome saith there is no difference betwixt usury, fraud and violent robbings. [Here the Preacher gives a long series of the teachings of the Fathers against usury.] …

The poor man, the more he dealeth with usury, the more he is wrapped in … bands … and at length utterly undone. And this is the occasion of diverse bankrupts, of many decayed gentlemen, that are compelled for little to sell their lands away, and of a number of honest occupiers that by those means are utterly undone, both they, their wives, and their children. …

I know a gentleman born to five hundred pound land, and entering upon pawn of his land. … He did owe to master usurer five thousand pound at the last, borrowing but one thousand pound at first. …

Either the Bible is not God’s word, or else we are not of God, such contrariety is between our lives and our lessons.

The Lawyer’s Oration

I do lend money to him that hath need, and can prove that for want of the same money I have sustained great loss, or if my debtor do break day with me, when I look to have it at the time appointed … it were good reason that my debtor bear my loss. …

You have heaped a number of scriptures together … but better you should have done … if you had weighed usury more straightly by the rule of charity. …

Circumstances ought to be considered. … Neither ought I to deal with all men in one sort. … There are three sorts of men, the stark beggar, the poor householder, and the rich merchant or gentleman. To the first I ought to give freely, not only to lend freely; to the second I ought to lend, either freely or mercifully; with the third I may deal straightly, and ask mine own with gain. …

Where no biting is, there is no usury. …

Some there be that say: all usury is against nature. … [But] if usury were against nature, it should be universally evil, but God hath said that to a stranger a man may put out his money for usury. …

Moreover … even in God’s law … usury is not forbidden. For is it not in S. Luke’s gospel that God said He would come and ask the money lent with the usury, blaming him that did not put it forth for gain? …

I would you weighed all causes … by the rule of charity … by judgment and discretion. … Usury only being forbidden that breaketh charity and decayeth the love of my neighbor by extreme cutting and excessive taking. … Where charity is not broken … there is no offence committed. …

Usury in the Hebrew tongue … is called a biting, as a dog useth to bite or gnaw upon a bone; so that he that biteth not, doth not commit usury. …

I think you divines do not well observe circumstances when you will that the very bare letter shall be plainly taken as it lieth, and in one sort or manner to be applied to all men, without regard of circumstances, degree, estate or condition of any one.

The Merchant’s Oration

What trade or bargaining can there be among merchants, or what lending or borrowing among all men, if you take away the assurance and the hope of gain? … If you forbid gain, you destroy intercourse of merchandise, you overthrow bargaining. … Hope of gain maketh men industrious, and, where no gain is to be had, men will not take pains. … Merchants’ doings must not thus be overthwarted by preachers.

The Preacher’s Replication

Your distinction of three sorts of men … is rather politic than Christian, rather worldly than divine. … For you ought to lend freely unto all men, rich and poor, lord and gentlemen, king and caesar.

The Civilian’s Oration

The causes that have moved wise and godly men to detest usury … First, the usurer is an idle man. … He bringeth a dearth also of all things through his excessive dealing. For when he taketh so dear for his money, it must needs follow that, as others do buy, so they must sell. … Hereof commeth decay of good houses and wracking of the people. … And, I pray you, what is more against nature, than that money should beget or bring forth money. …

The difference betwixt interest and usury … Interest is demanded when I have sustained loss through another man’s cause. … It is reason, that I be answered all losses and damages that I have sustained through another man’s cause, as well for the gain that else I might have had. …Interest is lawful, as the which seeketh only equality: whereas the name of usury is odious, ungodly, and wicked, as that which seeketh all inequality.xi

This debate between conservatives and innovators continued past the Reformation into more recent times. As late as 1745 the Roman Catholic Church was maintaining the old tradition; in that year Benedict xiv issued the conservative bull Vix Pervenit. And it was not until well into the nineteenth century that the Holy Office began to recognize and permit the charging of interest in commercial transactions. But the changes in the economic system swept forward relentlessly, paying little attention to the debate. Capitalism based on loans at interest became the economic system of our world without waiting for the church’s authoritative teaching to catch up.

Commentary

The overturning of a unanimous tradition

Where a teaching has been held unanimously the presumption is certainly in favor of that tradition. But it cannot be held totally beyond question. If the tradition is attacked a simple appeal to its antiquity and unanimity will not do. We must find further grounds in its defense.

In this controversy we find a tradition that enjoyed a unanimity as full as any teaching of the church has ever held. Yet it was overturned — and overturned, moreover, to the point that it is difficult for us today to conceive how it could ever have been held at all. But it was.

Here is a clear case of the overturning of a unanimous tradition.

One may argue that behind the words and concepts of the first teaching lay a Christian view of love of neighbor that has not changed. Only the circumstances of its application have changed, and it is these circumstances which have caused a reformulation. The fundamental sense of the tradition, in that sense, has not changed.

I believe this response to be essentially correct, but for now we need to see the implications for the way in which we carry on our present controversies. We need to be aware that the conservative position will seldom be well served by simply asserting the universality of a tradition. More is needed and we will be considering what that “more” consists of.

Changes in the world bring about changes in teaching

Throughout this history we see a continuing pattern of change in circumstances followed by an adjustment in teaching. Hard cases stretch theory. If I teach that it is wrong to receive back more than one has loaned, what do I say when a lender protests that the borrower has not repaid him on the agreed date and he has lost money as a consequence? The lender says it is only right that he be compensated for his loss. I hear justice in this claim. So I adjust my teaching to allow for an exception to my teaching. I have become aware of a circumstance I had not originally considered that causes me to make a change in my teaching.

We can see this cycle of hard case-adjustment in teaching over and over again in this controversy — and in many others.

Indeed, we can lay it down as a fundamental law of change in teaching and theory that awareness of difference in circumstances bearing upon a theory precedes and tends to bring about change in that theory. Or, more simply, changes in the world bring about changes in teaching.

To change one’s teaching is to change one’s world

The converse of the preceding conclusion is also true. When 16th century Germans, Swiss, and English changed their teachings about usury, they also changed their laws and their view of the world. The change in teaching and law signified a choice of world. They chose a world of commerce. They moved from a world viewed principally as stable and as the consumer of goods, to a world viewed as productive and changing. The new belief about usury signified the birth of a new world.

As I pursued this study it gradually became clear to me that the new definition of usury involved far more than loans and interest, that a new world was involved, and far more than a new economy. I knew that the change in teaching about usury had occurred, and I guessed it had something to do with the rise of capitalism, but I was not prepared for the conservative teaching of the brother- and sisterhood of all human beings. This conservative vision of a Christian village, of a world of personal relations in which everyone is neighbor, in which all are to be treated by the rule of love appeals to me powerfully. And standing today in an impersonal world of impersonal relations, a capitalistic world of economic laws compelling human behavior, I look back at this Christian vision of my ancestors and feel an acute sense of longing and loss. Would that we lived in a village of neighbors! Our cities of strangers dehumanize. Is there no way in which we can recapture this medieval ideal?

I look at the debate and I see that the disputants were only minimally aware of the implications of their decisions. They knew the world was changing. They knew they were being required to choose for or against change. But they were blind to the scope of the change. They were blind to the loss of the neighbor, to the alienation of persons implied in their decision.

I cannot expect us in our controversies to be more aware than our of the scope of the changes involved. We are no more transcendent than our forbears. But perhaps we can make a few small steps in that direction by seeking in our controversies to describe our vision. When we argue for or against a teaching, what world do we see on either side?

If we look, for example, at the world assumed by the Preacher in Wilson’s book, we see very clearly a world of personal relations. When he describes a loan it is from one person to another, from a rich person to a poor one in need. He does not describe the world of commerce. But when the merchant speaks, or the lawyer, they perceive a different world. They talk about business loans.

I am suggesting that in our debates we look at these assumptions and try to make them conscious and to fill them out, to describe the worlds more completely. Since choosing a teaching involves not only the teaching by itself, but the world it assumes, it should help us in our choice if we can explicitly see the worlds implied.

I look at the world of the usury controversy and our world today. I look at the mass of consumer debt being built up by Americans and I wonder where it is all going. The profit motive seems out of control. The drive to spend and the drive to persuade us to consume more and more seem to have a law of their own. The forces of the market seem to rule human life. Is this the world our forbears meant to choose? Perhaps once again dwe need to choose a different world — and a modified view of loans and interest!

i Politics 1258b

ii Benjamin Nelson, The Idea of Usury: From Tribal Brotherhood to Universal Otherhood, 2nd ed., (1949; reprint, Chicago and London: University of Chicago Press, 1969).

iii Quoted in Thomas Spidlik, ed., Drinking from the Hidden Fountain: A Patristic Breviary (Kalamazoo mi: Cistercian Publications, 1994) pp. 297-299.

iv Ambrose of Milan, De Tobia, 15,51, Lois Miles Zucker, ed. and trans., (Washington DC: Catholic University of America, 1933), 68.

v Quoted in Nelson, op. cit., pp. 50–51.

vi Georgia Harkness, John Calvin: The Man and His Ethics (New York and Nashville: Abingdon Press, 1931), 205.

vii See Ibid.; The Decades of Henry Bullinger Thomas Harding, ed. (1850; reprint, Cambridge: Cambridge University Press, 1968), 42; and Thomas Wilson, A Discourse upon Usury R. H. Tawney, ed. (1572; reprint, New York: Kelley, 1965), 240.

viii John T. Noonan, The Scholastic Analysis of Usury (Cambridge, Massachusetts: Harvard University Press, 1957), 375.

ix E.g., Anonymous, A Discourse upon Usury: or, Lending Money for Increase. Proving by undeniable Arguments the Lawfulnes thereof and Answering the Plausible Objections from Scripture, Councils, and Fathers against it (London: Samuel Crouch, 1692); Nicolas Sander, A Briefe Treatise of Usurie (Lovanii, 1568); Philippus Caesar, A General Discourse Against the damnable sect of Usurers Thomas Rogers, ed. and trans., (London: Andrew Maunsell, 1578); and Philopenes [Pseudonym of John Dormer], Usury Explain’d; or, Conscience Quieted in the Case of Putting out Mony at Interest (London: D.E. in Fetter-Lane, 1695/6).

x Thomas Wilson, A Discourse upon Usury [1572], with an historical introduction by R. H. Tawney (Kelley: New York, 1965); first published by G. Bell & Sons Ltd. in 1923.

xi Ibid., pp. 215, 216, 217, 227, 228, 231, 235, 236, 237, 239, 240, 243, 246, 253, 283, 286, 319.

Study IV of How those Christians fight!

The Episcopal Church and Divorce

After the Revolutionary War the American branch of the Church of England became the Protestant Episcopal Church of the United States, reorganizing itself as a loose confederation of dioceses. It adopted a national government consisting of a General Convention which meets every three years in two houses, the House of Bishops and the House of Deputies. The latter is composed of equal numbers of clergy and laity, elected by the dioceses. On important matters the House of Deputies votes by orders; that is, the clergy and laity vote separately, and to be adopted a measure must pass not only in both houses but in both orders of deputies.

The first General Convention adopted a body of canons (church laws), but marriage and divorce were not regulated by canon until 1868. The only guidance before that was a joint resolution of the two houses which provided that

the Ministers of this Church … shall not unite in matrimony any person who is divorced, unless it be on account of the other party having been guilty of adultery.i

A canon to this effect was adopted in 1868. In 1877 Convention expanded the marriage canon to provide that persons thought to be married contrary to the law of the church were not to be admitted to the sacraments except by a “godly judgment” of the bishop. Presumably the bishop’s judgment concerned whether or not the persons actually had married contrary to the church’s law. In any case, admission to the sacraments of such remarried persons did not become a common practice until many years later.

In 1886 a Joint Committee on Marriage appointed by the previous Convention delivered a report which can be taken as the baseline from which to measure the changes we shall be observing. It is a full exposition of the conservative stance from which we shall trace a radical departure in slightly less than 100 years.

First, the committee sees the church as possessing an authority that is little recognized today 

It is desired and expected that [the Church] shall speak, and with no uncertain sound, and tell the people, in terms so plain that every one can understand, what Marriage is; how, and under what conditions, it should be solemnized; and for what causes, and in what manner, it may be dissolved. On these points great numbers of persons throughout this country are waiting for clear statements.ii

In addition the committee takes a clear and succinct theological stance 

The parties to Marriage … [are] fallen and corrupted by the sin which is in their members. …

Hence arises the need of statutes fitted to restrain passion … and to secure compliance with the will of that Supreme Being whom man is … never more likely to offend than when moved and drawn away by the desires and lusts of the flesh. …

Divorce with permission to marry again is not conceded by the Church, unless the ground of divorce be adultery, and in that case the guilty party is absolutely excluded from marrying again during the lifetime of the other.iii

In support of this position the committee cites Leviticus 8:6–19, 20:11–21, Deuteronomy 27:20,22–23 , Matthew 5:32, 19:9, Mark 10:11, Luke 16:18, Romans 7:2–3, and 1 Corinthians 7:10–11.

In the meantime the national divorce rate was climbing rapidly. In 1860 there were 1.2 divorces per 1000 marriages, in 1900 4.0, in 1910 4.5, and in 1920 7.7.iv

The nation’s first reaction to this increase was an attempt at repression.

Between 1889 and 1906 … state legislatures across the country … enacted more than one hundred pieces of restrictive marriage and divorce legislation in an effort to stem the tide.v

Behind this attempt was the Victorian ideal of marriage.

The divorce cases from the 1880’s in Los Angeles … suggest that marriage was based on duties and sacrifices, not personal satisfaction. … Husbands and wives neither expected nor hoped that their spouses would provide them with ultimate fulfillment in life, or that the home would be a self-contained private domain geared toward the personal happiness of individual family members.vi

In the 1880’s … husbands were to provide the necessities of life, treat their wives with courtesy and protection, and exercise sexual restraint. … A wife’s duty was to maintain a comfortable home, take care of household chores, bear and tend to the children, and set the moral tone for domestic life.vii

This view of marriage stands in sharp contrast to today’s view. Contemporary Americans see personal fulfillment and happiness as the purpose of marriage and the family. Between the late nineteenth century and the mid-twentieth the change from the one to the other was taking place.

In their 1920’s study of Muncie, Indiana … Robert and Helen Lynd … noted that Muncie’s population increasingly adhered to the notion of “romantic love as the only valid basis for marriage.”viii

And

Gradually the notion of personal happiness began to loom larger and larger as a component of marriage.ix

Two other developments significant to divorce and remarriage were taking place during this period as well. The first was that social scientists were beginning to study divorce, and lawmakers and others were listening. One sign of this change was a “sudden passion for statistics,” the development of the “quantitative ethic.”x Of particular importance were Carroll D. Wright’s reports for the U.S. Department of Labor — “in many respects [they] … marked the beginning of the ascendancy of the social sciences in marriage and divorce policy.” xi The second was the popularization of psychology and psychiatry, which gave Americans a different view of the causes of marital discord. “The post-World War I era was distinctly under the influence of the behavioral sciences, particularly psychoanalysis.”xii

After 1887 no significant canonical action concerning marriage and divorce was taken by the Episcopal Church until 1931, but a large crack in the dam became evident in 1916 when the Marriage Commission made a key recommendation 

The refusal of the Church to bless and solemnize a marriage need not be followed by a permanent exclusion from the Sacraments.

Consideration must be had of the good faith in which a marriage may have been entered on, in ignorance of the Church’s law … and of the practical impossibility in many cases, without greater wrong, of the breaking up of a family. In some such cases there must be a power of discretion, very carefully exercised, to admit or readmit persons to the Sacraments. xiii(Italics mine)

The Commission presented a canon that empowered the bishop to admit divorced and remarried persons to the sacraments. This measure was approved in the House of Deputies by a large majority of the clergy, but failed by a small majority among the laity.

The Convention of 1931 did, however, take a significantly altered position. Two important new canonical provisions were adopted and the Marriage Commission’s report bore witness to a new understanding of marriage and divorce.

Education for marriage now became a high priority of the canons 

Ministers of this Church shall within their Cures give instruction both publicly and privately, on the nature of Holy Matrimony, its responsibilities and the mutual love and forbearance it requires. …

[The] Minister … shall instruct the contracting parties as to the nature of Holy Matrimony, its responsibilities, and the means of grace which God has provided through his Church.xiv

Even more importantly, annulment as a means of dissolving marriage was moved front and center. A list of impediments was drawn up; that is, conditions existing at the time of the marriage that rendered it null and void; and further 

Any person whose former marriage has been annulled or dissolved by a civil court may apply to the Bishop … to have the said marriage declared null and void by reason of any of the … impediments.xv

The door was beginning to open. The Episcopal Church was looking for ways to cope sympathetically with the high rate of divorce in modern marriage. It was not yet ready to break with tradition, but it was eager to find as much wiggle room as possible within that tradition.xvi

This conclusion is made very clear by the report of the Marriage Commission.

Your Commission is agreed that in some way the Church must take a more sympathetic attitude toward divorced people. The majority offers an amendment to the Canon which would allow the remarriage of divorced people but under very definite conditions, namely, that a divorced person must wait a year before remarriage, and then receive the permission of a[n ecclesiastical] court. … A minority report … [proposes] that if the court permits and the parties have already been married by some civil officer, a clergyman of this Church may read a Service of Blessing.xvii

An increasing number of Christian people think it inconsistent with the mind of Christ that the Church should extend no real forgiveness to divorced people who are remarried, but declare that they live in a state of adultery. It is impossible legally, and undesirable morally, that the second marriage should be broken up.xviii

There is grave spiritual danger in always expecting men and women who have been married and divorced to live thereafter in a state of celibacy.xix

Many of our best thinkers do not consider divorce an unmitigated evil. … In these later days emphasis has been increasingly laid on the promises in the marriage vow “to love, comfort, honor and cherish,” and the feeling has gained ground that the breaking of these promises seriously invalidates the rest of the vow. … There is surely something to be said for the point of view that requires those who are married to observe the ordinary laws of righteousness and decency if they expect their married life to continue. Your Commission believes that the only real way in which we can sanctify the institution of marriage is to sanctify it in practice.xx

The report revealed a new attitude towards sex 

Until within a few years the whole subject of sex has been taboo. … Training must be given in the dignity, the beauty and the glory of sex. …xxi

A far cry, this, from the report of 1886, which viewed marriage as a means of restraining “passion” and curbing “the desires and lusts of the flesh”!

On the other hand, as much as the Commission saw the “glory of sex,” it criticized modern dreams of romance 

A … most crying need is to break down the prevailing romantic idea of marriage. … Nothing is more needed than the realization that the best married love is an achievement.xxii (Italics in the original)

The authority of the new psychology stemming from Freud and of its practitioners is made explicit 

A generation ago it was almost universally assumed that practically all grounds on which divorce was granted were grounds arising after marriage, but the amazing increase of knowledge in psychology and psychiatry has made it reasonably clear that many of the causes for divorce are character causes, which existed long before the marriage took place. … It is generally understood that a large percentage of sexual maladjustments, which are such a prolific cause of marital unhappiness, are due to early childhood training or lack of training. Any clergyman who declared null and void marriages of this sort would doubtless gain the support of psychiatrists and social workers.xxiii

It would be easily possible to extend the principle of annulment to cover all sorts of mental and moral deficiencies that existed in people before marriage.xxiv

These paragraphs are of particular interest because they articulate a new type of grounds for annulment — “character causes, which existed long before the marriage took place.” By all logic the Commission should have included these sorts of psychological grounds among the impediments to be included in the marriage canons, but it did not. Doubtless Commission members felt this was one step too far. The Church was not yet ready for such a sweeping change.

The Commission offers a brief biblical justification for its conclusions. First, the “command” of Christ concerning marriage and divorce is not to be taken literally.

The teaching … is found, along with other equally specific commands that few people accept literally, such as the command not to take oaths, to turn the other cheek if one is struck, to give to everyone that asks of you, and to take no thought of the morrow.xxv

Authoritative biblical scholars are quoted.

In Bishop Gore’s mind clearly Christ did lay down an explicit law in regard to marriage.xxvi

But

Canon Streeter … says … “The idea that a definite ruling on this question is to be found in the words of Christ rests, I believe, on a misapprehension. … Christ’s … forgiving attitude toward those who were guilty of adultery receives peculiar emphasis in the Gospels.xxvii

And, further, Canon Streeter finds venerable precedent for not taking the “plain teaching of our Lord” as law 

If [Christ] condemned the remarriage of divorced persons, it is equally true that in saying “Those whom God hath joined together, let no man put asunder” He condemned the separation of all those who have been married. … Nevertheless from the beginning the Church in all its branches has recognized the need of separation from bed and board.xxviii

Finally, the Commission cites the practice of the Eastern Orthodox Church as precedent for admitting various grounds of divorce and remarriage.xxix

This kind of biblical, theological and practical reflection by commissions on marriage continued through the ’30s, ’40s and 50s.

In preparation for the Convention of 1937 a pamphlet consisting of articles by various scholarsxxx was sent at the Commission’s request to every member of Convention. The Commission itself appeals not only to such scholarly opinion but to personal experience 

Year by year more of us have to face the divorce evil within our own families, or within the circle of our close friends.xxxi

And to modern, secular teachings 

[A] difficulty with annulment is that our studies in education and psychology make it clear that the character attributes which wreck marriage have been formed long before the marriage.xxxii

Thus, in this last reflection the Commission of 1937, like the Commission of 1933, is enunciating a psychological and radical impediment to marriage that it is not ready to recommend for canon law.

In 1940 the Commission again recommended that “persons remarried after divorce should not for that reason be deprived of Holy Communion,”xxxiii but Convention took no action.

In these years Convention began taking active steps to gather information. The Women’s Auxiliary had sent out a questionnaire from which it concluded that “certain trends of thought were evident, which indicated a desire on the part of the large majority that the Church should reexamine its position on the whole subject.”xxxiv The Commission of 1943

felt it advisable to obtain opinions and suggestions from as wide a circle as possible. It has therefore sought advice from the Seminaries of the Church. … We also asked each diocesan bishop to appoint a cooperating committee in his diocese.xxxv

And it once again recommended that psychological causes existing before a marriage be considered grounds for annulment. This time it went further and proposed a canon 

of the marriage bond

If the Bishop finds that the former contract could not be the spiritual union taught by Christ, because of … the existence of abnormalities, defects or deficiencies of character sufficient to prevent the fulfillment of the marriage vows, or … the existence of an irremediable mental, moral, or spiritual deterioration or incapacity, the causes of which were latent before the previous contract and exposed by the marital relationship, and that these causes as far as they can be determined are not present in a proposed marriage, he shall grant the applicant’s request.xxxvi

This proposal was defeated, but in the following Convention (1946) a similar impediment was finally adopted—

Such defects of personality as to make competent … consent impossible.xxxvii

The Convention of 1946 also appointed a special committee to gather information about what bishops were actually doing 

Resolved, That a special committee … to obtain from diocesans copies of judgments. … to collate them; and once a year to publish to the members of the House of Bishops their findings as to procedure followed. …

Although by no means all of the Bishops have sent such copies of judgments and answers, enough have been received to warrant the conclusion that in the almost unanimous opinion of the Bishops (two dissent), the present Canons are an improvement on the former discipline … that they are working well; that the pastoral approach, which is the underlying principle of the Canons, to the question of marital failure is approved as more in accord with the mind of Christ than the judicial approach; that judgments are conservative but give due consideration to justice and mercy as well as to the Christian ideal of marriage. … At the same time many of the Bishops have requested clarification of the Canons in some respects. …xxxviii

In this committee report we also see a clear statement of the shift of opinion that has been taking place. Not only is the Episcopal Church troubled by the problems of modern marriage; two schools of thought are now explicitly acknowledged 

The Canon recognizes two points of view as legitimate: one, that if one or more of the impediments existed before marriage, no marital bond was created; the other, that if one of the impediments arises after marriage, the marital bond is broken.xxxix

Interestingly enough the practice of the bishops on both sides of the question seems to have been much the same 

The copies of judgments which we have received show a surprising unanimity in conservatism. It is evident that in practice procedure is much the same under both points of view.xl

With the Convention of 1946 the Episcopal Church had reached a plateau, a resting place that lasted almost thirty years, consisting of one possible solution to the problem of modern marriage — an extended, highly flexible doctrine of annulment that recognized psychological impediments, coupled with a crude method of readmitting to the sacraments those who remarried outside the church’s law. It was also a roomy compromise between the competing schools of thought, capable of interpretation narrowly or broadly. It proved, however, not to be the answer to the problem, but a method of widespread learning. This was recognized by the Commission of 1958, which said “The present canons permit the accumulation of a store of experience which will, in due course, enrich and purify our moral theology in this area.”xli

In the secular world there were new developments 

In the 1960’s … the movement toward statutory reform in the direction of “no-fault” divorce was inaugurated. … These new laws represented the first significant alteration in divorce codes of the twentieth century. xlii

It was during this period that I was ordained (1953) and began to accumulate for myself the experience of which the report was speaking. In the introduction I havedescribed how I dealt with a second marriage in which the husband sought my approval of going off with another woman. This was just one of many such experiences.

One set of experiences concerned those who remarried. I had to tell them they could not take Communion for a year and then could be readmitted only by application to the bishop. Even though, in the early years, I agreed with our canons I felt defensive about what I was doing. I felt mean. And I could see the contradictions clearly — “You people are not really married, but if you live together faithfully we’ll let you back in.” (Ugh! I felt compromised.) And the couple didn’t like it. And parishioners didn’t like it. And it kept happening. It was a constant in parish life.

The other set of experiences concerned divorced persons who wished to remarry. I tried conscientiously to administer the canons and to be pastorally helpful to the couple. If they were going to remarry, I wanted the new marriage to go well. So I enquired into their old marriages — what went wrong? I needed to know in order to look for an applicable impediment, and I wanted them to learn from their previous experience. I did not want them to repeat it in the new marriage. These attempts didn’t go well. I wasn’t very good at helping them learn, or maybe most of them were not ready to learn. And as much as I scanned the list of impediments for something morally clear — marrying your aunt or lying about your identity or concealing venereal disease — I practically never found anything like that. I kept having to appeal to

Such defects of personality as to make competent … consent impossible.

In fact, as the years went by, I tended to take it for granted that our application to the bishop for remarriage would appeal to this impediment. I worked diligently with the couple to find psychological grounds for the failure of the previous marriage — and to my satisfaction we always found them, they were always there. Of course, it became clearer and clearer that “annulment” was a legal fiction, that in fact we were talking about causes for divorce. And it became wearisome to keep up the pretense. So toward the last I gave it up. I decided to drop the pretense and go ahead and remarry people without applying to the bishop.

My experience was far from unique. Parish priest after parish priest, bishop after bishop kept having such experiences and came to the same conclusion.

And so did lay persons.

One other sort of unhappiness lent force to our changes of mind. A double standard for clergy was being applied. If a priest divorced and remarried in violation of the canon he was deposed from the ministry. That was an end to his career in the church. There was no readmission for the clergy. This left a very bad taste. It also caused large numbers of clergy to stay in unhappy marriages against their will and against the will of their wives.

By the Convention of 1973 we Episcopalians had had so many unhappy experiences with the canons of 1946 that 21 memorials and petitions to the General Convention were adopted by the clergy and laity of our dioceses evincing our dissatisfactionsxliii; for example 

Resolved … that the … General Convention … write new material, not from a punitive attitude, but from an attitude of understanding, love, and compassion; … [and] deal not so much with the failures of the past as with the reasons for believing that the new marriage may be truly Christian. (Diocese of Albany)

The provisions of [the marriage canons] present unintended hardships for the clergy and people of this Church, frequently destroying the effective pastoral relations when most needed. (Diocese of Delaware)

The [marriage] canons … are often extremely difficult to administer with true pastoral concern; … the administration of these canons often results in the appearance of the Church turning her back on persons in a time of great need for spiritual strengthening and guidance. (Diocese of Kansas)

This is virtually the only moral issue in which the Church stands in judgment over its members and freely exercises its power of ex-communication, while permitting persons who commit adultery, murder, and other serious acts to remain communicants in good standing. (Diocese of Kentucky)

There is general unhappiness and confusion over the administration of our present marriage canons … and … this diocese desires a revised national canon which both upholds the uniqueness and sanctity of Christian marriage, yet provides pastoral concern, love, forgiveness, mercy, and justice for contemporary man and woman. (Diocese of Massachusetts)

The present canons have proved inconsistent in application, lack greatly in pastoral concern, and often provide a double standard. (Diocese of New Hampshire)

It is evident from the pastoral experience of the Church that our present marriage canons are in need of revision. (Diocese of New Jersey)

The present canons cause grave confusion and hurt to thousands of the faithful. (Diocese of South Carolina)

The existing canonical regulations have, in the experience and observation of many, resulted in consequences deficient in compassionate love and departing from strict justice. (Diocese of Southern Ohio)

We believe that mercy and justice should be the determining considerations in adjusting each case. (Diocese of Tennessee)

As a result new canons recognizing divorce and permitting remarriage were adopted by overwhelming margins in the House of Deputies, by 108 to 4 among the clergy and by 111 to 2 among the laity. In the House of Bishops the vote was 76 to 57. There has been no controversy since. A working consensus had been reached.

i Edwin White and Jackson Dykman, Annotated Constitution and Canons for the Government of the Protestant Episcopal Church in the United States otherwise known as The Episcopal Church vol. 1 (New York: The Seabury Press, 1982), 398.

ii Journal of the General Convention, 1886 , 783.

iii Ibid., 784, 786, 788.

iv Lynne Carol Halem, Divorce Reform (New York: The Free Press, 1980), 28, 85.

v Elaine Tyler May, Great Expectations: Marriage and Divorce in Post-Victorian America (Chicago: University of Chicago Press, 1980), 4.

vi Ibid., 46f.

vii Ibid., 157.

viii Ibid., 61f.

ix Ibid., 88.

x Robert H. Wiebe, The Search for Order: 1877-1920 (New York: Hill and Wang, 1967), 40.

xi Halem, op. cit., 40.

xii Ibid., 153.

xiiiJournal of the General Convention, 1916 , 503.

xiv White and Dykman, op. cit., 406.

xv Ibid., 407.

xvi We can see almost exactly this situation in the Roman Catholic Church of our own day, where annulment is being stretched as wide as possible, and where the large number of divorced persons presents an acute pastoral problem.

xvii Journal of the General Convention, 1933, 474.

xviiiIbid., 475.

xix Ibid., 476.

xx Ibid., 479.

xxi Ibid., 480.

xxii Ibid., 480.

xxiii Ibid., 472.

xxiv Ibid., 476.

xxv Ibid., 475.

xxvi Ibid.

xxvii Ibid.

xxviii Ibid., 476.

xxix Ibid., 489.

xxx This pamphlet was edited by the Rev. Howard Chandler Robbins and may be found in the Archives of the Episcopal Church and at the General Seminary in New York City.

xxxi Journal of the General Convention, 1937, 474.

xxxii Ibid., 475.

xxxiii Journal of the General Convention, 1940, 486.

xxxiv From “A Questionnaire to Women of the Auxiliary on Problems of the Church’s Position on Marriage and Remarriage after Divorce,” in Appendix C of Journal of the General Convention, 1940, 489.

xxxv Journal of the General Convention, 1943, 435.

xxxvi Ibid., 441.

xxxvii White and Dykman, op. cit., 412.

xxxviii Journal of the General Convention, 1946, 436f.

xxxix Ibid.

xl Ibid.

xli Journnal of the General Convention, 1958, 501.

xlii Halem, op. cit., 234.

xliii From the Archives of the Episcopal Church, Memorials and Resolutions file for the Convention of 1973, Legislative Numbers B-9–B-29, D-29, D-33, D-52, and D-96. White and Dykman, op. cit., 420, says that between thirty and forty memorials were received, but I have been able to find only 21.

“Bad” Boy’s Christmas

for my godson Geoffrey

Janey danced in a circle around Benjamin. She sang and jeered at him.

He’s making a list,
And checking it twice,
Gonna find out who’s naughty and nice.
Santa Claus is coming to town.

“No Christmas presents for you-oo!

“No Christmas presents for you-oo!

“’Cause you’re bad!

He knows when you are sleeping.
He knows when you’re awake.
He knows when you’ve been bad or good.
So be good for goodness’ sake.

“No Christmas presents for you-oo!

“No Christmas presents for you-oo!

“’Cause you’re bad!”

That night Benjamin couldn’t sleep. A voice kept saying very quietly, “You’re not a good boy. You do bad things.”

“I am too a good boy,” replied Benjamin.

“Not really,” said the voice. “You know your mother and father are disappointed in you. You know you do bad things.”

“I am too a good boy,” said Benjamin.

But Benjamin really didn’t believe what he was saying. He believed the voice. He was a bad boy. He was a disappointment to his parents. He wouldn’t get any presents for Christmas.

The next day Benjamin tried hard to be good. Whenever his mother or father told him to do something, he did it right away. His mother told him to clean his room, so he ran upstairs, put his toys away, picked up his dirty clothes and put them in the laundry hamper, collected all his crayon drawings and put them in his drawers, straightened out his clothes in the closet, and even tried to make his bed. When his mother came upstairs, she started to say something and then stopped, looked all around the room, looked at Benjamin in a funny kind of way and said, “Why, Benjamin, how nice! You did a very good job! Thank you.”

Benjamin smiled and thought to himself, “See! I am too a good boy! I will get presents for Christmas!”

But it was awfully hard being good, so pretty soon Benjamin forgot. That’s when he got into trouble.

It happened like this.

Benjamin’s grandmother collected vases. Everywhere she went grandmother came home with vases — big vases and little vases, red vases and yellow vases, plain vases and fancy vases, vases that looked like people and vases that had stories painted on them, vases from China and vases from Iowa, vases of every kind. One afternoon when Benjamin came home from school his mother was putting a big, funny-looking vase on the dining room table.

“Now you stay away from that vase, Benjamin,” she said. “It’s for your grandmother, and I don’t want you to get anywhere near it.”

Then she went into the kitchen. Benjamin looked at the vase. He couldn’t see it very well from across the room. What kind of vase was it? What were those markings on it? Maybe he could get up a little closer to see. He knew he shouldn’t. His mother had told him not to get anywhere near it. But it wouldn’t hurt just to get up close. He wouldn’t even touch it.

So Benjamin walked carefully over to the table, stretched up on tip-toes, put his elbows on the edge of the table and leaned forward to look at the vase. It was a wonderful vase! It had beautiful little drawings all over it — animals and birds and trees and flowers. He was very careful not to touch it and not to move. When he finished looking, he backed away carefully, but his elbows dragged against the table cloth and the next thing you knew — bang! crash! — the vase fell off the table and broke into pieces! Benjamin’s mother came running into the dining room.

“Oh, Benjamin!” she screeched. “How could you! I just got done telling you not to! You bad boy! Grandmother’s vase!”

And she started to cry.

Now Benjamin became sure he would receive no presents for Christmas. He was a bad boy and bad boys don’t get Christmas presents. He became a very quiet boy during the days just before Christmas. His mother and father kept asking him if he felt all right. Was he sick? Was there something wrong? But he just said he was all right and everything was all right. He felt hopeless. There was nothing he could do, nothing anybody could do.

Usually on Christmas morning Benjamin could hardly contain himself. He would keep running from his room to his parents’ room begging them to hurry and get dressed and come downstairs to see what Santa had brought. But this year he got up quietly and sat on his bed waiting until his parents were ready to go downstairs. He knew that even though there would be no presents for him, he was not supposed to go downstairs until his mother and father said it was all right. His mother came into his room looking worried.

“Is there something wrong, Benjamin?” she asked. “Are you feeling all right?”

“I’m all right, mama.”

Benjamin’s father looked over his mother’s shoulder. “But you seem awfully sad for a little boy on Christmas day, Benjamin. I’ve never seen such a sad-looking little boy. There must be something wrong.”

“Well,” said Benjamin.

“Yes,” said his mother and father.

“Well,” said Benjamin and mumbled something.

“What did you say?” said his mother and father. “We couldn’t hear you.”

“I won’t get — “ said Benjamin and started to cry.

Benjamin’s mother and father looked at each other and came and sat down beside Benjamin on his bed and put their arms around him and said, “Tell us, Benjamin. What is it? What won’t you get?”

“I won’t get any presents,” said Benjamin very quietly.

“You won’t get any presents!” said Benjamin’s father.

“No presents!” said Benjamin’s mother. “Why not?” they both said together.

“Because I’m a bad boy,” said Benjamin.

“A bad boy!” said Benjamin’s mother and father. “You are not a bad boy! You’re a wonderful boy!”

“But I broke grandmother’s vase,” said Benjamin to his mother. “And I made you cry.”

“Oh, Benjamin! Benjamin!” said his mother. “No matter how many vases you break your daddy and I love you. We don’t keep lists of what you do wrong.”

“But the song,” said Benjamin, “the song says Santa keeps a list. He knows when we’ve been bad or good.”

“That song is mean,” said Benjamin’s father. “It’s a mean lie from beginning to end. Santa Claus doesn’t keep lists of bad boys and girls. Your mother and I don’t keep a list, and God doesn’t keep a list.”

“Oh,” said Benjamin.

“Do you know why we give presents on Christmas?” said Benjamin’s father.

“Because Santa Claus comes,” said Benjamin.

“Because God loves us, all of us,” said Benjamin’s father. “He loves everybody — so much he gave us his Son Jesus even when we were being bad. God doesn’t wait for us to be good to love us. He gives us Jesus even when we’re being bad.”

Suddenly Benjamin felt good all over. He sat very quietly for a while. Then he looked at his mother and father, and they looked at him, and he said, “Let’s go downstairs and look at our presents.”

And they did. And Christmas that year was better than any Christmas they had ever had.

Warner White

Benjamin Goes to the Zoo

Benjamin lay flat on his belly in the grass with his hands propping up his head and looked and looked and looked. There in front of him was an ant hill! Long lines of ants streamed in and out. They never stopped. Several ants were carrying things almost larger than they were. “How can they do that?” wondered Benjamin. “Why are they all coming and going? What’s inside the ant hill? What do they eat? Why are there so many of them? Do they eat grass?” Benjamin had many questions.

Just then his mother called. “Benjamin! Benjamin! Come on in. It’s time to eat.”

Benjamin slowly got up from the grass, and then he started to run to the house.

“Mother! Mother!” he shouted as he ran. “Mother! Mother!”

His mother came to the door. “Is something wrong?”

“Oh, no, Mother. You should see the ants. Come see the ants!”

“No, Benjamin. I haven’t time right now. Lunch is ready and then you have to get back to school. If you don’t move along, you’re going to be late.”

“But, Mother,” said Benjamin.

“No buts about it,” said Benjamin’s mother. “Now move!”

“Aw, mom,” said Benjamin, “you don’t know what you’re missing.”

That afternoon in school Benjamin looked out the window at the tree that brushed up against it. The tree had funny little seed pods hanging from it. They looked like polliwogs. He had seen them before. “They fly in the wind,” he thought to himself, “when they fall from the tree. They sort of whirl around. I wonder why they do that? Why are there so many of them? If they all grow up to be trees, there’ll be so many trees we won’t be able to walk in the yard. There’ll be a big wall of trees all around the school, and we won’t be able to get in or out. They’ll have to close the school, and then what will we do?”

“Benjamin! Benjamin!” said his teacher. “There you go again! Daydreaming! Now please pay attention.”

The next day was Saturday. Benjamin’s grandfather took him to the zoo.

“Ooh,” said Benjamin, “aah. Look at that bird!”

“Ooh,” said Grandfather, “aah. I like that! Isn’t it pretty!”

“Ooh,” said Benjamin, “aah. Look at the rhinoceros!”

“Ooh,” said Grandfather, “aah. I wonder why it has just one horn?”

“And why,” said Benjamin, “is it so heavy?”

“And why,” said Grandfather, “is it black? Why isn’t it green?”

“Or blue or red?” said Benjamin.

“Or polka dotted or striped? Or with wings or a helicopter’s whirling blades?” said Grandfather.

“Or with blond hair or big red ears or a long pointed nose?” said Benjamin.

“What fun!” said Grandfather. “Didn’t God make a wonderful world!”

“Yes, he did, Grandfather. Yes, he did. But why don’t grownups notice, Grandfather? Why are they always telling me to do something else? I like just to look.”

“Grownups are in a hurry, Benjamin. Only grandparents and children have time for the important things in life. Grownups are busy doing things they think are important, but they miss the most important thing of all. They miss seeing God!”

“Oh, Grampa, will I be that way when I grow up? Will I stop seeing all the wonderful things of God?”

“I don’t know, Benjamin. You will probably get in a hurry like other grownups. You will probably have lots to do and lots of worries. But I hope you’ll remember all the wonderful things you are seeing now, and will remember to stop once in a while and look at them.”

“I hope so too, Grampa. I hope so too.”

Warner White

Benjamin Daydreams

Benjamin!  Benjamin!” said Benjamin’s teacher, “are you paying attention to me?  Did you hear a word I said?  I’m trying to teach you arithmetic and you’re looking out the window daydreaming.  You’ll turn into a balloon and float away if you don’t learn to keep your feet on the ground.”  All the kids laughed.

Benjamin!  Benjamin!” said Billy during recess, “you’ll turn into a balloon and float away!  You’re already a balloon!”  Then Billy and the other kids began to chant–

BENJAMIN’S A BALLOON!

BENJAMIN’S A BALLOsON!

BENJAMIN’S A BALLOON!

At home Benjamin’s mother said, “Your teacher called today.  She said you’re always daydreaming and don’t pay attention in class.”

After supper Benjamin’s father said, “What’s this I hear about your daydreaming?  Have you been wasting time again?”

Benjamin was miserable.  “Why can’t I pay attention?  Why am I always daydreaming?  What’s wrong with me?”  Benjamin could just see himself as a big kid, still looking out the window in school–and he looked like a balloon!  Instead of ordinary legs, his legs were joined together like the bottom of a balloon and were tied to a string on his desk.  He started to float off his chair. The window was open and the wind blew him back and forth on the string.  The string got longer and longer.  And suddenly the string came loose and he blew out the window and up and up–

Benjamin…Benjamin,” said a soft voice. “Are you all right?”

It was his grandfather.

Oh, grampa.  Oh, grampa, what am I going to do?  What’s wrong with me?  I don’t pay attention in class.  I daydream all the time.  The kids make fun of me.  Everybody’s mad at me.”

Hmm,” said grandfather.  “You daydream, do you?”

Yes, grampa.”

You daydream a lot, do you?”

Yes, grampa.”

Do you daydream well, Benjamin?”

Well, grampa?”

Yes, Benjamin.  Do you do a good job of it?”

Gee, I don’t know, grampa.  I just daydream.”

Do you know what daydreaming is, Benjamin?”

I think so, grampa.  It’s when I see pictures and stories in my head.”

That’s right, Benjamin, daydreaming is seeing inside your head.  It’s a special kind of seeing, and I want you to do it well.  I want you to be able to see with the eyes that are inside your head just as well as you see with the eyes that are on the outside of your head.”

How do I learn to do that, grampa?”

You learn by practicing!  Just the way you learn to read or to play ball or to swim.  You practice.”

How do I practice daydreaming, grampa?”

You’re already doing it one way, Benjamin. You do it every night when your mother or your father tells you a story.  When you hear that story and imagine what’s happening in that story, you’re practicing your daydreaming.  And when you listen to a story in church or at school, you’re practicing your daydreaming.  It’s good for you. You need lots of good stories to practice with and learn from.”

Is that all, grampa?”

No, Benjamin.  But that’s a beginning. There are many things you need to learn about daydreaming.  The most important one is how to pray your daydreams.”

How do I do that, grampa?”

Remember when you prayed to Jesus to send you a protector and discerner, and he sent you Uriel the 23rd?”

Oh yes, grampa.  I remember that!  And Uriel the 23rd protected me from the GRMPF and helped me discern whether the GRMPF was an outcast or an enemy, and I hugged the GRMPF, and the GRMPF turned out to be my new friend, Benoni!  Oh yes, grampa, I remember!”

That’s a way of doing it, Benjamin.  You just start to talk to God and ask him for help, and he’ll help you with your daydream.”

It sure was a lot of fun, grampa, even if it was kind of scary.  I like Uriel the 23rd and Benoni.”

Good, Benjamin.  Now here’s what I want you to do.  I want you to practice two things: Noticing and Praying.  First, you should start trying to notice when you’re daydreaming, and then during the daydream you should start asking God to help you with it.  Can you do that?”

I’ll try, grampa.”

And so Benjamin went into training.  He began to practice Noticing and Praying, which led to many adventures, which someday I should tell you.

How Benoni Became a GRMPF

At the end of the last story Benjamin did a discernment and decided the GRMPF was an outcast and not an enemy. So under the protection of Uriel the 23rd he hugged the GRMPF.

[Do you remember what happened next?]

Suddenly, instead of the GRMPF Benjamin found himself gazing at a boy his own age who looked a lot like him!

At first everybody stood in shocked silence. Then everybody talked at once.

“Where’d you come from?”— “Who’re you?” — “Who’re you?” — “Where am I?” — “Thanks be to God!” — “Thank you! Thank you!”

After a while everybody calmed down. Then Uriel the 23rd made formal introductions and everybody shook hands.

“I am Uriel the 23rd. I am a Protector and Discerner sent by Jesus. This is Benjamin.”

“My name is Benoni,” said the boy, “and I am very grateful to you both for rescuing me.”

“Benoni,” said Benjamin. “That’s a …” He was going to say, “That’s a peculiar name,” but then he remembered his manners and said, “That’s an interesting name.”

“Yes, it’s not a very common name, is it?” said Benoni.

“Yes,” said Uriel the 23rd.

“What happened to you?” asked Benjamin. “Did the GRMPF eat you?”

“No, the GRMPF didn’t eat me,” said Benoni.

I am the GRMPF.”

You are the GRMPF!” exclaimed Benjamin. “But that’s impossible! Boys aren’t GRMPFs.”

“Yes, Benjamin, boys are GRMPFs. I had a GRMPF in me, and I turned into that GRMPF. And you have a GRMPF in you too.”

“I do not!” said Benjamin. “Not me!”

But even as he said it, Benjamin knew he was wrong. He could just imagine what it was like to be a GRMPF. In fact, he thought, maybe it would be fun. He’d like to scare Billy! He’d like to growl at Billy and threaten to eat him up and chase him and chase him until he screamed and screamed and screamed. Wow! That’d be fun!

Just then he noticed that Uriel the 23rd was looking at him in an odd way.

“Well, maybe there’s a little GRMPF in me,” he said. “But how did it happen? How did you turn into a GRMPF?”

“I don’t understand it very well,” said Benoni. “I just want it never to happen again!”

“I know how it happened, Benoni,” said Uriel the 23rd. “Would you like me to tell the story?”

“Yes,” said Benoni.

“Oh, yes!” said Benjamin.

Here is the story of how Benoni became a GRMPF.

************

In Benoni’s bedroom, said Uriel the 23rd, on the back of his closet door is a full-length mirror.

[There’s one right here in my closet, too, thought Benjamin.]

Do you remember Snow White’s stepmother, the wicked witch? She looked in her mirror to admire herself. But not Benoni. Benoni looked into his mirror to hate himself. Benoni had a secret affliction. He was growing the hair of a beast! Other people couldn’t see the hair, but in that mirror he could.

As far back as he could remember, he had always had some of the hair. The first patch was on the back of his right shoulder, and he didn’t know that other people couldn’t see it until one day he asked his mother, “Why do I have hair on my shoulder?”

“Where, dear?” she said.

“Right here,” said Benoni, and pointed.

“I don’t see any hair,” said his mother.

“Oh, wait. Yes, I see a hair. You have a mole here, and a hair is growing out of it.”

But Benoni didn’t mean a hair. He meant a thick, dirty, tangled mat of hair. He never mentioned the hair again. But every morning he looked with dread in the mirror. Little by little, as he grew older, the patches of beast’s hair spread. At first they sprouted here and there on his back. Then some grew on his arms and legs.

“I deserve it,” thought Benoni. “I do so many bad things, and there’s so much wrong with me.”

A lot of people told Benoni there was something wrong with him.

“Why are you always so clumsy!” said his father, when Benoni dropped a glass and broke it.

Benoni believed what his father said, and a new patch of beast’s hair grew in the night.

“Why can’t you ever remember anything?” said his mother, when Benoni forgot to tell her what his teacher said.

Benoni believed what his mother said, and a new patch of beast’s hair grew in the night.

“Why don’t you ever pay attention?” said his teacher, when Benoni didn’t hear he because he was daydreaming.

Benoni believed what his teacher said, and a new patch of beast’s hair grew in the night.

“I don’t want you on my team,” said Billy, when the boys were choosing sides for a ball game. “You’re no good.”

Benoni believed what Billy said, and he believed more besides. Benoni believed all the boys thought he was no good, and a new, large patch of beast’s hair grew in the night.

Whenever Benoni saw a new patch of beast’s hair, he said to himself, “See, they’re right. There’s something wrong with me.”

One day Benoni’s mother kissed him and hugged him and said she loved him, and Benoni’s father said how smart he was, and even Billy said something nice. And that night grandfather told him a story and said how much fun he was. Benoni felt good.

[What do you suppose he saw when he looked in the mirror the next morning?]

The next morning a lot of beast’s hair was gone!

“How wonderful!” said Benoni to himself. “How did that happen?”

He looked and looked, and sure enough he didn’t have nearly as much beast’s hair as the day before! But then he thought, “It won’t last. There’s something wrong with me, and the hair will come back.” And right before his eyes he could actually see beast’s hair growing!

[What do you think — did Benoni really see beast’s hair growing? Or did he imagine it?]

I’ll tell you what I think. I think Benoni imagined it, and it was real. I think his imagination saw something real that you can’t see any other way. I think beast’s hair was really growing on him, but that the only way to see it was with Benoni’s inner eyes. I think the reason grownups could say such bad things to Benoni and couldn’t see the patches of beast’s hair growing is that the grownups had no imagination. Many grownups forget how to use their imagination. Benoni could see what was happening to him because he still had his imagination. That’s what I think!

But one day other people did see the hair! That was the day Benoni stopped hiding his secret and began to act like a beast.

“I’m no good,” he thought. “This is what I’m like.”

So he broke Billy’s toy truck, and he dropped daddy’s glass, and he lied to mother, and he hit the girl next to him in school. Everybody could see the beast’s hair now!

“Oh, what an ugly boy!” they said.

“I don’t want you to play with him any more,” said Billy’s mother to Billy.

Benoni’s mother and father punished him.

“Go to your room!” they said. “And don’t come out until you’re ready to apologize.”

But Benoni wouldn’t apologize. “I’m bad,” he thought, “and ugly, and dirty, and people don’t want anything to do with me. What use would it be to say I’m sorry, even if I am?”

Now the hair covered all of Benoni’s body. His face and his hands were matted with dirty beast’s hair. Benoni hated himself, and everybody shunned him.

And that is how Benoni became a GRMPF.

***********

There was a silence when Uriel the 23rd finished speaking.

Then Benjamin murmured, “Oh, how awful!”

“It was awful,” said Benoni. “I hated being a GRMPF, but I thought that was all I could be, and I was angry. I wanted to hurt people. So I growled, and I chased children until they screamed. That’s what my life was like until you came along, Benjamin, under the protection of Uriel the 23rd and hugged me.”

“It was the protection of God, Benoni,” said Uriel the 23rd. “I’m just his messenger.”

So Benjamin and Benoni and Uriel the 23rd talked and talked. As a matter of fact they got to be very good friends and had many adventures together. Maybe some day I’ll tell you another story about them.

Warner White

Benjamin and the GRMPF

“No more of this nonsense!” said Benjamin’s mother. “To bed with you right now!”

“But, Mama,” said Benjamin. “The monster…”

“I’ve already told you, Benjamin. There is no monster. You were only dreaming. Now go to bed.”

“Please, Mama, please. Let me stay up a little longer. Please. Please.”

“No, Benjamin. It’s time you learned the difference between dreams and real life. You go to bed — and right now! I’m not going to tolerate any more of your foolishness.”

Benjamin knew his mother wasn’t going to change her mind, so he shuffled to the stairs, dragged his feet slowly up the steps, and got ready for bed. His mother kissed him good night, gave him a hug, and said No when he asked for a story.

“You don’t need a story tonight. You need to go to sleep and get over this monster foolishness.”

When his mother left, Benjamin thought and thought. “What shall I do? What shall I do? If I go to sleep the monster will get me.”

[What do you suppose Benjamin decided to do?]

“If I don’t go to sleep, the monster won’t be able to get me,” Benjamin thought. So he got out of bed, sat in his chair, held his floppy bear tight, and looked around him. There was the bookshelf. There was his toy truck, and there were his fire engine and his airplanes. Benjamin held the bear tighter.

“I must not fall asleep,” he said to himself.

And there were his curtains, and there was the bed, and there was the closet door.

“I must not fall asleep,” he said to himself. And there were his shoes, and there was his chest of drawers, and there was the closet door.

“I’ll just take a look and see what’s in the closet,” he said to himself. “It looks different from the last time I went in there.”

He opened the closet door.

[And what do you suppose he saw?]

Benjamin saw a tv screen. On it was a message: “ONE MOMENT, PLEASE.”

After a while the screen went blank. Wavy lines appeared. The screen went blank again, and another message appeared: “THIS WAY, PLEASE.”

And there was a big red arrow pointing down.

“Down?” said Benjamin. “How can I go down?”

The screen went blank, the wavy lines appeared, and there was another message: “TAKE THE ELEVATOR, NITWIT.”

Benjamin noticed an elevator at the back of the closet.

“I never saw that before,” he thought to himself.

“YOU NEVER LOOKED WITH YOUR INNER EYES BEFORE, LAMEBRAIN,” said the screen.

Benjamin went to the elevator door and pushed the button. There was a hard clanking noise, something grated, and suddenly the floor shook and heaved so hard he reached out for the wall to keep his balance. His hand went right through, and he was falling, falling, falling — but slowly. As he fell he could see the elevator coming up, and in it were two glowing eyes and a large set of yellow teeth.

“Growl! GROOOUUUUWWWWLLLL!” went the teeth.

“GROOOUUUUWWWWLLLL! What are you doing over there? Can’t you wait for an elevator?” said the teeth.

“Please, sir,” said Benjamin. “I’m falling. Can’t you stop me from falling, sir?”

“Falling? What are you doing that for, you twerp? Why don’t you take the elevator like other people?”

“Please, sir,” said Benjamin. “I fell through the wall.”

“You better think up a better story than that, you sniveling kid. That’s the same story the other kid used last week before I went GRMPF, GRMPF, and ate him up.”

Benjamin didn’t know what to do or say. He had too many things at once to be frightened of. He was falling and might crash to the floor or bottom or whatever it was at any moment. He was frightened by the two eyes and the yellow teeth. He was frightened at the growling. And especially he was frightened of being eaten up.

“Please, sir. Please, sir,” he stammered.

“Oh, all right. You kids are all alike. Helpless. Whimpering. Can’t do anything for yourself. Always wanting me to do things for you. Why aren’t you brought up right? Why do I always have to help you? Let me see. How do you get this elevator to turn around? Where’s the steering wheel? There must be one somewhere.”

Benjamin and the elevator were getting farther and farther apart. In the distance he could hear the yellow teeth above him muttering.

“What are all these buttons for? Why can’t anybody make anything right any more?”

And then the elevator began to turn in a large circle, and pretty soon it was moving crossways above Benjamin, and then it started to move down, and then it went faster and faster until it was below Benjamin, and then BANG! BAM! and the voice of the yellow teeth cried out, “GOOOOM! GOOOOM! Ouch!”

Benjamin turned over as he floated down and looked below him. He saw the elevator on its side and something large and black next to it. Down and down he floated until finally he came to rest with a bump — right on top of the large black thing!

“GROOOUUUUWWWWLLLL! GROOOUUUUWWWWLLLL!” said the large black thing. “Who gave me that poke?” and the large black thing turned over, causing Benjamin to slide to the floor like sliding on a horsehair blanket. Two large black eyes and two rows of yellow teeth appeared in the midst of the black furry lump of a thing.

“Please, sir. Please, sir,” said Benjamin. “It was just me. I landed on top of you. I didn’t mean to hurt you.”

“Hurt me! Hurt me! Who said anything about hurting! You couldn’t hurt me if you used the powers of the witch of Endor. You couldn’t hurt me with all the armies of Assyria and Babylonia. You couldn’t hurt me — ”

“ — Yes, sir. Yes, sir. Of course, sir. I couldn’t hurt you. I’m much too small, and even great big people — lots of them — couldn’t hurt you.”

“You betcha, kid. You betcha. Now what was it you wanted? You wanted me to do something for you before I eat you up. Now what was it?”

“Please, sir. Please, sir. Don’t eat me up. I’m just a little boy. There isn’t very much of me, and besides I’m skinny and stringy and I’m sure I wouldn’t taste very good.”

“Don’t interrupt me, babbler. What was it I was supposed to do?”

“You were going to help me stop falling.”

“Oh, well, yes. Stop falling. Well now, we don’t have to worry about that any more, do we? Just be sure not to do it again, do you hear?”

“Yes, sir. Yes, sir. I won’t fall again, if I can help it.”

“If you can help it! Hah! That’s just like you weaklings, you can’t help anything. You’re always falling and always whining and always needing help. I never need help. Why can’t you be strong like me? … Now come over here. It’s time for me to go GRMPF GRMPF.”

Benjamin had a feeling he knew what GRMPF GRMPF meant, but he asked anyhow. “’GRMPF GRMPF’? What does that mean?”

“Aha! Aha!” said the black thing. “You’re not only weak and helpless and can’t keep from falling: you’re a dumbunny too! A GRMPF is what I am, and GRMPFing is what I do. I’m a GRMPF and I GRMPF.”

“But what is GRMPFing?” said Benjamin.

The yellow teeth widened and turned upward. The GRMPF tilted the top of its lump of a body to one side, and a coo slithered from deep inside, “Come here sweet thing. Come here lovely child. And I’ll show you!”

Benjamin felt the hairs on his head rise. Sweat spurted out of all the pores of his body. He whirled around and ran. And ran. And ran. He heard a loud bump, and then a rumble. The surface beneath his feet shook. He ran faster and faster. The rumble came closer and closer until he could hear heavy panting. And then he could feel hot breath on the back of his neck. From far away he heard a scream, and he screamed and screamed —

“Benjamin! Benjamin!” said his father, as his father reached over and enfolded him in his arms. “Benjamin, what’s wrong? Why were you screaming?”

“The GRMPF! The GRMPF was after me.”

“You mean that monster you’ve been telling your mother about?”

“Yes, daddy. He’s a GRMPF and he’s going to eat me up.”

His father held Benjamin closer, stroked Benjamin’s cheek and hair, gave him a hug and a kiss, and said, “Well, we have a problem, don’t we? You’ve got an imaginary monster after you, and we don’t know what to do about it. I’ll tell you what. Why don’t you lie down in bed. We’ll leave the light on, and I’ll stay right here until you’re asleep and even after you’re asleep. I’ll stay here until I’m sure you’re asleep without any monsters, and I won’t go back to bed until then. And when I do go, I’ll leave the door open so I can be here right away if you need me.”

Benjamin slept peacefully that night.

In the morning Benjamin overheard his parents talking. “What are we going to do?” they said. “What are we going to do?”

“Perhaps we should ask your father to talk with Benjamin,” said Benjamin’s mother.

“I know what you have in mind,” said Benjamin’s father. “Father is a loving, gentle soul, but my father has weird ideas. If you want Benjamin to stop believing in monsters, if you want him to tell the difference between dreams and real life, don’t ask my father to handle this problem. He’ll probably solve it all right. But Benjamin will end up believing in dreams and spirits and who knows what else.”

“But we’ve got to do something!” said Benjamin’s mother.

So Benjamin and his grandfather had a talk. Benjamin told his grandfather all about the GRMPF.

“A GRMPF is it? A GRMPF. I don’t know that kind of monster. You say it was a big black lump with two eyes and two rows of yellow teeth? That’s not much to go on. Sounds like your standard frighten-little-helpless-children type monster, but you never can be sure without an examination. Now I’ll tell you what you should do, Benjamin. Do you know how to pray?”

Benjamin knew the Lord’s Prayer and Now I Lay Me Down to Sleep.

“Ok,” said grandfather. “You need two things. You need protection from the monster. You need someone on your side who is bigger and stronger than the monster, someone right beside you the monster will be afraid of. And you need a discerner. Do you know what a discerner is, Benjamin?”

“No, grampa. I never heard of a dis … dis …”

“Discerner, Benjamin. Discerner. A discerner is a discerner of spirits, someone who can tell spirits apart. We need to know what kind of monster this is. Is it an outcast or is it an enemy? — and when we know that, we’ll know what to do.”

“What’s an outcast, grampa, and an enemy?”

“Well, it’s a little complicated, Benjamin, but I’ll tell you the easy part. You don’t need to be afraid of outcasts. They never harm anybody. But an enemy is different. You really need to be afraid of them.

“Now here’s what we’ll do. Tonight, just before you go to bed you kneel down and pray to Jesus. Ask him to send you someone to protect you and to do a discernment. ‘Lord, Jesus,’ you should say, ‘please send me a protector and discerner.’ Can you say that, Benjamin?”

Benjamin practiced the prayer until he got it right.

“And I’ll pray for you too, Benjamin. I’ll ask the Lord to send you a protector and discerner.”

“Will it work, grampa. Will it work?” asked Benjamin.

“Yes, Benjamin. It will work. When you ask the Lord for protection and discernment, he’ll give it to you. I wish I were going with you. It should be a lot of fun.”

That night Benjamin prayed as he and grandfather had planned. He was not afraid—maybe just a little tense, and very excited — but not afraid to speak of. But he couldn’t sleep. So he sat in the chair once again, with his floppy bear, and he looked at the things in his room, and after a while he went to the closet door.

[And what do you suppose he saw when he opened the door?]

When Benjamin opened the door, he saw a tall skinny young man with a big nose and a big Adam’s apple and long arms and long lumpy hands.

“Who are you?” asked Benjamin.

“I’m Uriel the 23rd, specialist P2D3. Did you get that? P2D3!”

“What’s P2D3?” said Benjamin.

“Protector second-class, Discerner third-class. I’ve just been promoted. In fact I was promoted early. Usually, with your ordinary angel or archangel the boss makes you wait at least three thousand years before promotion to second-class Protector. But I made it in only two thousand. Discerning takes longer. It’s harder than Protection. So I probably won’t make second-class Discernment for another five thousand years.”

“Oh,” said Benjamin. (He didn’t know what else to say, but felt he should say something. Then he realized he didn’t remember the person’s — or was it angel’s — name.)

“Please, sir. What’s your name again?”

“Don’t be afraid of me, Benjamin. I’m your Protector. You don’t need to be afraid of your Protector. Come over here. I want to give you a hug.”

Benjamin had never been hugged like that before. Not even by his mother or father. The hug was vast. It was deep. It was warm. It was like sinking deep into a pile of soft quilts—only it was softer and vaster and even more assuring.

“But you mustn’t fall asleep, Benjamin. We have work to do. My name is Uriel the 23rd. That means that my great ancestor was Uriel, one of the four archangels of God, and I’m the 23rd Uriel in his line. We Uriels help people make journeys. Up until now I’ve always gone along as a helper and learner with Uriel the 22nd, but I did so well on our last trip that I was promoted and given this solo.”

Uriel the 23rd looked around, saw the elevator at the back of the closet, and said, “Are you ready? Shall we take the elevator?”

Benjamin shuddered, moved closer to Uriel the 23rd and said in a small voice, “Yes. I’m ready. Let’s go!”

Uriel the 23rd pressed the button.

[And what do you suppose happened next?]

There was a hard clanking noise, something grated, and suddenly the floor shook and heaved so hard Benjamin reached out for the wall to keep his balance.

His hand met another hand! Uriel the 23rd had put his hand between Benjamin’s hand and the wall!

“The old insubstantial-wall trick. Humph! This must be a monster fifth rate. Now we’ll probably have to wait a long time for the elevator. These monsters fifth rate never know how to keep their materiel in proper repair.”

Uriel the 23rd was right. They sat down and waited and waited and waited. Finally they could hear the elevator was almost at the door. Uriel the 23rd stood and faced the door. He seemed taller than before and he glowed and he filled the closet with light.

The elevator door opened.

There was a long silence.

“Please, sir,” said a small voice. (But I’m not talking, thought Benjamin.) “Please, sir. May I go?”

“No, you may not,” said Uriel the 23rd. “Benjamin, come stand beside me. Do you see this big black thing? Now what do you think? Which kind of spirit is this? Is this an outcast or is it an enemy?”

“But how do I tell, Uriel the 23rd? How do you tell them apart?”

“Have you made a bargain with this monster? Has he offered you anything or promised you anything in return for something from you?”

“No. He’s just threatened to eat me up. I’ve never made a bargain with him or any promises.”

“Good. Then it won’t be hard for you to tell what kind of monster he is. Once you make bargains or promises it’s more difficult.”

“Why is that, Uriel the 23rd?”

“All monsters want something from you. That’s what makes them monsters. But they want different things. Enemies want one sort of thing and outcasts want another. Enemies want you to become like them. Enemies want to be the way they are. But outcasts want to be different. Outcasts don’t want to be the way they are. Outcasts keep hoping that if they eat you or touch you or control you, you will change them.

“Now, Benjamin, which kind of monster is this? Does this monster want something from you that will help him be different? Or is this monster trying to make you be like him?”

“I think,” said Benjamin. “I think…”

[What do you think Benjamin decided? What kind of monster was it? Was it an enemy or was it an outcast?]

“I think,” said Benjamin, “it’s an outcast.”

“I think so too,” said Uriel the 23rd. “Now I have something for you to do. To cure outcasts you must touch them with love. Hugs are best of all. Can you hug this monster? Are you brave enough?”

Benjamin shivered. “But he’s too big. I can’t get my arms around him.”

“Just try it.”

Benjamin took a deep breath. He straightened his back. He marched into the elevator. He went up to the GRMPF, put out his arms, and touched him. His arms went around and around, and his hands joined together on the other side, and he felt like a big cloud, a soft and warm and floating cloud that held a large and quivering boy. The GRMPF quivered and quivered until suddenly Benjamin knew the GRMPF was crying.

After a while the GRMPF relaxed and eased out of Benjamin’s arms. He seemed smaller now, and less furry. Benjamin looked up and there stood a boy — just like himself!

There is lots more I could tell you about the other boy, but that’s another story. I’ll just stop this story here.

Benjamin and Uriel the 23rd saved a GRMPF. They rescued a boy from feeling outcast and unloved and monstrous.

Warner White

The Leadership Structure of the Liturgy

Many parish clergy these days are trying to change the leadership patterns in their congregations. They want collegiality, active lay participation at every level of parish life. They want a vestry, for example, that not only manages money and buildings, but in conjunction with the clergy seeks to discern matters spiritual. They want a vestry that prays, that seeks the leadings of the Holy Spirit in decision-making.

But, sadly, many clergy focus just on the steps in deliberation, the methods used in meeting, the collaboration of clergy and laity in making decisions. Unconsciously, in the most powerful “tool” in parish life, they act out a very different message—we clergy are the leaders and you lay persons are the followers.

I am referring to the Sunday liturgy, that powerful sacred act at the center of parish life. Sadly, many clergy act out, Sunday after Sunday, their unconscious (or conscious) belief in the superior status of the ordained.

In this paper I will describe what I see as leadership patterns commonly expressed in the Sunday liturgy. I will begin with the “old” liturgy, the liturgy of the 1928 Book of Common Prayer, and then move on to the liturgy of today. From time to time I will suggest changes that express partnership of clergy and laity, rather than simply leaders and followers.

I do not wish to be simplistic about this. There is a very important sense in which clergy are called to be leaders. I believe they are called to preside, to watch over, to play a central role in discerning the leadings of the Holy Spirit. Perhaps the best way to make the distinction that I believe is to be made is to deny that lay people are simply followers. The role of lay people is to form a local community of the Holy Spirit, of which the clergy are presiders and teachers and discerners.

The old liturgy

It was very clear who was in charge. The Sunday liturgy spoke it loud and clear. That man in vestments, up at the altar with his back to the people, like a general leading ranked troops, surrounded by assistants (all male), that man specially consecrated for the enclosed area around the altar—the “sanctuary,” it was called, the holy of holies that only certain people could enter—that man was our leader. Everything we did proclaimed his central role.

The other center of power—lay power—was proclaimed in the taking and presenting of the offering. Sober, substantial seniors of the community (again, all male) collected money from the pews and carried it in procession to the rail around the sanctuary, where it was received by assistants and carried to the priest at the altar. The organ boomed forth the doxology. All leapt to their feet and sang in acclamation. These men were our power-brokers.

The 1928 Book of Common Prayer assumed this structure of power, and we expressed it Sunday after Sunday in our habits of worship.

Thus a first principle—

  1. The Sunday liturgy expresses the leadership structure of the parish.

Notice, further, that there are two centers of power in that structure—priestly at the altar and lay in the handling of money. Priestly power from things sacred, lay power from things economic. Notice also that the lay power is in some degree subservient to the priestly, for the money is handed over to the priest and the lay power-brokers do not enter the sanctuary.

  1. In the presidency of the priest at the altar we express priestly power in things sacred.

  2. In the exclusion of lay persons from the sanctuary, other than assistants to the priest, we express exclusion of lay persons from things sacred except as authorized by the priest.

  3. In the collecting and presenting of money by lay persons we express lay power centered in things economic.

  4. In the presenting of the money to the priest to be blessed and offered to God we express some degree of subservience of lay power to priestly.

The subservient role of women is glaring in the old liturgy. They had no liturgical function other than in the pews or as members of the Altar Guild. In expression of this position they were expected to wear hats or veils, and often gloves.

Children were either not present, kept in Church School throughout the liturgy, or kept quiet and well behaved. The liturgy was well ordered.

Now let’s do a thought-experiment.

Suppose that in those days a woman had tried to take part in collecting and presenting the money. What would have happened? Resistance, incomprehension, rejection. Why? Because it would have been an assault on the established leadership structure. It would have been a claim to lay power, a rebellion against the exclusion of women from that power.

And when, in the ’60’s, with the feminist movement, women did begin to claim such power, they insisted on changing the way we did liturgy. They insisted on liturgical roles hitherto confined to men. Women could usher as well as men. Girls could be acolytes. No longer was the priest to be surrounded just by males. And, of course, it was not long before women had to be admitted to the ordained ministry.

  1. The exclusion or inclusion of kinds of persons from liturgical roles expresses their exclusion or inclusion in parish leadership roles.

  2. Whenever we want leadership patterns to change in the parish, changes in the liturgy are a part of changing those patterns.

Our present-day liturgy

Let me describe what I see in many mid-size Episcopal parishes (those with a Sunday attendance of 100–200). I will assume that the parish is using Rite II, but most of what I say will apply to Rite I as well.

First of all, the most striking characteristic, in contrast to the old liturgy, is that today’s liturgy is messy and disorderly. It’s noisy. Gone are the old rituals of silence and private prayer when you enter the building. Gone are women’s hats and gloves and veils. Almost everyone is dressed informally, some in blue jeans. Children run about. Most parishes still have pews, but gone also is the sense of carefully controlled space.

  1. A sense of freedom and informality is now apparent in Episcopal parishes.

But that’s not the whole story. A powerful element of the old order remains. It is still true, that given the choice, most people decide to sit in the rear of the church rather than up front. They want to be followers, not leaders.

Our congregations behave like sheep. If someone up front stands or sits or kneels, those behind tend to do the same. A wave of changing posture surges from front to back. We are deathly afraid of doing something “wrong” or different. The attitude of “correctness” in Episcopal parishes is breathed in the air, stitched into the vestments, cultivated in every action. We may disagree about whether to stand or kneel, for example, during the eucharistic prayer, but we agree that there is a “right” way to behave.

I sing in our parish choir. Recently someone asked whether we shouldn’t turn toward the altar during the creed. What was the “right” thing to do? The choir director responded that it was ok to stay facing sideways or to turn toward the altar, either one, but that turning to the altar was “traditional” and it was probably better for us all to do the same thing.

That conversation has been replayed over and over again down the years in Episcopal parishes—and still is—concerning every detail in the service. We are the people who do the liturgy “right.”

  1. Whereas freedom and informality characterize certain moments in the liturgy—notably at the gathering and dispersing of the congregation, at the announcements, and at the passing of the Peace—there remains a strong sense of conformity, a strong fear of doing something “wrong.”

The old service began with a quiet organ prelude, followed by a hymn, a solemn entrance of priest, acolytes, and choir in procession, and then a prayer voiced by the priest. The prelude still exists, but people talk through it. The service does not open with prayer or hymn, but with an informal greeting from the priest—“Good morning!—and instructions about how to follow the service, about signing the newcomers’ book and coming to the coffee hour—that sort of thing. Then come hymn and procession and opening prayers. The priest no longer goes to the altar. He—or she!—goes to the side, and sometimes you are not quite sure where she/he is. Most of what follows is done without the priest—readings (by lay persons, both men and women, and sometimes children), psalms, short hymns—until the reading of the gospel, when the priest or another ordained minister goes down to the middle of the congregation.

What do these actions say?

Clearly, not only has the power balance between male and female changed, so also has the power relationship between ordained ministers and laity. The priest still has a central role, but lay persons have taken new leadership positions. The power structure has profoundly changed. No priest can expect to run the show as did his/her predecessors. The liturgy now proclaims that everybody has a part to play.

  1. Lay power is now evident in roles previously restricted to the ordained.

  2. Persons previously excluded from power—women and children—are now included in the leadership of the parish.

  3. A partnership of priest and people is now more evident than before.

One important expression of partnership is found in both the old and the new liturgies—the give and take between priest and people of versicles and responses, and prayers and Amens. The priest says, “The Lord be with you,” and the people respond, “And with thy spirit” or “And also with you.” The priest voices a prayer and the people say Amen.

The Prayer Book very carefully expresses this give and take. Sometimes it labels versicles and responses Celebrant or People. Other times it puts the Amen in italics. Unfortunately some clergy violate the partnership intended by the Prayer Book by leading lay responses and by saying lay Amens. This may seem a small matter. One may even argue that for priest and people to say Amens together is more a sign of partnership than for one to say the prayer and the other the Amen. But there’s a difference of roles involved. Priests and lay persons have different roles in parish life. There are certain responsibilities for priests to take and there are others proper to lay persons. A clear give and take in the liturgy helps express both partnership and difference of role. A priest who takes the risk of not leading Amens is clearly saying that she/he expects lay persons to carry out their responsibilities. For the priest to say the lay person’s Amen is an intrusion, and betrays at least a small lack of trust. “If I don’t say it, it won’t get said.”

Versicle and response, prayer and Amen— we have here a vivid interplay of roles, a dramatization of what we expect from partners in parish life.

  1. The way in which a parish says the responses and Amens expresses the partnership and distinction of roles between priest and parishioner.

Leadership in matters spiritual is the foremost role of the priest. In the old liturgy this authority was symbolized not only by the priest’s standing at the center of the sanctuary, but also by his standing above the people in the solemn enclosure of the pulpit. Today many pulpits go unused. Many priests are reluctant to claim the authority implied in standing above their flocks. Some preach instead from the floor of the church, implying an equality of authority. Others preach from the lectern—still above the people, but shared with lay readers.

Here there are likely to be strong differences of opinion. I believe strongly that clergy today must explicitly share spiritual authority with lay persons. But I also believe that to be the rector of a parish means to be called to discern the spirits in that parish, to discern its spiritual state and to distinguish the calling of the Holy Spirit from the spirits of this world, and then to share that discernment with the parish, to lead the parish in corporate discernment. This is a calling of high responsibility and authority. I do not believe in a priest’s downplaying this role. But I am sensitive to the view that a priest can lead from a position of “equality,” from standing among the people and seeking to lead corporate discernment in group-centered ways. What seems to me unacceptable, however, is an “equality” that says the priest is “just one of the guys/gals,” that denies the priest’s distinctive calling.

  1. The location of the sermon proclaims the spiritual leadership role being claimed by the preacher. From the pulpit he/she proclaims high authority. From the floor of the nave she/he proclaims “equal” authority. From the lectern he/she proclaims authority somewhere in between, and shared with lay persons such as those who read from there.

After the sermon come the Prayers of the People—prayers led by a lay person, prayers with a formal structure, but one that provides for people in the pews to add their own prayers at various points.

Here is another assertion of lay authority. These prayers replace the old Prayer for the Whole State of Christ’s Church, which was voiced by the priest and which had no room for lay persons to do anything except say the Amen. Now lay persons can pray for themselves; no longer must they depend upon clergy to say their prayers for them.

In some congregations lay persons add petitions and thanksgivings freely and plentifully. In other congregations only a few voices are raised. In still others the new form of prayer sounds very much like the old—the leader says it formally, does not pause for additions, and nobody adds anything extemporaneous.

  1. The number and freedom of lay additions to the Prayers of the People give an indication of the quality of lay leadership in the congregation. The more additions made, the more lay responsibility revealed. The fewer additions, the more a sense of lay hesitancy.

The General Confession that comes next has been rewritten. It does not call upon us to “bewail our manifold sins and wickedness,” but we do say that we have sinned against God and that we humbly repent. This milder language is the only change from the old structure. We all still kneel—we are still humbled sinners—and the priest still stands to pronounce absolution.

Now there’s authority for you!—this person pronounces forgiveness of sins! Just like the old days! But somehow it doesn’t feel the same. The sense of solemnity and littleness that used to accompany confession and absolution just aren’t there.

The confession is often omitted, sometimes by suggestion of the Prayer Book, sometimes, I suspect, inadvertently. And I’ve never heard anyone complain about the omission. It just doesn’t seem to have the importance it used to have.

Perhaps this is because it has been preceded by the lengthy and sometimes messy Prayers of the People, and is followed by the most messy moment of the day—the passing of the Peace. Maybe it’s the constant movement—the sitting for the sermon, the getting up for the Prayers of the People, the getting down for the confession, the getting up for the Peace. It used to be that we were down on our knees for a long time before the confession and absolution, and we stayed there afterwards. That gave this moment a prominence it no longer enjoys.

The structure of confession and absolution is the same, if the context is not. Humble people, authoritative priest—but the old message is not there. Why? I wonder if it’s our psychologized sense of sin, the fact that therapists have taken the place of confessors. But that is so large a topic, I must simply leave it and note the change.

  1. The General Confession and absolution seem to have lost their authority, and with that, some priestly power.

The Peace, of course, with its messiness and informality and length, says a great deal. It was the introduction of this act that destroyed the old culture of the Episcopal Church. We used to keep a respectful distance from one another. We used to be side-by-side neighbors led by the man up front. But once we started passing the Peace, shaking hands all round, talking to our neighbors, we were saying something different. We were a community!

Perhaps it was also a power-grab. Perhaps for lay folk to turn around—or even walk around—and shake hands or embrace and wish each other the Peace of God meant that they were taking, or starting to take, control of the community. Their relationship in the church would be with each other as powerfully as with the priest. And the priest mingles in this community. The priest comes down into the midst. The priest does not remain within an enclosed sacred space surrounded by assistants. The priest is one of the community.

In the early ’60’s, when I was rector of Church of the Redeemer, Chicago, and was seeking to institute the passing of the Peace, we had a long parish discussion about it one Sunday. I had planned a formal passing of the Peace modeled after that done in monasteries, in which I passed the Peace to the acolytes at the altar and they in turn passed it to the congregation. “No way!” said the parishioners. The only condition under which passing the Peace was acceptable was that I would come down from the altar into the congregation and do it with them.

That was a turning point in the relationship between priest and people at Church of the Redeemer (and among parishioners as well). The rector could not institute a liturgical change without their consent and without their ideas, the rector had to listen to them as well as they to him, and they had to listen to each other. And the way we did the Peace expressed our changed relationships.

  1. The passing of the Peace is a powerful expression of community. Its inclusion of the priest in the midst indicates a communal, rather than a hierarchical, relation between priest and people.

After the Peace come the announcements in some parishes. (Others put them at the beginning or the end.) Here the role the rector sees for herself/himself is acted out clearly. Some rectors make all the announcements. Some do their best to make none at all, leaving it to lay leaders to make them. Most do a mixture of the two. The rector’s behavior here may also be a sign of lay expectations. Sometimes lay persons strongly resist making announcements, demanding that the rector make it for them. In any case, parish leadership roles are acted out here.

  1. The way in which announcements are made clearly reveals the leadership structure of the parish. If the rector presides over them, but does not do them, he/she is shown as watching over parish life. But if the rector makes most of them, she/he is shown as doer in parish life.

Offertory processions are very different from what they used to be. Women take an equal part with men, and occasionally children do so as well. There are often two processions. A first procession brings up the bread and the wine while the money offering is being collected. Then a second procession brings up the money. Sometimes this procession is done in the old style of acclamation—the organ booms, the procession marches, the congregation leaps to its feet in praise. There are two messages—

  1. Offertory processions now proclaim the sharing of lay power between men and women.

  2. The procession with the bread and the wine shows increased lay leadership and authority in matters spiritual.

  3. The money offering and procession continue to proclaim lay power through money.

This emphasis on lay power through money may seem crass, but it is a fact and to proclaim it is good. The raising and spending of money is at the center of human leadership structures. The Gospel is full of messages about the giving and spending of money. But perhaps we need to ask ourselves here whether our processions are telling the truth. Do those who bring up the money—these particular persons—really represent those whose voices in fact determine how parish money is raised and spent? Perhaps the procession should be made up of just vestry members, and especially of the finance committee. And if that turns out to be mostly senior well-to-do white males—aha! Our true leadership structure is clearly expressed!

  1. The membership of the money offering procession may be disconnected from the realities of parish life.

Sometimes these processions go right to the altar. Sometimes they stop at the rail around the sanctuary to be carried to the altar by acolytes. Shades of the sacred space too holy to be profaned by ordinary lay folk! Shades of priestly hierarchy!

In either case lay power is to be blessed by the priest. (See point v above.)

  1. A procession that goes right to the altar expresses a degree of lay-clerical community. A procession that ends at the altar rail is more expressive of hierarchy.

Our methods of taking communion are a curious mixture of individualism, hierarchy, and community. The lines of people going up toward the altar and returning are wonderfully communal. The moments of receiving the bread and wine seem private and individual, each person and Jesus. The actions in receiving seem at least semi-hierarchical—the priest gives lay persons the Body of Christ, and, frequently, a lay person gives the Blood. Most of us kneel and the ministers stand.

  1. We have not found a communal method of sharing the Body and Blood of Christ for the Sunday liturgy. Communion is physically a one-to-one action and feels one-to-one rather than communal.

  2. It also feels, even when a lay person is the giver, hierarchical. The bread and the wine come from the altar and only such bread and wine, consecrated by the priest, will do.

  3. In weekday communions or on retreats and the like, sometimes the communicants stand in a circle and pass the bread and wine to each other round the circle. That comes closer to expressing and binding community.

The Prayer Book provides that lay people may say Amen on receiving communion. But few do. And why would you do this? What does it express? I believe it signifies partnership, communion between priest and people. The priest puts the bread into the people’s hands; they say Amen. It’s a corporate act.

  1. A wave of Amens down the communion rail, as parishioners receive communion, is a clear sign of community and partnership.

After the final hymn a lay person usually dismisses the congregation (e.g., “Go in peace to love and serve the Lord”), to which the congregation responds with a final and hearty “Thanks be to God.” More lay authority. More community.

  1. The dismissal is a further sign of lay authority and of community.

Then comes a slow departure. The priest stands at a door and greets people, holding brief conversations. Once more we are priest-centered. Occasionally lay people act as additional greeters, but that usually doesn’t last very long. It’s hard to get laity to do it regularly. “What’s wrong with the priest? Why can’t she/he take care of it alone? People want to talk to the priest, not to you or me.”

Most clergy are people-centered. They like one-to-one relations with lay folk, and most lay folk appreciate this characteristic in their pastor. So this practice feels good to a lot of people.

But if we are to build community and share leadership, we need somehow to have it become natural for lay folk to take part in these exchanges as a matter of course. That it is not yet so in our parishes indicates how much we still look to the priest as pastor (which is fine) to the exclusion (which is not fine) of the community as a pastoral community.

  1. Our greetings between priest and people at the church door express our priest-centeredness in pastoral care.

It is curious that there is not much in the liturgy that is strongly expressive of pastoral care; that is, of parishioners seeking and receiving help in their personal troubles. Most such troubles are cared for privately, outside the liturgy, except in the Prayers of the People. And in the latter we usually hear a name (and sometimes just the first name) without knowing what we are being asked to pray for. Does this person have cancer or a cold or financial problems or what?

I know one parish in which the Prayer Book rubrics concerning the ministry of healing are followed—

When the Laying on of Hands or Anointing takes place at a public celebration of the Eucharist … it is recommended that it take place immediately before the exchange of the Peace. (BCP, p. 453)

Those wishing to receive this ministry go to the altar rail and kneel. Other parishioners gather behind them. The priest moves down the rail, pausing briefly at each person just long enough to anoint them, saying the prayer of anointing as he/she goes. Then the standing parishioners lay their hands on the heads of those kneeling. Someone says a prayer of healing for them all. And the group disperses. It takes about five minutes and is a powerful expression of pastoral community.

Another sign of lay pastoral care found in some parishes is the taking of communion from the altar by lay persons to the sick and shut-in. Some parishes provide a short ceremony of sending these persons out, and sometimes the names of the sick or shut-in are given.

  1. A corporate ministry of healing at the time of the Peace is a powerful expression of pastoral community. So also is the corporate sending of lay persons with communion to the sick and shut-in.

Priests differ in whether or not they give directions throughout the service—page numbers and hymn numbers, indications for standing or sitting or kneeling. Such directions are helpful for newcomers, but, once again, they tend to build priest-centered dependency.

Now that we have computers to help us print up service leaflets, we could print special ones designed just for newcomers that include absolutely everything and lots of directions and helps. But even better, just as we need to nourish our parishes as pastoral communities in which we support one another as an ordinary matter of parish life, we need to learn how to mobilize parishioners to recognize, welcome and help newcomers during the liturgy.

  1. For priests to give directions during the service tends to build dependency and priest-centeredness.

During the Lord’s Prayer especially, but occasionally at other times, I observe a few people holding their arms up and out in prayer. Usually this posture is quite modest. You may not even notice it if you’re looking from behind the person. I see it from a choir pew up front; so it’s more obvious to me.

I find this a welcome change. I read this posture to express an opening of the person’s heart to God. But in a recent parish conversation we got to talking about differences in posture and one woman said that she had been thinking about holding her hands out in prayer during the service, but was afraid to do it because that would make her different from those around her. The group encouraged her to go ahead. Maybe she should sit in the back, they said, where she would feel less self-conscious.

I am not sure what we should do about the problem of “correctness” and conformity. As a priest I am glad to advocate standing, for example, during the eucharistic prayer. And in this paper I am certainly advocating certain practices as “better” than others. But now that I’ve come to see this problem of conformity, I want to add to my advocacy the hope that there are a lot of contrarians who will not follow my advice.

We have children running in and out of the service. We have people dressed both formally and informally. We have a lot of talking and noise. Now I hope we can add diversity of posture to the mix.

  1. Our atmosphere of conformity tends to intimidate differences. But there are signs of change. Some persons are daring to be different. Others are wanting to be.

And the music! It’s important. In some parishes it’s a matter of performance: the parish takes pride in having good music that people come to hear for itself. There’s our good taste and correctness once again. We Episcopalians have the right ceremonial, the right décor, the right music. Poison!

  1. Parish music as performance tends to entrench the Episcopal sense of “correctness” and conformity.

A new and lively spirit has begun to move in our music over the last twenty years or so. To our traditional body of hymns many parishes have now added various “popular” styles of music—“praise” music, African-American and “gospel” music, Taizé chants, and many new compositions.

Singing together builds community. Breath is spirit—in Hebrew, Latin, and Greek “spirit” and “breath” are the same word—and in breathing together we share spirit. You can see this fact vividly in the behavior of social movements. Demonstrators march together chanting slogans, singing together, moving in rhythm together.

We Christians are not, of course, a movement as was the church of the first years, but we are called by our Lord to move forward in mission. We are a called people. So we must sing together, breath together in the one Spirit. We must voice our convictions, our mission, our solidarity. That means music that people can sing and want to sing.

  1. Our music needs to be by all of us, and to express conviction, mission, solidarity.

The difference size makes

My observations above concern what I called “mid-size” parishes, those with a Sunday attendance of 100–200. Parishes in the lower range of this size are sometimes called “pastoral” parishes. Parishes in the higher range are said to be on the verge of becoming “program” parishes. These terms designate, among other things, a leadership style. In a “pastoral” parish it is possible for many parishioners to have a one-to-one relationship with the priest, and most people want such a relationship. The priest’s leadership style needs to reflect this reality. But as a parish gets larger this kind of relationship is not possible for everybody. There are just too many people for the priest to have one-to-one relationships with them all. And the leadership style needs to change. That’s one reason—and a powerful one—for seeking the kinds of changes I talk about in this paper.

The other reason, also very powerful, concerns the breakdown of the old hierarchical model in American life and the deleterious effects of that model. I have written on that topic elsewhere1 and will not expand upon it here. But I do wish to enunciate a general principle in regard to the form of the liturgy as expressing the leadership structure of the parish.

  1. Just as parishes vary in leadership structure and needs, so also the structures expressed in the liturgy should vary in accordance with those needs. Just as there is not one leadership structure appropriate for all, there is not one style of liturgy appropriate for all.

The apostle Paul

Paul’s letters discuss the first gatherings of the church. His remarks are still relevant—

When you come together, each one has a hymn, a lesson, a revelation, a tongue, or an interpretation. Let all things be done for building up. (1 Corinthians 14:26, NRSV)

Encourage one another and build up each other… respect those who labor among you, and have charge of you in the Lord and admonish you; esteem them very highly in love because of their work. Be at peace among yourselves. And we urge you, beloved, to admonish the idlers, encourage the fainthearted, help the weak, be patient with all of them. (1 Thessalonians 5:11–14, NRSV)

Teach and admonish one another in all wisdom; and with gratitude in your hearts sing psalms, hymns, and spiritual songs to God. (Colossians 3:16, NRSV)

1 Warner White, “Should I Leave?” Action Information XII, No. 1 (January-February 1986): 14–19. Reprinted in Edward A. White, ed., Saying Goodbye (Washington, D.C.: The Alban Institute, 1990), pp. 1–15. Reprinted also in David B. Lott, ed., conflict management in congregations (Washington, D.C.: The Alban Institute, 2001), pp. 67–80.

Warner White, “Eager Longing: Developing True Reverence for One Another,” congregations (November-December, 1998): 11–14.